ATM Excellent science and outreach for the aviation Green Deal
HORIZON JU Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-SESAR-2023-DES-ER2-WA1-7
- Programme
- Digital European Sky Exploratory Research 02
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- June 29, 2023
- Deadline
- November 15, 2023
- Deadline Model
- single-stage
- Budget
- €9,000,000
- Min Grant Amount
- €500,000
- Max Grant Amount
- €1,000,000
- Expected Number of Grants
- 1
- Keywords
- HORIZON-SESAR-2023-DES-ER2-WA1-7HORIZON-SESAR-2023-DES-ER-02
Description
Project results are expected to contribute to the following expected outcomes.
- Environment: the proposed solutions are expected to contribute to the achievement of the objectives of a 55 % reduction in greenhouse gas emissions by 2030 and net-zero greenhouse gas emissions by 2050, from a gate-to-gate perspective, by introducing new concepts enabling proper modelling of non-CO2 emissions and their impact on optimum green trajectories, taking into account the expected interoperability with new entrants (i.e. U-space flights). The objective is not only limited to foster greenhouse gases reduction but also to reduce noise and air pollution;
- Capacity: the proposed solutions are expected to rely on high automation to reduce controller workload to improve capacity, which will then allow optimal and environmentally-friendly flight trajectories;
- Cost-efficiency: saving fuel for airspace users will reduce CO2 emissions and related costs for emission allowances.
The European Green Deal has set the objective of net-zero greenhouse gas emissions by 2050, in line with the EU’s commitment to global climate action under the Paris Agreement. To achieve this objective it is required to accelerate the shift to smarter and more sustainable mobility. The challenge is to achieve zero inefficiencies due to ATM by 2040: this means not only eliminating inefficiencies in the current system but also in the design and execution of the future ATM and U-space architecture. Proposals shall define and develop innovative solutions that could cover a wide variety of aspects e.g., operational measures that could be put in place to improve the fuel efficiency of flights, speeding up the modernisation of the air infrastructure to offer more capability and capacity and therefore offering more efficient trajectories, adapting the charging scheme to incentivise environmentally friendly operations, etc. The scope covers as well innovative ideas to accelerate decarbonisation of ATM and reduce the CO2 and non-CO2 emissions, through the integration of energy, transport and digitalisation platforms that are at the base of the green transition.
The SESAR 3 JU has identified the following innovative research elements that could be used to meet the challenge described above and achieve the expected outcomes. The list is not intended to be prescriptive; proposals for work on areas other than those listed below are welcome, provided they include adequate background and justification to ensure clear traceability with the R&I needs set out in the SRIA for the aviation Green Deal flagship.
- Atmospheric physics for aviation (non-CO2) emissions, noise and air quality pollutants. Further understanding of non-CO2 effects (climate metrics) and associated uncertainties is needed. This element covers research to increase the body of knowledge on the physics of the atmosphere, to better understand the impact on global warming of non-CO2 emissions (NOx, SOx, H2O, particulate matter, etc.), including contrails and aviation-induced cloudiness. The non- CO2 climate impact of aviation exhibits large uncertainties. Among others, they include the uncertainty in the meteorological forecast, the uncertainty associated to the calculation of climate effects and impact, the selection of the emission model, or the model parameterisations required for development of efficient MET services. Research should aim in particular to reduce the uncertainty associated with the radiative forcing effects of aviation emissions identified in the 2020 European Commission report on the non-CO2 impacts of aviation (https://www.easa.europa.eu/document-library/research-reports/report-commission-european-parliament-and-council). Investigate the relationship between atmospheric conditions at time of emission and subsequent non- CO2 climate effects. Close coordination with EASA is expected, to ensure complementarity and consistency with EASA activities. Research may include:
- The definition of an adequate physical climate metric which is able to assess (quantify) climate effects of future emissions;
- The comparison in terms of quality of current meteorological forecasts, as well as of individual approaches presented so far by previous research initiatives e.g., FlyATM4E in order to provide a quantitative measure of the climate effects of aviation emissions, comprising contrail (cirrus) effects, NOx-induced effects, direct effects of water vapour emissions and aerosol induced effects;
- The evaluation of radiative transfer modelling, which determines climate effects of aviation emissions;
- The assessment of models of contrail life cycle and comprehensive chemistry-climate modelling involving representation of reactive species and aerosols, which influence radiative transfer in the atmosphere;
- Improve and systematically evaluate the quality of the weather forecast to represent those key meteorological fields, which are relevant for climate effects of aircraft emissions (e.g., upper tropospheric humidity, ice water content or representation of ISSR) as well as background concentration of reactive species;
- The quantification of impacts on non-CO2 effects from different blending ratios of different types of sustainable aviation fuel (SAF) (e.g., HEFA, FT-SPK, etc.);
- Explore possible options to evaluate and validate contrail formation and atmospheric conditions, by e.g., satellite products. This will allow gaining confidence in radiative effects induced, but also identify success of alternative routing strategies, which aim e.g., to avoid warming contrails as could be explored during live trials.
