Fast Track Innovation and Uptake U-space and Urban Air Mobility
HORIZON JU Innovation Actions
Basic Information
- Identifier
- HORIZON-SESAR-2022-DES-IR-01-WA4-1
- Programme
- Digital European Sky Industrial Research 01
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- April 6, 2022
- Deadline
- October 12, 2022
- Deadline Model
- single-stage
- Budget
- €30,000,000
- Min Grant Amount
- €2,000,000
- Max Grant Amount
- €5,000,000
- Expected Number of Grants
- 6
- Keywords
- HORIZON-SESAR-2022-DES-IR-01-WA4-1HORIZON-SESAR-2022-DES-IR-01
Description
U-space provides an unparalleled opportunity to experiment, test and validate some of the key architectural principles and technology enablers of the future digital European sky before incorporating them into the broader ATM ecosystem. It will accelerate the digital transformation of the European ATM system while opening the way to the safe integration of new vehicles into the airspace.
- Environment. U-space will not increase the environmental footprint of the air transport system. Specific metrics will be identified, tailored to the U-space environment and the types of vehicles operating within it (most of them are expected to be zero-emission aircraft). Special consideration should be given to the noise impact of low-level operations enabled by U-space. The growing use of zero-emission UAVs enabled by U-space may also contribute to reducing the environmental footprint of the overall transport system, for example by reducing road traffic levels.
- Passenger experience. In terms of passenger experience and overall socioeconomic contribution, U-space will enable and accelerate the drone economy, opening the way to new services (delivery, inspection, security, UAM, etc.) that will increase the well-being of European citizens. U-space will foster the development of a new high-tech economic sector in Europe, leading to wealth and job creation. Particular attention must, however, be paid to safeguarding privacy and ensuring social acceptance.
- Capacity. U-space will not negatively affect the capacity of the ATM system and will create additional system capacity by enabling large volumes of unmanned aircraft to access the airspace. Specific capacity metrics are to be developed for U-space, covering safety and other concerns such as noise.
- Cost-efficiency. U-space will not negatively affect the cost of providing ATM services. Specific cost-efficiency metrics are to be developed for U-space, focusing on the cost of delivering U-space services.
- Operational efficiency. U-space will substantially reduce the costs of operating unmanned aircraft in the European airspace and will not negatively affect the operating costs of other airspace users. Specific operational efficiency metrics are to be defined for U-space, including fairness aspects.
- Safety. U-space will not negatively affect the safety of the ATM system. Specific safety metrics are to be defined for U-space.
- Security. U-space will not negatively affect the security of the ATM system. Cybersecurity will be a key area to be considered in relation to U-space, especially regarding interaction (data exchange) between U-space services and ATM systems.
This topic is designed to accelerate the development of high-risk, high-gain projects with a view to shortening the time to market for disruptive and highly innovative solutions. These activities may start at very low TRL levels but should aim to deliver as rapidly as possibly new products and services to the market at TRL7 (system demonstration in an operational environment).
Scope:To achieve the expected outcomes, all or some of the following should be addressed.
- Enabling safe and autonomous operations in all types of airspace. This involves the development of technological and operational enablers leading to the execution of meaningful demonstrations showcasing autonomous operations involving electric vertical take-off and landing (eVTOL) and large drones in all types of airspace (controlled, uncontrolled, suburban and urban areas). It also includes simulation to enable the analysis, design, testing and validation of the future U-space ecosystem (R&I need: support the development of the U-space regulatory framework and required standards).
- U-space advanced services (U3). This will support more complex operations in dense areas and may include capacity management and assistance for conflict detection. New technologies, higher levels of automation and miniaturisation (including ML and AI, automated DAA functionalities and reliable means of communication) will enable a significant increase in operations in all environments and will reinforce interfaces with ATM/ATC and manned aviation. These advanced services should include, in particular, collaborative interface with ATC, strategic/tactical conflict resolution and dynamic capacity management. These services should build on U1/U2 capabilities but should also result in the development of new capabilities, such as connectivity (vehicle-to-vehicle and vehicle-to-infrastructure) and DAA (R&I need: develop advanced U-space services).
