ATM Excellent science and outreach for capacity on demand and dynamic airspace
HORIZON JU Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-SESAR-2023-DES-ER2-WA1-3
- Programme
- Digital European Sky Exploratory Research 02
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- June 29, 2023
- Deadline
- November 15, 2023
- Deadline Model
- single-stage
- Budget
- €9,000,000
- Min Grant Amount
- €500,000
- Max Grant Amount
- €1,000,000
- Expected Number of Grants
- 1
- Keywords
- HORIZON-SESAR-2023-DES-ER2-WA1-3HORIZON-SESAR-2023-DES-ER-02
Description
Project results are expected to contribute to the following expected outcomes:
- Capacity: the proposed solutions are expected to provide a more stable and predictable level of capacity in all-weather operations. In addition, by providing capacity dynamically where and when it is needed and re-configuring the airspace to match the traffic flows, overall system resilience will be significantly increased;
- Operational efficiency: the proposed solutions are expected to improve operational efficiency in terms of human performance and the resilience of the staff involved (e.g., ATCOs) to new working methods generated because of new/different task allocation strategies. Trajectory management and dynamic airspace configurations will provide further improvements in vertical flight efficiency;
- Cost-efficiency: dynamic airspace configurations, capacity-on-demand, ATCO training programmes will provide scalability. ATCO productivity is expected to increase significantly;
- Safety: the proposed solutions are expected to maintain at least the same level of safety as the current ATM system.
The future ATM system will require increased agility and flexibility in providing capacity where and when it will be needed across the network, particularly for maximising the use and performance of limited resources, i.e. airspace and ATCOs. The challenge is to propose innovative potential solutions that will supply the required capacity on demand in a dynamic, agile and resilient manner, improving cost and flight efficiency while maintaining (or improving) safety. These solutions shall enable the dynamic reconfiguration of resources and the provision of new capacity-on-demand services to maintain safe, resilient, smooth and efficient air transport operations while allowing for the optimisation of trajectories even at busy periods. The proposed innovative solutions shall aim at responding to emerging business needs that can only be addressed through standardised data sharing between air traffic service providers using a highly interconnected, digital and resilient network.
The SESAR 3 JU has identified the following innovative research elements that could be used to meet the challenge described above and achieve the expected outcomes. The list is not intended to be prescriptive; proposals for work on areas other than those listed below are welcome, provided they include adequate background and justification to ensure clear traceability with the R&I needs set out in the SRIA for the capacity on demand and dynamic airspace flagship:
- Increasing the use of middle airspace. This element addresses the potential business case for increasing the use of middle airspace (approximately between 15 000 ft. and 25 000 ft.) by different type of aircraft (jet engine aircraft, aircraft with new propulsion systems, etc.). Research shall address the environmental impact of providing ATFM slots for flights in middle airspace e.g., fuel consumption, emissions, etc. and the trade-offs with other KPAs such as increased capacity (and reduced delays) (R&I need: on-demand ATSs).
- Network performance cockpit for “network minded” decision making. This research element aims at establishing a network performance cockpit for “network minded” decision making including support to enhanced connectivity both for identifying unattended business opportunities and for managing disruptive crises. How to optimize the current computer assisted slot allocation (CASA) algorithm to consider flow interactions and to implement regulations based on traffic flows with the consequent reduction of delay, and therefore, overall network performance improvement is under scope. In addition, these evolutions may include the consideration of actual aircraft performance, flight profile preferences by airlines and direct routings given by controllers in the en-route phase of flight. This new approach to set ATFCM regulations will improve the ATFCM network decision-making and will avoid unnecessary and ineffective regulations by considering optimal solutions at regional level. In support of the network performance management, research shall propose flow-monitoring dashboards (R&I need: on-demand ATS).