Research shall take into consideration the output of SESAR projects FlyATM4E, SINOPTICA and ALARM, and other non-SESAR projects, which outcomes are fully relevant on this research element e.g., ACACIA (research on transport patterns of nitrogen oxides NOx) and ClimOP. In addition, research shall ensure coordination with project CICONIA funded under call HORIZON-SESAR-2022-DES-ER1.
Research also aims at increasing the body of knowledge on the impact of ATM on areas such as noise and air quality pollutants (nitrogen oxides (NOX), particulate matter (PM), volatile organic compounds (VOCs), sulphur dioxide (SO2), carbon monoxide (CO) and unburnt hydrocarbons (HC)). Research aims at better understanding the ATM environmental impacts beyond greenhouse emissions (CO2 and non-CO2 aviation emissions). In particular considering that in the near future there will be new types of aircraft propulsions, new aircraft configurations and new propulsion fuels (e.g., hydrogen), whose impact on noise and air quality need to be researched (R&I need: non-CO2 impacts of aviation).
- Noise and air quality pollutants. Research aims at increasing the body of knowledge on the impact of ATM on areas such as noise and air quality pollutants (nitrogen oxides (NOX), particulate matter (PM), volatile organic compounds (VOCs), sulphur dioxide (SO2), carbon monoxide (CO) and unburnt hydrocarbons (HC)). Research aims at better understanding the ATM environmental impacts beyond greenhouse emissions (CO2 and non-CO2 aviation emissions). In particular considering that in the near future there will be new types of aircraft propulsions, new aircraft configurations and new propulsion fuels (e.g., hydrogen), whose impact on noise and air quality need to be researched (R&I need: non-CO2 impacts of aviation).
- Comparative study on potential metrics to be adopted in the ATM domain to aggregate non-CO2 and CO2 impacts on climate change. The study should cover, for example, global warming potentials (GWP) 100, average temperature response (ATR) 20, ATR 50, ATR 100, radiative forcing index (RFI) and alternative metrics, taking as a starting point the options outlined in the 2020 European Commission report on the non-CO2 impacts of aviation. Proposals should include an initial task to review the state of the art of environmental metrics and engage with all relevant stakeholders in order to provide insights into the pros and cons of each potential metric, with the aim of formulating informed recommendations for the way forward, including the identification of additional research needs if applicable. This research should consider how metrics can be used in different contexts, for example for operational decision-making in the pre-tactical and tactical phases of ATFM, operational decision-making in real time by ATC, post-operations analysis and environmental performance monitoring at network level. Close coordination with EASA is expected, to ensure complementarity and consistency with EASA activities. In addition, the proposed climate metrics should be able to assess (quantify) climate effects of future emissions (and not only of historic emissions e.g., as done in the radiative forcing concept) by e.g., evaluating atmospheric response (temperature change) after a dedicated time horizon (e.g., 20, 50, and 100 years). Research shall take into account the output of project FlyATM4E (R&I need: non-CO2 impacts of aviation).