- U-space full services (U4). In particular, services offering integrated interfaces with manned aviation are required, to support the full operational capability of U-space. They will require very high levels of automation, connectivity and digitalisation, both for the drone and for the U-space system (R&I need: develop advanced U-space services).
- Legal and financial aspects of U-space at U3 and U4 level. A detailed investigation is required of the legal and financial aspects of U3 and U4 U-space operations, including general and aviation law, and covering safety and security issues, liability issues, certification issues and U-space services financing models. This is a transversal activity, which will need input from the two previous addressed aspects – U3/4 services (R&I need: financial and legal aspects).
- U-space services above very-low-level airspace. UAM covers all types of urban air operations that require the extension of U-space services beyond the very-low-level limit. Drone operators and UAM operations will require access to higher altitudes and areas close to commercial manned aviation (e.g. airports); at the same time, manned aircraft flying in or adjacent to very-low-level airspace could make use of U-space services. A safe and equitable integration of these operations with manned aviation will require additional U3–U4 services. The development of interoperability and a CDM process between urban airspace operations, ATM and city authorities will be key for future urban airspace operations (R&I need: applications above very-low-level airspace and enabling UAM).
- Enabling UAM. The requirements of UAM operations are expected to be the most challenging for the U-space ecosystem. One of the key research questions is how to integrate autonomous operations over populated areas safely into complex and congested airspace environments, with operations involving vehicles interacting with U-space and conventional ATM services. The research should investigate how U-space can support the transition from piloted to autonomous operations. The evolution of U-space, together with its associated regulatory framework and standards, will need to be synchronised and coordinated with the development of the UAM concept of operations, future UAM services and the certification of UAM vehicles. Special consideration should be given to the operational limitations of these new vehicles and how U-space can contribute to operational safety by protecting their operation in contingency and non-nominal situations (R&I need: enabling UAM).
- U-space services for general aviation aircraft and rotorcraft. General aviation aircraft and rotorcraft are expected to fly jointly with drones in some portions of airspace. In order to enable safe operations, U-space services will need to be provided to airspace users such as general aviation aircraft and rotorcraft users. The targeted services are based on enhanced information-sharing to enable improved situational awareness at both strategic and tactical levels (R&I need: ATM–U-space integration).
- Advanced airborne capabilities for air–ground integration. This will involve developing the airborne technologies required to enable safe operations, advanced situational awareness and autonomous decision-making. Interoperable, performance-based CNS services in U-space need to be developed and validated in operational environments. Activities should focus on air–ground integration following a total-system approach. This includes airborne sensor technology for situational awareness and safety, trajectory management, DAA solutions for cooperative and non-cooperative traffic, and high-integrity data communication (R&I need: CNS and separation minima).
- Environmental sustainability and social acceptance. Work is required to ensure that the new operations enabled by U-space and UAM are acceptable to the public. This includes the identification and development of measures to reduce the environmental impact of U-space operations (noise, visual pollution and CO2), ensuring adequate levels of safety and security. This work should consider as a starting point the findings of the 2021 EASA study on the social acceptance of UAM in Europe (R&I need: U-space social acceptance).
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
The evaluation committee might be composed partially by representatives of EU institutions and agencies (internal experts).
To ensure a balanced portfolio, grants will be awarded to applications not only in order of ranking but at least also to those that are the highest ranked within set topics, provided that the applications attain all thresholds.
- Award criteria, scoring and thresholds are described in subsection 2.2.4 of the BAWP 2022-2023
The following additions to the general award criteria apply:
Weighting per criteria as per WP objectives
Excellence : 40%
Impact: 40%
Implementation: 20%
- Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
The following exceptions apply:
- Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Grants award under this topic will have to submit the following deliverables:
- Contextual note
- SPR-Interop/OSED
- TS/IRS
- VALP
- VALR
- CBA
- STAND
- REG
- Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project)
- plan for dissemination and exploitation including communication activities - CDE (to be submitted within 6 months after signature date and periodically updated)
Beneficiaries will be subject to the following additional dissemination obligations:
- Beneficiaries must make proactive efforts to share on a royalty free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call.
- Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them, and in Annex I to the Grant Agreement.