- Global weather and environment monitoring ATM network. The key objective is to design and start developing a single monitoring and reporting system for a green ATM, covering all aviation impacts: greenhouse emissions, noise and air pollutants and relevant safety and security threats. This research element addresses the secure integration of multiple data to monitor, collect, integrate and present weather and environment information to the different stakeholders on the ATM system including: pollution, contrails, noise, weather, vehicle status, congestion and other safety and security threats, such as volcanic eruptions, earthquakes, tsunamis, extreme weather events, conflicts, etc. The primary source of the data may include a variety of sensors: ground, air, stratosphere, space-based, etc.: research covers the challenge to integrate / fuse all this information that may have different granularity, rate, characteristics, etc. Research includes the definition of potential solutions to predict safety and security threats in negatively affecting ATM safety, manage risks as they emerge and recover from disruption caused by, for example, factors such as disease, climate change, volcanic eruptions and solar storms that affect electronic equipment. While focused on the ATM dimension, proposals shall consider potential constraints imposed by other domains as well as collateral impacts of ATM research on other domains (R&I: ATM continuity of service despite disruption).
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
The following additions to the general award criteria apply:
Customised award criteria are described in section 2.1.3 of the SESAR 3 JU Bi-Annual Work Programme for years 2022-2023 - Fifth amended version.
-
Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
-
Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Grants award under this topic will have to submit the following deliverables:
- Concept outline
- Exploratory research plan (ERP)
- Exploratory research report (ERR)
- Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project)
- Plan for dissemination and exploitation including communication activities - CDE (to be submitted within 3 months after signature date and periodically updated)
Beneficiaries will be subject to the following additional dissemination obligations:
- Beneficiaries must make proactive efforts to share, on a royalty-free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call;
- Beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement.
Beneficiaries will be subject to the following additional exploitation obligations:
For the purpose of complying with the objectives set in Council Regulation (EU) 2021/2085, the SRIA and the European ATM Master Plan;
- beneficiaries must make available for reuse under fair, reasonable and non-discriminatory conditions all relevant results generated, through a well-defined mechanism using a trusted repository;
- if the purpose of the specific identified measures to exploit the results of the action is related to standardisation, beneficiaries must grant a non-exclusive licence to the results royalty-free;
- if working on linked actions, beneficiaries must ensure mutual access to the background to and to the results of ongoing and closed linked actions, should this be necessary to implement tasks under the linked actions or to exploit results generated by the linked actions as defined in the conditions laid down in this biannual work programme and in the call for proposals;
- beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
The following exceptions apply:
Specific conditions
7. Specific conditions:
The maximum project duration is 30 months including a 6-month period at the end of the project life cycle to undertake Communications, Dissemination and exploitation activities on the research results
Documents
Call documents:
Standard application form (HE RIA, IA) – Available directly in the Submission system. Please note that only Part A of this template is applicable for this call. For specific Part B template, see below
SESAR 3 application form (RIA/IA) - Part B — Available directly in the Submission system
Standard evaluation form (HE RIA, IA) - it will be used with the necessary adaptations based on the specific award criteria (see above).