- Atmospheric physics for aviation (extreme weather events). This element focuses on climate resilience and adaptation, as it aims at increasing the body of knowledge on the physics of the atmosphere, to make it possible to better predict extreme weather events that may impact aircraft operations, and in particular cause airport closures or significant reductions in airport capacity (with knock-on effects on the network). The research should in particular consider the challenges for accurate prediction that may result from changes to weather patterns arising from global warming in the short to medium-term. Research may also address the knowledge gaps in the understanding of the links between long-term climate change and risks to the aviation sector required to achieve a coherent strategy and short-term decision-making. These gaps have been reported in the “ICAO CAEP aviation and climate change factsheet” and the "European aviation environmental report 2022”. It is important to address these long-term links to allow ATM become more resilient, and assure that ATM short term induced decision will not jeopardise long-term ATM resilience and sustainability (R&I need: accelerating decarbonisation through operational and business incentivisation).
- Environmental impact assessment methodology and new metrics. It is necessary to develop further the methodology used in SESAR 2020 not only to cover the research phase, but also the deployment and implementation phases. As part of this methodology, the use of big data analysis and machine learning should be extended to the development of new environmental metrics that will be used to monitor environmental impacts and incentivise actors to promote compliance with environmental targets and regulations. These metrics will also be integrated into the environmental dashboard, and into the environment impact assessments toolset. Research shall consider as well the European Aviation Environmental Report. Research shall take into consideration the SESAR environmental performance assessment methodology (R&I need: accelerating decarbonisation through operational and business incentivisation).
- Development of the environmental performance-monitoring toolkit to include new entrants. There is a need to develop further the set of European environmental impact assessment tools, in order to analyse, inter alia, the integration of new entrants into the future ATM system and the overall environmental benefits and impacts they will have. This element covers the expansion of the ATM aircraft performance models (on emissions and noise) to include new entrants and new aircraft types/fuels. It involves research into the impact on the environment of new fuels and/or new aircraft types (hydrogen, electric, sustainable aviation fuels, new hyper-/supersonic aircraft (with consideration of sonic booms)), including the development of new models to assess the impact that ATM operational changes may have when these aircraft are introduced into the traffic mix. It should also include the development of methodologies to assess the environmental and societal impact of U-space-enabled drone operations, including in particular the identification of all potential impacts (e.g., visual pollution, noise over populated areas, intrusion into privacy, risks to wildlife (migrating birds, nesting areas, etc.)). Due to the complexity and diversity of environmental impacts, particular attention needs to be paid to the analysis of trade-offs, between environmental impacts, but also possibly with other performance areas (R&I need: impact of new entrants).
- Impact of zero-emission aircraft on ATM. The advances in the development of electric and hydrogen-powered propulsive systems support the future vision of air transport without any direct carbon emissions, thereby contributing to the Green Deal goal. It is anticipated that hydrogen and electric-powered flights will carry lower payload and may have requirements for longer turn-around times. Their performance will also be different from that of conventionally powered aircraft. Their introduction will fundamentally change the traffic demand that will have to be managed by the ATM system. There is a need to define scenarios of future fleet composition, model the resulting air traffic demand, evaluate the reduction of the environmental footprint enabled in each of the scenarios (considering direct and indirect emissions), analyse the implications of these changes on the airspace structure and the ATM system, and outline potential solutions for their adaptation. It is also relevant to explore the implications for airline operations that may impact ATM processes e.g., longer turnaround/airline scheduling, new flight planning/flight plan acceptance processes. New network management processes and changes to airport capacity also need to be considered. The research shall be tightly focused on the ATM dimension; impact of ATM on other relevant domains, or impact of ATM constraints on other domains may be addressed, but this should not be the core objective of the project. Integration of the new aircraft models into ATM models is in scope, but development of aircraft/propulsive systems and/or aircraft/propulsive system models is out of scope (the research should use aircraft/propulsive system models developed prior to the start of the project). The goal of this research is to inform policymakers, industry leaders, and researchers about the potential R&D needs to allow the safe integration of zero emission aircraft in the ATM system (R&I need: impact of new entrants).