Beneficiaries will be subject to the additional exploitation obligations:
For the purpose of complying with the objectives set in the Regulation 2021/2085, the SRIA and the European ATM Master plan, beneficiaries must:
- make available for re-use under fair, reasonable and non-discriminatory conditions all relevant results generated in the action, through a well-defined mechanism, in trusted repositories;
- in case the purpose of the specific identified measures to exploit the results of the action is related to standardisation, grant the non-exclusive licence to the results royalty-free;
- in case on linked actions, ensure mutual access to the background and to the results of on-going and closed linked actions, should this be needed for implementing tasks under the linked action(s) or for exploiting results generated by the linked action(s) as defined in the conditions laid down by this (bi)annual work programme and by the call for proposals.
Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them and in Annex I to the Grant Agreement.
Grants awarded under this topic will be linked to the following action(s):
Call HORIZON-SESAR-2022-DES-IR-01;
Call H2020-SESAR-2020-2;
Call H2020-SESAR-2019-1;
A collaboration agreement is required
Purchases of equipment, infrastructure or other assets specifically for the action (or developed as part of the action tasks) may be declared as full capitalised costs.
The funding rate is 70 % of the eligible costs regardless of the legal status of the Beneficiary.
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
The following exceptions apply:
Specific conditions
7. Specific conditions: described in the General conditions and specific conditions of the Work Programme
- The integration of the gender dimension (sex and gender analysis) in R&I content is not a mandatory requirement.
- The maximum project duration is 36 months.
Documents
Call documents:
Standard HE RIA/IA templates - Available directly in the Submission system. Please note that only Part A of this template is applicable for this call. For Part B, see below.
SESAR 3 application form (RIA/IA) - Part B — this call-specific application form is also available in the Submission System.
Standard evaluation form — it will be used with the necessary adaptations based on specific award criteria (see BAWP, Annex II, section 2.2.4).
MGA
Additional documents:
SESAR 3 Joint Undertaking Bi-Annual Work Programme (BAWP) 2022-2023
SESAR 3 Joint Undertaking Multi-Annual Work Programme (MAWP) 2022-2031
HE Main Work Programme 2021–2022 – 1. General Introduction
HE Main Work Programme 2021–2022 – 8. Climate, Energy and Mobility
HE Main Work Programme 2021–2022 – 12. Missions
HE Main Work Programme 2021–2022 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
SESAR 3 JU Call Helpdesk: [email protected]
Please note that the deadline for addressing queries related to SESAR 3 DES Call for proposals to the Q&A functional mailbox ([email protected]) is Friday 23 September 2022 (eob).
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment– consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
Call HORIZON-SESAR-2022-DES-IR-01 has closed on the 13-10-2022.
55 proposals have been submitted.
The breakdown per topic is:
HORIZON-SESAR-2022-DES-IR-01-WA1-1 1
HORIZON-SESAR-2022-DES-IR-01-WA1-2 1
HORIZON-SESAR-2022-DES-IR-01-WA2-1 5
HORIZON-SESAR-2022-DES-IR-01-WA3-1 5
HORIZON-SESAR-2022-DES-IR-01-WA3-2 6
HORIZON-SESAR-2022-DES-IR-01-WA3-3 1
HORIZON-SESAR-2022-DES-IR-01-WA3-4 2
HORIZON-SESAR-2022-DES-IR-01-WA3-5 1
HORIZON-SESAR-2022-DES-IR-01-WA4-1 11
HORIZON-SESAR-2022-DES-IR-01-WA5-1 3
HORIZON-SESAR-2022-DES-IR-01-WA5-2 3
HORIZON-SESAR-2022-DES-IR-01-WA5-3 4
HORIZON-SESAR-2022-DES-IR-01-WA5-4 2
HORIZON-SESAR-2022-DES-IR-01-WA6-1 5
HORIZON-SESAR-2022-DES-IR-01-WA6-2 1
HORIZON-SESAR-2022-DES-IR-01-WA6-3 2
HORIZON-SESAR-2022-DES-IR-01-WA6-4 2
Evaluation results are expected to be communicated in February 2022.
The fifth and last version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The fourth version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The third version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The second version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The first version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents