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ATM Excellent science and outreach for connected and automated ATM

HORIZON JU Research and Innovation Actions

Basic Information

Identifier
HORIZON-SESAR-2023-DES-ER2-WA1-1
Programme
Digital European Sky Exploratory Research 02
Programme Period
2021 - 2027
Status
Closed (31094503)
Opening Date
June 29, 2023
Deadline
November 15, 2023
Deadline Model
single-stage
Budget
€9,000,000
Min Grant Amount
€500,000
Max Grant Amount
€1,000,000
Expected Number of Grants
1
Keywords
HORIZON-SESAR-2023-DES-ER2-WA1-1HORIZON-SESAR-2023-DES-ER-02

Description

Expected Outcome:

Project results are expected to contribute to the following expected outcomes:

  • Environment: the proposed solutions should have no negative impact on the environment (i.e. in terms of emissions, noise and/or local air quality) or on the potential improvement of the aviation environmental footprint;
  • Capacity: the proposed solutions are expected to contribute to capacity by improving runway throughput and ground operations, as well as the use of medium/high/very high density en-route/TMA airspace;
  • Cost-efficiency: the proposed solutions are expected to justify the investment costs related to the adoption of automated technologies and tools;
  • Safety: the proposed solutions are expected to maintain at least the same level of safety as the current ATM system, in a more connected and automated environment;
  • Security: The proposed solutions are expected to identify and mitigate the potential security risks deriving from having a more interconnected and automated ATM system.
Scope:

The future ATM environment foreseen by the Digital European Sky vision will be increasingly complex, integrating new airspace users’ needs, new airspace vehicles with different performances than conventional aircraft e.g., different speeds and altitudes, etc. The challenge is to propose and develop innovative or unconventional ideas to increase the level of automation (i.e., level 4 (high automation) and level 5 (full automation)) and digitalization in Europe’s ATM and design a future ATM infrastructure that would help reducing rigidities in the ATM system and making it even safer than today’s while improving its scalability and resilience. Secure data sharing between all the components of the ATM infrastructure and the relevant non-ATM stakeholders is another cornerstone of this vision. Research proposals shall aim at leveraging and exploiting emerging digital technologies that could help transforming the sector, in support of new airspace users and design a future ATM infrastructure commensurate with the performance required by each airspace user type and environment. This includes those environments in the transition areas between Europe and neighbouring ICAO regions, which may have specific regulations and challenges.

The SESAR 3 JU has identified the following innovative research elements that could be used to meet the challenge described above and achieve the expected outcomes. The list is not intended to be prescriptive; proposals for work on research elements other than those listed below are welcome, provided they include adequate background and justification to ensure clear traceability with the R&I needs set out in the SRIA for the connected and automated ATM R&I flagship:

  • Moving from magnetic to geographical bearings. This research element aims at moving from magnetic to geographical bearings. The objective is to investigate the operational aspects and potential impact on different actors e.g., airspace users, pilots, ATCOs, procedure design, aerodrome operator, etc. An estimation of the potential benefits would also be required, as well as the definition of standardization needs. Research aims also at studying what would be needed from a CNS and avionics perspective (including changes on, for example, flight management system (FMS), surveillance infrastructure, etc.) for this evolution (R&I need: enabling the deployment of a performance-based CNS service offer).
  • Autonomous runway inspections and surveys. Research aims at addressing technical and operational aspects related to autonomous runway inspections and surveys (e.g., laser scans, cameras, drones, etc.) for assessing runway conditions under the EU Global Reporting Format. Research shall be complementary to and avoid duplication with on-going activities under EASA (e.g., project “Runway Micro Texture” that involves laser scans). The scope covers foreign object or debris (FOD) detection, inspection of runway (RWY) aids, etc. Research shall address the impact on the aerodrome operations e.g., performance aspects (R&I need: runway use optimisation through integrated use of arrival and departure TBS tools).
  • Review separation principles at and around airports (risks analysis vs. separation standards). Research aims at reviewing the principles of minimal runway separation for both independent and dependent operations and developing potential solutions to minimise separation through automation. The research element aims at building a minimum acceptable safety model based on the probability of collision and taking account of geometry, relative speed, ground and airborne systems capabilities, adherence to a planned trajectory, etc. Research shall build on time-based separation and PBN research taking advantage of airborne navigation capabilities, surveillance capabilities, etc. and may require advanced tools based on trajectory prediction and conflict detection / conflict monitoring. The objective is to increase capacity by safely placing aircraft closer together and to make a better use of available infrastructure. Results of this research aim at moving away from pre-determined separation standards (R&I need: runway use optimisation through integrated use of arrival and departure TBS tools).
  • Automated ATC in airports operations. Research aims at developing and validating operational concepts for higher levels of automation in airport operations (levels 4 and 5 as per the ATM Master Plan). The proposed solutions shall be fully consistent with human capabilities. The potential use cases include e.g., automated guidance system for ground movements, automatic ground conflict resolution, enhanced functionalities for digital towers, the application of ML techniques to help in decision making building on similar situations that happened in the past, etc. Research shall address the specific challenges that hinder the application of machine learning (ML) and artificial intelligence (AI) methods to increase the level of automation in airport operations (e.g., transparency, generalisation, etc.). Research shall take into account the recommendations provided by the “expert group on the human dimension of the Single European Sky” in relation to evolving roles in environments with high levels of automation. Research aims at reviewing all the roles, responsibilities and tasks of the different actors (airborne and ground, ATM and U-space, operational and technical), as well as training needs and change management. Research shall plan a close coordination with EASA to ensure complementarity and consistency with EASA activities (e.g., on AI). Research shall take into account the output of previous exploratory research projects in this area e.g., AEON, TACO (R&I: airport automation including runway and surface movement assistance for more predictable ground operations).
  • Safety, ethical and liability challenges of increased automation. Research aims at investigating the safety, ethical and liability challenges associated with increased autonomy and automation level in air traffic management (ATM). Research may address the challenges imposed by artificial intelligence (AI), AI training data and AI-human partnerships, distributed systems-of-systems and decision-making, the human-machine interface and the changing role of the human – pilots and air traffic controllers – in the system, etc. Research may investigate the concept of trusted autonomy (TA), which refers to two or more interacting and self-governed autonomous intelligent systems (including humans) where one side of the interaction is willing to delegate a task that will make it vulnerable to other parties in the interaction who are willing to accept and can autonomously perform the task. This includes the study of how the interface between these systems and their end users should be designed. The integration of distributed cryptographic systems (e.g. blockchain, ZkP, smart contracts, etc.) with autonomous systems and how they could support in decision making is also under scope (R&I need: role of the human).
  • Models and theories of behaviour change. An active role for the human factor in system design will be vital to support the transition from the tactical involvement of controllers to management of traffic “by exception”. Research is needed to understand and manage the impact of system changes on human performance and workload in the long term. Readiness to change, barriers to change and likelihood of relapse should be addressed in system design, monitoring and improvement over the long term. Both models of behaviours and behavioural change theories should be investigated as diagnostic tools to explain and predict specific behaviours. Furthermore, resilience in handling abnormal situations should be addressed, in order to understand how this resilience can be maintained with reduced human involvement (R&I need: role of the human).
  • ATCOs up-skilling, reskilling and de-skilling in the face of new technologies. The introduction of future new technologies and higher levels of automation may increase the space for potential and new type of errors that cannot be easily foreseen. Research aims at analysing the potential of these new technologies to disrupt established patterns in coordinated activity between ATCOs’ and between ATCOs’ and flight crews. In particular, research covers the needs for up-skilling, reskilling and/or de-skilling ATCOs in the future environment. This may imply the need of developing new mental models, how the AI system works, how it fails, why it fails, and how to adapt (R&I need: role of the human).
  • Innovative ways to present traffic to ATCOs. The delivery of ATM services irrespective of physical infrastructure or geographical location implies that local operational and geographical information of a sector might not be known in advanced. Research aims at exploring innovative ways to present the traffic to the ATCOs, so that the flight representation on the screen does not necessarily imply their visualisation on the zenital view of a sector. Research may develop means to help future ATCOs bridging their lack of local knowledge and reducing training time. Technologies based on extended reality (XR) may be used in the proposed research (R&I need: role of the human).

Eligibility & Conditions

General conditions

General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

  • Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

The following additions to the general award criteria apply:

Customised award criteria are described in section 2.1.3 of the SESAR 3 JU Bi-Annual Work Programme for years 2022-2023 - Fifth amended version.

  • Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

  • Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

Grants award under this topic will have to submit the following deliverables:

  • Concept outline
  • Exploratory research plan (ERP)
  • Exploratory research report (ERR)
  • Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project)
  • Plan for dissemination and exploitation including communication activities - CDE (to be submitted within 3 months after signature date and periodically updated)

Beneficiaries will be subject to the following additional dissemination obligations:

  • Beneficiaries must make proactive efforts to share, on a royalty-free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call;
  • Beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement.

Beneficiaries will be subject to the following additional exploitation obligations:

For the purpose of complying with the objectives set in Council Regulation (EU) 2021/2085, the SRIA and the European ATM Master Plan;

  • beneficiaries must make available for reuse under fair, reasonable and non-discriminatory conditions all relevant results generated, through a well-defined mechanism using a trusted repository;
  • if the purpose of the specific identified measures to exploit the results of the action is related to standardisation, beneficiaries must grant a non-exclusive licence to the results royalty-free;
  • if working on linked actions, beneficiaries must ensure mutual access to the background to and to the results of ongoing and closed linked actions, should this be necessary to implement tasks under the linked actions or to exploit results generated by the linked actions as defined in the conditions laid down in this biannual work programme and in the call for proposals;
  • beneficiaries must acknowledge these obligations and incorporate them into the proposal, outlining the efforts they will make to meet them, and into Annex I to the grant agreement

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

 The following exceptions apply:

Specific conditions

7. Specific conditions: 

The maximum project duration is 30 months including a 6-month period at the end of the project life cycle to undertake Communications, Dissemination and exploitation activities on the research results

 

Support & Resources

 

SESAR 3 JU Call Helpdesk/ Functional mailbox: [email protected]

Deadline for addressing queries : Friday 27 October 2023 (eob).

Online Manual is your guide on the procedures from proposal submission to managing your grant.

Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.

Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.

Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.

National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).

Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.

IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.

European IPR Helpdesk assists you on intellectual property issues.

CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.  

The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.

Partner Search Services help you find a partner organisation for your proposal.

 

Latest Updates

Last Changed: May 15, 2024

CALL UPDATE: FLASH EVALUATION RESULTS



EVALUATION results

Call: HORIZON-SESAR-2023-DES-ER-02

Published: 23/06/2023

Deadline: 15/11/2023

Available budget:

-        Work Area 1 (WA1): 9.000.000 EUR

-        Work Area 2 (WA2): 17.382.363 EUR

The results of the evaluation for each topic are as follows:

 

HORIZON-SESAR-2023-DES-ER2-WA1-1

HORIZON-SESAR-2023-DES-ER2-WA1-2

HORIZON-SESAR-2023-DES-ER2-WA1-3

HORIZON-SESAR-2023-DES-ER2-WA1-4

HORIZON-SESAR-2023-DES-ER2-WA1-5

HORIZON-SESAR-2023-DES-ER2-WA1-6

HORIZON-SESAR-2023-DES-ER2-WA1-7

HORIZON-SESAR-2023-DES-ER2-WA1-8

HORIZON-SESAR-2023-DES-ER2-WA1-9

HORIZON-SESAR-2023-DES-ER2-WA2-1

HORIZON-SESAR-2023-DES-ER2-WA2-2

HORIZON-SESAR-2023-DES-ER2-WA2-3

HORIZON-SESAR-2023-DES-ER2-WA2-4

Number of proposals submitted (including proposals transferred from or to other calls)

10

0

3

12

5

6

7

6

2

22

9

4

14

Number of inadmissible proposals

0

0

0

0

1

0

0

0

0

0

2

0

0

Number of ineligible proposals

0

0

0

1

0

0

0

0

0

1

1

0

1

Number of above-threshold proposals

10

 

3

11

2

6

7

5

2

18

5

4

11

Total budget requested for above-threshold proposals

9.791.786,25€

0€

2.967.117,00€

10.683.966,25€

1.999.517,50€

6.007.407,50€

7.228.211,50€

4.982.468,00€

1.938.995,00€

32.099.044,25€

9.864.450,25€

7.858.896,75€

21.237.773,00€

Number of proposals retained for funding

1

0

2

2

1

1

1

0

1

4

2

1

2

Number of proposals in the reserve list

0

0

0

0

0

0

2

1

0

2

1

0

0

Funding threshold [1]

14.20

N/A

14.60

14.40

13.90

15

14.40

N/A

14.20

14.80

14.80

14.80

14.60

Ranking distribution

 

 

 

 

 

 

 

 

Number of proposals with scores lower or equal to 15 and higher or equal to 14

1

0

2

2

0

1

1

0

1

6

3

1

6

Number of proposals with scores lower than 14 and higher or equal to 13

0

0

1

3

1

0

2

1

0

4

1

2

2

Number of proposals with scores lower than 13 and higher or equal to 10

9

0

0

6

1

5

4

4

1

8

1

1

3

 

We recently informed the applicants about the evaluation results for their proposals.

For questions, please contact [email protected]


[1]       Proposals with the same score were ranked according to the priority order procedure set out in the call conditions.

 

 

Last Changed: November 16, 2023

Call HORIZON-SESAR-2023-DES-ER-02 has closed on the 15-11-2023.

100 proposals have been submitted.

The breakdown per topic is:

HORIZON-SESAR-2023-DES-ER2-WA1-1

10

HORIZON-SESAR-2023-DES-ER2-WA1-3

3

HORIZON-SESAR-2023-DES-ER2-WA1-4

12

HORIZON-SESAR-2023-DES-ER2-WA1-5

5

HORIZON-SESAR-2023-DES-ER2-WA1-6

6

HORIZON-SESAR-2023-DES-ER2-WA1-7

7

HORIZON-SESAR-2023-DES-ER2-WA1-8

6

HORIZON-SESAR-2023-DES-ER2-WA1-9

2

HORIZON-SESAR-2023-DES-ER2-WA2-1

22

HORIZON-SESAR-2023-DES-ER2-WA2-2

9

HORIZON-SESAR-2023-DES-ER2-WA2-3

4

HORIZON-SESAR-2023-DES-ER2-WA2-4

14

 Evaluation results are expected to be communicated in March 2024.

Last Changed: November 9, 2023

The third and last version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.

Last Changed: October 24, 2023

The second version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.

Please note that the deadline to submit additional queries is the 27th of October 2023.

Last Changed: September 16, 2023

The first version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents.

Last Changed: July 5, 2023
The submission session is now available for: HORIZON-SESAR-2023-DES-ER2-WA1-6(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-8(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-1(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-2(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-4(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-5(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-7(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-9(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-4(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-2(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-3(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA2-3(HORIZON-JU-RIA), HORIZON-SESAR-2023-DES-ER2-WA1-1(HORIZON-JU-RIA)
ATM Excellent science and outreach for connected and automated ATM | Grantalist