- New forms of air traffic management. Research aims at exploring new forms of air traffic management to support the integration of highly automated vehicles and autonomous aircraft e.g., high altitude platform systems (HAPS), aircraft with new propulsion systems (electric/hydrogen), unmanned aircraft systems, recreational flying vehicles and other new entrant operators while minimising their environmental impact, in terms of greenhouse gases emissions, noise and air pollutants. Research shall take into consideration the variety of vehicle performances and their impact on traffic management (R&I need: impact of new entrants).
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
The following additions to the general award criteria apply:
Customised award criteria are described in section 2.1.3 of the SESAR 3 JU Bi-Annual Work Programme for years 2022-2023 - Fifth amended version.
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Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
-
Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Grants award under this topic will have to submit the following deliverables:
- Concept outline
- Exploratory research plan (ERP)
- Exploratory research report (ERR)
- Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project)
- Plan for dissemination and exploitation including communication activities - CDE (to be submitted within 3 months after signature date and periodically updated)
Beneficiaries will be subject to the following additional dissemination obligations:
- Beneficiaries must make proactive efforts to share, on a royalty-free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call;
- Beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement.
Beneficiaries will be subject to the following additional exploitation obligations:
For the purpose of complying with the objectives set in Council Regulation (EU) 2021/2085, the SRIA and the European ATM Master Plan;
- beneficiaries must make available for reuse under fair, reasonable and non-discriminatory conditions all relevant results generated, through a well-defined mechanism using a trusted repository;
- if the purpose of the specific identified measures to exploit the results of the action is related to standardisation, beneficiaries must grant a non-exclusive licence to the results royalty-free;
- if working on linked actions, beneficiaries must ensure mutual access to the background to and to the results of ongoing and closed linked actions, should this be necessary to implement tasks under the linked actions or to exploit results generated by the linked actions as defined in the conditions laid down in this biannual work programme and in the call for proposals;
- beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
The following exceptions apply:
Specific conditions
7. Specific conditions:
The maximum project duration is 30 months including a 6-month period at the end of the project life cycle to undertake Communications, Dissemination and exploitation activities on the research results
Documents
Call documents:
Standard application form (HE RIA, IA) – Available directly in the Submission system. Please note that only Part A of this template is applicable for this call. For specific Part B template, see below
SESAR 3 application form (RIA/IA) - Part B — Available directly in the Submission system
Standard evaluation form (HE RIA, IA) - it will be used with the necessary adaptations based on the specific award criteria (see above).
MGA
Additional documents:
SESAR 3 Joint Undertaking Bi-Annual Work Programme (BAWP) 2022-2023
SESAR 3 Joint Undertaking Multi-Annual Work Programme (MAWP) 2022-2031
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
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SESAR 3 JU Call Helpdesk/ Functional mailbox: [email protected] Deadline for addressing queries : Friday 27 October 2023 (eob). |
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
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The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
CALL UPDATE: FLASH EVALUATION RESULTS
EVALUATION results
Call: HORIZON-SESAR-2023-DES-ER-02
Published: 23/06/2023
Deadline: 15/11/2023
Available budget:
- Work Area 1 (WA1): 9.000.000 EUR
- Work Area 2 (WA2): 17.382.363 EUR
The results of the evaluation for each topic are as follows:
|
|
HORIZON-SESAR-2023-DES-ER2-WA1-1 |
HORIZON-SESAR-2023-DES-ER2-WA1-2 |
HORIZON-SESAR-2023-DES-ER2-WA1-3 |
HORIZON-SESAR-2023-DES-ER2-WA1-4 |
HORIZON-SESAR-2023-DES-ER2-WA1-5 |
HORIZON-SESAR-2023-DES-ER2-WA1-6 |
HORIZON-SESAR-2023-DES-ER2-WA1-7 |
HORIZON-SESAR-2023-DES-ER2-WA1-8 |
HORIZON-SESAR-2023-DES-ER2-WA1-9 |
HORIZON-SESAR-2023-DES-ER2-WA2-1 |
HORIZON-SESAR-2023-DES-ER2-WA2-2 |
HORIZON-SESAR-2023-DES-ER2-WA2-3 |
HORIZON-SESAR-2023-DES-ER2-WA2-4 |
|
Number of proposals submitted (including proposals transferred from or to other calls) |
10 |
0 |
3 |
12 |
5 |
6 |
7 |
6 |
2 |
22 |
9 |
4 |
14 |
|
Number of inadmissible proposals |
0 |
0 |
0 |
0 |
1 |
0 |
0 |
0 |
0 |
0 |
2 |
0 |
0 |
|
Number of ineligible proposals |
0 |
0 |
0 |
1 |
0 |
0 |
0 |
0 |
0 |
1 |
1 |
0 |
1 |
|
Number of above-threshold proposals |
10 |
|
3 |
11 |
2 |
6 |
7 |
5 |
2 |
18 |
5 |
4 |
11 |
|
Total budget requested for above-threshold proposals |
9.791.786,25€ |
0€ |
2.967.117,00€ |
10.683.966,25€ |
1.999.517,50€ |
6.007.407,50€ |
7.228.211,50€ |
4.982.468,00€ |
1.938.995,00€ |
32.099.044,25€ |
9.864.450,25€ |
7.858.896,75€ |
21.237.773,00€ |
|
Number of proposals retained for funding |
1 |
0 |
2 |
2 |
1 |
1 |
1 |
0 |
1 |
4 |
2 |
1 |
2 |
|
Number of proposals in the reserve list |
0 |
0 |
0 |
0 |
0 |
0 |
2 |
1 |
0 |
2 |
1 |
0 |
0 |
|
Funding threshold [1] |
14.20 |
N/A |
14.60 |
14.40 |
13.90 |
15 |
14.40 |
N/A |
14.20 |
14.80 |
14.80 |
14.80 |
14.60 |
|
Ranking distribution |
|
|
|
|
|
|
|
|
|||||
|
Number of proposals with scores lower or equal to 15 and higher or equal to 14 |
1 |
0 |
2 |
2 |
0 |
1 |
1 |
0 |
1 |
6 |
3 |
1 |
6 |
|
Number of proposals with scores lower than 14 and higher or equal to 13 |
0 |
0 |
1 |
3 |
1 |
0 |
2 |
1 |
0 |
4 |
1 |
2 |
2 |
|
Number of proposals with scores lower than 13 and higher or equal to 10 |
9 |
0 |
0 |
6 |
1 |
5 |
4 |
4 |
1 |
8 |
1 |
1 |
3 |
We recently informed the applicants about the evaluation results for their proposals.
For questions, please contact [email protected]
[1] Proposals with the same score were ranked according to the priority order procedure set out in the call conditions.
Call HORIZON-SESAR-2023-DES-ER-02 has closed on the 15-11-2023.
100 proposals have been submitted.
The breakdown per topic is:
|
HORIZON-SESAR-2023-DES-ER2-WA1-1 |
10 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-3 |
3 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-4 |
12 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-5 |
5 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-6 |
6 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-7 |
7 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-8 |
6 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-9 |
2 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-1 |
22 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-2 |
9 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-3 |
4 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-4 |
14 |
Evaluation results are expected to be communicated in March 2024.
The third and last version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.
The second version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.
Please note that the deadline to submit additional queries is the 27th of October 2023.
The first version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.