Closed

ATM application-oriented research for the aviation Green Deal

HORIZON JU Research and Innovation Actions

Basic Information

Identifier
HORIZON-SESAR-2023-DES-ER2-WA2-3
Programme
Digital European Sky Exploratory Research 02
Programme Period
2021 - 2027
Status
Closed (31094503)
Opening Date
June 29, 2023
Deadline
November 15, 2023
Deadline Model
single-stage
Budget
€9,000,000
Min Grant Amount
€500,000
Max Grant Amount
€1,000,000
Expected Number of Grants
1
Keywords
HORIZON-SESAR-2023-DES-ER2-WA2-3HORIZON-SESAR-2023-DES-ER-02

Description

Expected Outcome:

Project results are expected to contribute to the following expected outcomes.

  • Environment: the proposed solutions are expected to contribute to the achievement of the objectives of a 55 % reduction in greenhouse gas emissions by 2030 and net-zero greenhouse gas emissions by 2050, by maturing concepts enabling optimal and optimum green trajectories, thus reducing CO2 and non CO2 emissions, as well as contributing to new and up-to-date models to tackle emissions and noise and improve local air quality.
  • Capacity: the proposed solutions are expected to improve airspace capacity through the identification of optimal and environmentally friendly flight trajectories, taking also into consideration the new entrants (e.g., U-space flights).
  • Cost-efficiency: saving fuel for airspace users will reduce CO2 emissions and related costs for emission allowances.
Scope:

The challenge is to design and develop concrete innovative applications (that are already TRL1, achieved within SESAR programme or outside) that aim at achieving the objective of net-zero greenhouse gas emissions by 2050 set by the European Green Deal, in line with the EU’s commitment to global climate action under the Paris Agreement. The proposed solutions shall demonstrate their potential to accelerate the shift to smarter and more sustainable mobility, to improve the fuel efficiency and reduce the emissions (both CO2 and non-CO2) generated by ATM operations and increase the understanding of the climate impacts of aviation to better anticipate them and take adaptation measures. The challenge includes the adaptation of the route charging scheme to take into consideration the green deal objectives and how to enable the definition of globally harmonised policies and regulations to support climate-friendly flight operations. The challenge includes as well the development of innovative ideas to accelerate decarbonisation of ATM through the integration of energy, transport and digitalisation platforms that are at the base of the green transition.

The SESAR 3 JU has identified the following innovative research elements that could be used to achieve the expected outcomes. The list is not intended to be prescriptive; proposals for work on areas other than those listed below are welcome, provided they have already successfully achieved TRL1 (within SESAR programme or outside) and include adequate background and justification to ensure clear traceability with the R&I needs set out in the SRIA for the aviation green deal flagship.

  • Multi-scale multi-pollutant air quality systems. Development of solutions for the evaluation of the impact that the air traffic regulation policy options can have on the environment and climate. The proposed solutions should be able to follow the fate of aircraft emissions in the atmosphere on both the global/regional scale (e.g., transport of pollutants from the troposphere to the stratosphere, impact onto the radiative properties of the atmosphere, ozone production, etc.), and on the local scale (e.g., impact close to an airport area during landing and take-off phases). The main area of applicability of such a solution is to support the aviation community in estimating the extent of the environmental impacts that current and future air traffic movements might have. Research shall address integration and optimization aspects to reduce the overall computational time and human errors (R&I need: optimum green trajectories). Research shall take into account the output of project CREATE.
  • Greener long-haul flights. Long-haul flights contribute the most to aviation CO2 emissions and other environmental impacts. Europe has a big contribution to this market sector and therefore it is essential to explore innovative coordination and interoperability actions with ATM systems of destination/origin regions of European long-haul flights in order to reduce the overall environmental impact of these operations. Research aims at developing applications that will contribute to the green improvement of long haul flight operations e.g., increasing the level of ATM automation, air-ground collaboration (R&I need: optimum green trajectories).
  • Validation of novel metrics in support of environmental impact assessment in ATM. The collaborative management of environmental impacts and the implementation of strategies to reduce them require the development of indicators/metrics that will enable, on one hand, all ATM decision-makers to make informed decisions at different levels and, on the other hand, to communicate on ATM community efforts towards environmental sustainability. Research aims at developing and validating new environmental metrics for use in R&I and/or operations. The areas for development include use of EPP data for environmental performance assessment, development of meaningful operational proxies that can support ATM decision making in ATFM or ATC operations, development of methodologies for providing an accurate estimation of CO2 and non-CO2 emissions and noise with minimal input data (e.g., based only on surveillance data combined with flight plan data), etc. The research can also investigate the adaptation to ATM of software and methodologies currently in use by airlines to optimise their environmental performance (R&I need: accelerating decarbonisation through operational and business incentivisation).
  • Explore the concept of “green flag” flights. Making operations greener needs a real boost based on realisable operational frameworks and incentives for the ATM actors. These incentives encompass all phases of flight and start from strategic and pre-tactical phases, where ATM decision-makers have to make informed decisions towards higher environmental sustainability. In ATM process terms, this means an environmentally responsible ATFCM, an E-ATFCM. An enabler of this E-ATFCM framework is to explore new environmental indicators oriented to facilitate decisions to ATM actors. The concept of “green flag” seeks the establishment of a methodology for environmental scoring of flight plans, analysing all aspects derived from the plans that may have an impact on environment. This includes all type of emissions, contrails and noise. The concept may also include the consideration of whether there is availability of alternative means of transport for the same route, e.g., train, so that requirements for a flight to be “green flagged” are higher where there are viable alternatives. The low impact “green flagged” flight plans may benefit from having priority in slot allocation, lower route charges and other advantages linked to pre-tactical and tactical operational decisions. The concept of “green flight” needs to be grounded in a careful review of environmental impact aspects and the validation of the proposed scoring against reference measurements of impact. The research must also address the impact of the concept in the SES performance scheme, including the consideration of trade-offs with other key performance areas (R&I: Accelerating decarbonisation through operational and business incentivisation).
  • Automated stepless aircraft high-lift device management. The research activities shall aim at supporting the development of a concept for the stepless management of aircraft high-lift devices with automated support. The objective is to support pilots in managing the energy of the aircraft during the last (e.g., 10,000 ft.) part of the descent phase, in order to reduce fuel consumption and noise perception on the ground. The improved high-lift device management shall improve the adaptability of the flight to the prevailing approach conditions in terms of current aircraft mass and weather conditions. The ability of the aircraft to apply speed changes as required by ATC or potentially by an on-board airborne separation assistance system (ASAS) such as interval management will also be improved, and the environmental impact of such speed changes will be reduced. The research shall take into account both classic 3-degree approach paths and increased glide-slope paths. Research shall take into consideration the results of project DYNCAT (R&I need: environmentally optimised climb and descent operations (OCO and ODO)).
  • Green applications to reduce ATM impact on non-CO2 emissions, noise and air quality. Research aims at developing innovative applications that could contribute to reduce the impact of ATM on non-CO2 emissions, noise and air quality pollutants. The air quality pollutants (nitrogen oxides (NOX), particulate matter (PM), volatile organic compounds (VOCs), sulphur dioxide (SO2), carbon monoxide (CO) and unburnt hydrocarbons (HC)) not only concern the airport local area: their potential impact may affect a substantial area around the airport and other ATM stakeholders could collaboratively work with the airport to design, implement and operate solutions to minimise these aviation impacts. For non-CO2 emissions, these green applications could consist of different ATC support tools (automated advice to adapt pre-tactical and tactical flight planning to reduce non-CO2 emissions, monitoring tools on environmental impact, improved capabilities to ensure that traffic minimize non-CO2 emissions in different phases of flight, etc.). The proposed solutions may use AI for optimising trajectories, creating ‘green’ routes and increasing prediction accuracy. Research could also consider applications for greener network operations e.g., DCB with a lower monitor value per sector to ensure not only safety but also to enable optimal environmental efficiency to be facilitated for each flight (R&I need: non-CO2 impacts of aviation).

Eligibility & Conditions

General conditions

General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

To ensure a balanced portfolio, grants will be awarded to applications not only in order of ranking but at least also to those that are the highest ranked within topics within the same work area, provided that the application attains the threshold.

  • Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

The following additions to the general award criteria apply:

Customised award criteria are described in section 2.1.3 of the SESAR 3 JU Bi-Annual Work Programme for years 2022-2023 - Fifth amended version.

  • Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

  • Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

Grants awarded under this work area will have to submit the following deliverables:

  • Exploratory research report (ERP)
  • Exploratory research report (ERR)
  • Functional requirements document (FRD)
  • Operational services and environment description (OSED)
  • Economic evaluation (ECO-EVAL)
  • Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project
  • Plan for dissemination and exploitation including communication activities - CDE (to be submitted within 3 months after signature date and periodically updated)

Beneficiaries will be subject to the following additional dissemination obligations:

  • Beneficiaries must make proactive efforts to share, on a royalty-free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call;
  • Beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement.

Beneficiaries will be subject to the following additional exploitation obligations:

For the purpose of complying with the objectives set in Council Regulation (EU) 2021/2085, the SRIA and the European ATM Master Plan;

  • beneficiaries must make available for reuse under fair, reasonable and non-discriminatory conditions all relevant results generated, through a well-defined mechanism using a trusted repository;
  • if the purpose of the specific identified measures to exploit the results of the action is related to standardisation, beneficiaries must grant a non-exclusive licence to the results royalty-free;
  • if working on linked actions, beneficiaries must ensure mutual access to the background to and to the results of ongoing and closed linked actions, should this be necessary to implement tasks under the linked actions or to exploit results generated by the linked actions as defined in the conditions laid down in this biannual work programme and in the call for proposals;
  • beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

 The following exceptions apply:

Specific conditions

7. Specific conditions: 

The maximum project duration is 30 months including a 6-month period at the end of the project life cycle to undertake Communications, Dissemination and exploitation activities on the research results

 

Support & Resources

 

SESAR 3 JU Call Helpdesk/ Functional mailbox: [email protected]

Deadline for addressing queries : Friday 27 October 2023 (eob).

Online Manual is your guide on the procedures from proposal submission to managing your grant.

Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.

Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.

Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.

National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).

Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.

IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.

European IPR Helpdesk assists you on intellectual property issues.

CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.  

The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.

Partner Search Services help you find a partner organisation for your proposal.

 

Latest Updates

Last Changed: May 15, 2024

CALL UPDATE: FLASH EVALUATION RESULTS



EVALUATION results

Call: HORIZON-SESAR-2023-DES-ER-02

Published: 23/06/2023

Deadline: 15/11/2023

Available budget:

-        Work Area 1 (WA1): 9.000.000 EUR

-        Work Area 2 (WA2): 17.382.363 EUR

The results of the evaluation for each topic are as follows:

 

HORIZON-SESAR-2023-DES-ER2-WA1-1

HORIZON-SESAR-2023-DES-ER2-WA1-2

HORIZON-SESAR-2023-DES-ER2-WA1-3

HORIZON-SESAR-2023-DES-ER2-WA1-4

HORIZON-SESAR-2023-DES-ER2-WA1-5

HORIZON-SESAR-2023-DES-ER2-WA1-6

HORIZON-SESAR-2023-DES-ER2-WA1-7

HORIZON-SESAR-2023-DES-ER2-WA1-8

HORIZON-SESAR-2023-DES-ER2-WA1-9

HORIZON-SESAR-2023-DES-ER2-WA2-1

HORIZON-SESAR-2023-DES-ER2-WA2-2

HORIZON-SESAR-2023-DES-ER2-WA2-3

HORIZON-SESAR-2023-DES-ER2-WA2-4

Number of proposals submitted (including proposals transferred from or to other calls)

10

0

3

12

5

6

7

6

2

22

9

4

14

Number of inadmissible proposals

0

0

0

0

1

0

0

0

0

0

2

0

0

Number of ineligible proposals

0

0

0

1

0

0

0

0

0

1

1

0

1

Number of above-threshold proposals

10

 

3

11

2

6

7

5

2

18

5

4

11

Total budget requested for above-threshold proposals

9.791.786,25€

0€

2.967.117,00€

10.683.966,25€

1.999.517,50€

6.007.407,50€

7.228.211,50€

4.982.468,00€

1.938.995,00€

32.099.044,25€

9.864.450,25€

7.858.896,75€

21.237.773,00€

Number of proposals retained for funding

1

0

2

2

1

1

1

0

1

4

2

1

2

Number of proposals in the reserve list

0

0

0

0

0

0

2

1

0

2

1

0

0

Funding threshold [1]

14.20

N/A

14.60

14.40

13.90

15

14.40

N/A

14.20

14.80

14.80

14.80

14.60

Ranking distribution

 

 

 

 

 

 

 

 

Number of proposals with scores lower or equal to 15 and higher or equal to 14

1

0

2

2

0

1

1

0

1

6

3

1

6

Number of proposals with scores lower than 14 and higher or equal to 13

0

0

1

3

1

0

2

1

0

4

1

2

2

Number of proposals with scores lower than 13 and higher or equal to 10

9

0

0

6

1

5

4

4

1

8

1

1

3

 

We recently informed the applicants about the evaluation results for their proposals.

For questions, please contact [email protected]


[1]       Proposals with the same score were ranked according to the priority order procedure set out in the call conditions.

 

 

Last Changed: November 16, 2023

Call HORIZON-SESAR-2023-DES-ER-02 has closed on the 15-11-2023.

100 proposals have been submitted.

The breakdown per topic is:

HORIZON-SESAR-2023-DES-ER2-WA1-1

10

HORIZON-SESAR-2023-DES-ER2-WA1-3

3

HORIZON-SESAR-2023-DES-ER2-WA1-4

12

HORIZON-SESAR-2023-DES-ER2-WA1-5

5

HORIZON-SESAR-2023-DES-ER2-WA1-6

6

HORIZON-SESAR-2023-DES-ER2-WA1-7

7

HORIZON-SESAR-2023-DES-ER2-WA1-8

6

HORIZON-SESAR-2023-DES-ER2-WA1-9

2

HORIZON-SESAR-2023-DES-ER2-WA2-1

22

HORIZON-SESAR-2023-DES-ER2-WA2-2

9

HORIZON-SESAR-2023-DES-ER2-WA2-3

4

HORIZON-SESAR-2023-DES-ER2-WA2-4

14

 Evaluation results are expected to be communicated in March 2024.

Last Changed: November 9, 2023

The third and last version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.

Last Changed: October 24, 2023

The second version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.

Please note that the deadline to submit additional queries is the 27th of October 2023.

Last Changed: September 16, 2023

The first version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.

Last Changed: July 5, 2023
The submission session is now available for: HORIZON-SESAR-2023-DES-ER2-WA1-6(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-8(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-1(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-2(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-4(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-5(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-7(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-9(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-4(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-2(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-3(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-3(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-1(HORIZON-JU-RIA)
ATM application-oriented research for the aviation Green Deal | Grantalist