MGA
Additional documents:
SESAR 3 Joint Undertaking Bi-Annual Work Programme (BAWP) 2022-2023
SESAR 3 Joint Undertaking Multi-Annual Work Programme (MAWP) 2022-2031
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
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SESAR 3 JU Call Helpdesk/ Functional mailbox: [email protected] Deadline for addressing queries : Friday 27 October 2023 (eob). |
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
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IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
CALL UPDATE: FLASH EVALUATION RESULTS
EVALUATION results
Call: HORIZON-SESAR-2023-DES-ER-02
Published: 23/06/2023
Deadline: 15/11/2023
Available budget:
- Work Area 1 (WA1): 9.000.000 EUR
- Work Area 2 (WA2): 17.382.363 EUR
The results of the evaluation for each topic are as follows:
|
|
HORIZON-SESAR-2023-DES-ER2-WA1-1 |
HORIZON-SESAR-2023-DES-ER2-WA1-2 |
HORIZON-SESAR-2023-DES-ER2-WA1-3 |
HORIZON-SESAR-2023-DES-ER2-WA1-4 |
HORIZON-SESAR-2023-DES-ER2-WA1-5 |
HORIZON-SESAR-2023-DES-ER2-WA1-6 |
HORIZON-SESAR-2023-DES-ER2-WA1-7 |
HORIZON-SESAR-2023-DES-ER2-WA1-8 |
HORIZON-SESAR-2023-DES-ER2-WA1-9 |
HORIZON-SESAR-2023-DES-ER2-WA2-1 |
HORIZON-SESAR-2023-DES-ER2-WA2-2 |
HORIZON-SESAR-2023-DES-ER2-WA2-3 |
HORIZON-SESAR-2023-DES-ER2-WA2-4 |
|
Number of proposals submitted (including proposals transferred from or to other calls) |
10 |
0 |
3 |
12 |
5 |
6 |
7 |
6 |
2 |
22 |
9 |
4 |
14 |
|
Number of inadmissible proposals |
0 |
0 |
0 |
0 |
1 |
0 |
0 |
0 |
0 |
0 |
2 |
0 |
0 |
|
Number of ineligible proposals |
0 |
0 |
0 |
1 |
0 |
0 |
0 |
0 |
0 |
1 |
1 |
0 |
1 |
|
Number of above-threshold proposals |
10 |
|
3 |
11 |
2 |
6 |
7 |
5 |
2 |
18 |
5 |
4 |
11 |
|
Total budget requested for above-threshold proposals |
9.791.786,25€ |
0€ |
2.967.117,00€ |
10.683.966,25€ |
1.999.517,50€ |
6.007.407,50€ |
7.228.211,50€ |
4.982.468,00€ |
1.938.995,00€ |
32.099.044,25€ |
9.864.450,25€ |
7.858.896,75€ |
21.237.773,00€ |
|
Number of proposals retained for funding |
1 |
0 |
2 |
2 |
1 |
1 |
1 |
0 |
1 |
4 |
2 |
1 |
2 |
|
Number of proposals in the reserve list |
0 |
0 |
0 |
0 |
0 |
0 |
2 |
1 |
0 |
2 |
1 |
0 |
0 |
|
Funding threshold [1] |
14.20 |
N/A |
14.60 |
14.40 |
13.90 |
15 |
14.40 |
N/A |
14.20 |
14.80 |
14.80 |
14.80 |
14.60 |
|
Ranking distribution |
|
|
|
|
|
|
|
|
|||||
|
Number of proposals with scores lower or equal to 15 and higher or equal to 14 |
1 |
0 |
2 |
2 |
0 |
1 |
1 |
0 |
1 |
6 |
3 |
1 |
6 |
|
Number of proposals with scores lower than 14 and higher or equal to 13 |
0 |
0 |
1 |
3 |
1 |
0 |
2 |
1 |
0 |
4 |
1 |
2 |
2 |
|
Number of proposals with scores lower than 13 and higher or equal to 10 |
9 |
0 |
0 |
6 |
1 |
5 |
4 |
4 |
1 |
8 |
1 |
1 |
3 |
We recently informed the applicants about the evaluation results for their proposals.
For questions, please contact [email protected]
[1] Proposals with the same score were ranked according to the priority order procedure set out in the call conditions.
Call HORIZON-SESAR-2023-DES-ER-02 has closed on the 15-11-2023.
100 proposals have been submitted.
The breakdown per topic is:
|
HORIZON-SESAR-2023-DES-ER2-WA1-1 |
10 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-3 |
3 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-4 |
12 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-5 |
5 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-6 |
6 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-7 |
7 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-8 |
6 |
|
HORIZON-SESAR-2023-DES-ER2-WA1-9 |
2 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-1 |
22 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-2 |
9 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-3 |
4 |
|
HORIZON-SESAR-2023-DES-ER2-WA2-4 |
14 |
Evaluation results are expected to be communicated in March 2024.
The third and last version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.
The second version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.
Please note that the deadline to submit additional queries is the 27th of October 2023.
The first version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.