Industrial Research & Validation for Connected and Automated ATM
HORIZON JU Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-SESAR-2022-DES-IR-01-WA3-1
- Programme
- Digital European Sky Industrial Research 01
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- April 6, 2022
- Deadline
- October 12, 2022
- Deadline Model
- single-stage
- Budget
- €30,000,000
- Min Grant Amount
- €2,000,000
- Max Grant Amount
- €5,000,000
- Expected Number of Grants
- 6
- Keywords
- HORIZON-SESAR-2022-DES-IR-01-WA3-1HORIZON-SESAR-2022-DES-IR-01
Description
This topic addresses the research needed to achieve automation level 4 (high automation) across the European ATC platforms. As described in the European ATM Master Plan 2020, this high level of automation supports the human operator in information acquisition and exchange, information analysis, action selection and action implementation for all tasks/functions. Automation can also initiate action for most tasks.
Project results are expected to contribute to the following expected outcomes.
- Environment. Improvements to connectivity and automation will enable ATM to facilitate more efficient ground operations and air trajectories that are closer to the optimum, thus limiting emissions, decreasing noise and improving local air quality.
- Capacity. The safe use of less restrictive separation modes, combined with an increased level of automation support to ATC, will optimise the use of the airspace. Improvements in the predictability of ground operations and the integration of advanced tools for arrival and departure will help to optimise runway use. Better connectivity between stakeholders, the use of shared 4D trajectories, interoperability and a higher degree of predictability brought about by increased automation will increase capacity.
- Cost-efficiency. The implementation of higher levels of automation, when adopted consistently, will contribute to operational harmonisation and eventually to cost-efficiency. A service-based approach and a well-defined required service level (e.g. for CNS services) will also help to achieve cost-efficiencies.
- Operational efficiency. Shared 4D trajectories and interoperability will increase predictability, enabling preferred trajectories to be flown with fewer tactical interventions.
- Safety. The performance of the system (human and automated elements) in an environment with increased automation includes its safety performance, which will be maintained if not improved. The automation of some procedures will ultimately lead to improved safety and fewer errors, which tend to be triggered by humans. Additionally, increased data-sharing will foster the early detection of potential safety issues and their mitigation.
To achieve the expected outcomes, all or some of the following should be addressed.
- Next generation ATC platforms for en-route and TMA operations. This element will involve the development of integrated ATC platforms leveraging state-of-the-art technologies to deliver level 4 automation functionalities for en-route and approach operations. The R&I results will enable the full implementation of the target architecture as set out in the European ATM Master Plan (virtualisation, TBO, etc.) as well as concepts such as platform as a service to facilitate the complete decoupling of service provision (infrastructure services, information services and all other ANSs) from the physical location of the infrastructure, as outlined in the target architecture specified in the European ATM Master Plan (R&I needs: advanced separation management; intelligent queue management; integration of safety nets; role of the human; speech recognition for increased safety and reduced workload; integration of safety nets (ground and airborne) with the separation management function). It includes, for example, the following features:
- automatic delivery of ATC instructions and clearances;
- advanced automation support for separation management (e.g. automated conflict detection and resolution using AI-powered digital assistants);
- integration of (ground and airborne) safety nets with the separation management function;
- air–ground 4D trajectory synchronisation for automated detection, classification, resolution and monitoring of conflicting profiles in the planning and tactical phases of ATM;
- system health monitoring, service quality level and degradation management of distributed architectures;
- integration of new aircraft types (e.g. RPAS, VTOL, hydrogen aircraft, electric aircraft);
- use of advanced HMI interaction modes (e.g. multi-touch interaction, automatic speech recognition, virtual tracking labels, interaction based on air gestures, attention guidance and control, virtual reality, resilient synthetic vision tools, augmented reality) for innovative en-route and TMA applications;
- intelligent queue management (e.g. using ML and big data techniques);
- consideration of the role of the human in the new joint human–machine cognitive system, and in particular resource management aspects in the context of new business models, distributed architectures and the paradigm change in service provision;
- automation in support of new ATM concepts aimed at increasing runway throughput (e.g. optimised wake separation).
- Next generation ATC platforms for airport operations: This element will involve the development of integrated ATC platforms leveraging state-of-the-art technologies to deliver level 4 automation functionalities for airport operations. The R&I results will enable the full implementation of the target architecture as set out in the European ATM Master Plan (virtualisation, TBO, etc.) as well as concepts such as platform as a service to facilitate the complete decoupling of service provision (infrastructure services, information services and all other ANSs) from the physical location of the infrastructure, as outlined in the target architecture specified in the European ATM Master Plan (R&I needs: airport automation including runway and surface movement assistance for more predictable ground operations; runway use optimisation through integrated use of arrival and departure TBS tools; intelligent queue management; role of the human; speech recognition for increased safety and reduced workload). It includes, for example, the following features:
- automated delivery of apron advisories and ATC clearances;
- use of advanced HMI interaction modes (e.g. multi-touch interaction, automatic speech recognition, virtual tracking labels, interaction based on air gestures, attention guidance and control, virtual reality, resilient synthetic vision tools, augmented reality) for innovative airport applications;
- support for airport operations in all-weather conditions while maintaining a high runway throughput, equivalent to what is possible in good visibility;
- runway and surface movement assistance for more predictable ground operations (e.g. automation of stand planning, taxi routing and ground de-confliction, and runway use optimisation);
- automated ground handling operations (e.g. autonomous airside operations) and safety nets;
- runway use optimisation through integrated use of arrival and departure TBS tools;
- intelligent queue management (e.g. using ML and big data techniques);
- consideration of the role of the human in the new joint human–machine cognitive system.
- Next generation applications for network operations. This element will involve the development of level 4 automation functionalities for network operations leveraging state-of-the-art technologies and capabilities. It includes, for example, network-wide synchronisation of 4D trajectory information and providing trajectory advice (including uncertainty considerations and improved weather forecasts) to ATCOs for human confirmation or automatic implementation. (R&I need: network-wide synchronisation of trajectory information).
- Future connectivity and digital infrastructure. This element will involve the development of solutions for hyper-connectivity between all stakeholders (ground–ground and air–ground) via high-bandwidth, low-latency fixed and mobile networks leveraging state-of-the-art technologies (e.g. broadband connectivity, cloud services, IoT) and the delivery of the digital backbone infrastructure (CNS and beyond) required by digital European sky applications. The R&I results will enable the full implementation of concepts such as infrastructure as a service to facilitate the complete decoupling of service provision (infrastructure services, information services and all other ANSs) from the physical location of the infrastructure, as outlined in the target architecture specified in the European ATM Master Plan (R&I need: enabling the deployment of a performance-based CNS service offer). It includes, for example, the following features:
- enabling the deployment of a performance-based CNS service offer and transitioning to data services;
- development of integrated, digital CNS solutions (e.g. LDACS, satellite-based CNS);
- data communication as the primary means of air–ground connectivity;
- solutions for air–ground connectivity and dialogue between air and ground digital assistants;
- a move from VHF voice to digital voice for controller–pilot communications;
- development of IoT for aviation (machine-to-machine communication for real-time and automatic decision-making);
- development of fully IP-based communications and use of higher bandwidth mobile networks, including satellite-based solutions;
- development of non-safety-of-life ATM applications using commercially available services (e.g. 5G, open satellite communications (SatCom)) required for hyper-connected ATM;
- air–ground and ground–ground data communication solutions for RPAS (including remote pilot–controller voice and CPDLC communications);
- operational use of datalink on the airport surface, incorporating the ICAO’s flight and flow information for a collaborative environment (FF-ICE) TBO concept;
- development of advanced applications of the SWIM technical infrastructure;
- automation of next generation ATC platforms underlying technical processes (e.g. cybersecurity, maintenance, dataset updates).
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
The evaluation committee might be composed partially by representatives of EU institutions and agencies (internal experts).
To ensure a balanced portfolio, grants will be awarded to applications not only in order of ranking but at least also to those that are the highest ranked within set topics, provided that the applications attain all thresholds.
- Award criteria, scoring and thresholds are described in subsection 2.2.4 of the BAWP 2022-2023
The following additions to the general award criteria apply:
Weighting per criteria as per WP objectives
Excellence : 40%
Impact: 40%
Implementation: 20%
- Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
The following exceptions apply:
- Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Grants award under this topic will have to submit the following deliverables:
- Contextual note
- SPR-Interop/OSED
- TS/IRS
- VALP
- VALR
- CBA
- STAND
- REG
- Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project)
- plan for dissemination and exploitation including communication activities - CDE (to be submitted within 6 months after signature date and periodically updated)
Beneficiaries will be subject to the following additional dissemination obligations:
- Beneficiaries must make proactive efforts to share on a royalty free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call.
- Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them, and in Annex I to the Grant Agreement.
Beneficiaries will be subject to the additional exploitation obligations:
For the purpose of complying with the objectives set in the Regulation 2021/2085, the SRIA and the European ATM Master plan, beneficiaries must:
- make available for re-use under fair, reasonable and non-discriminatory conditions all relevant results generated in the action, through a well-defined mechanism, in trusted repositories;
- in case the purpose of the specific identified measures to exploit the results of the action is related to standardisation, grant the non-exclusive licence to the results royalty-free;
- in case on linked actions, ensure mutual access to the background and to the results of on-going and closed linked actions, should this be needed for implementing tasks under the linked action(s) or for exploiting results generated by the linked action(s) as defined in the conditions laid down by this (bi)annual work programme and by the call for proposals.
Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them and in Annex I to the Grant Agreement.
Grants awarded under this topic will be linked to the following action(s):
Call HORIZON-SESAR-2022-DES-IR-01;
Call H2020-SESAR-2020-2;
Call H2020-SESAR-2019-1;
A collaboration agreement is required
The funding rate is 70 % of the eligible costs regardless of the legal status of the Beneficiary.
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
The following exceptions apply:
Specific conditions
7. Specific conditions: described in the General conditions and specific conditions of the Work Programme
- The integration of the gender dimension (sex and gender analysis) in R&I content is not a mandatory requirement.
- The maximum project duration is 36 months.
Documents
Call documents:
Standard HE RIA/IA templates - Available directly in the Submission system. Please note that only Part A of this template is applicable for this call. For Part B, see below.
SESAR 3 application form (RIA/IA) - Part B — this call-specific application form is also available in the Submission System.
Standard evaluation form — it will be used with the necessary adaptations based on specific award criteria (see BAWP, Annex II, section 2.2.4).
MGA
Additional documents:
SESAR 3 Joint Undertaking Bi-Annual Work Programme (BAWP) 2022-2023
SESAR 3 Joint Undertaking Multi-Annual Work Programme (MAWP) 2022-2031
HE Main Work Programme 2021–2022 – 1. General Introduction
HE Main Work Programme 2021–2022 – 8. Climate, Energy and Mobility
HE Main Work Programme 2021–2022 – 12. Missions
HE Main Work Programme 2021–2022 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
SESAR 3 JU Call Helpdesk: [email protected]
Please note that the deadline for addressing queries related to SESAR 3 DES Call for proposals to the Q&A functional mailbox ([email protected]) is Friday 23 September 2022 (eob).
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
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Latest Updates
Call HORIZON-SESAR-2022-DES-IR-01 has closed on the 13-10-2022.
55 proposals have been submitted.
The breakdown per topic is:
HORIZON-SESAR-2022-DES-IR-01-WA1-1 1
HORIZON-SESAR-2022-DES-IR-01-WA1-2 1
HORIZON-SESAR-2022-DES-IR-01-WA2-1 5
HORIZON-SESAR-2022-DES-IR-01-WA3-1 5
HORIZON-SESAR-2022-DES-IR-01-WA3-2 6
HORIZON-SESAR-2022-DES-IR-01-WA3-3 1
HORIZON-SESAR-2022-DES-IR-01-WA3-4 2
HORIZON-SESAR-2022-DES-IR-01-WA3-5 1
HORIZON-SESAR-2022-DES-IR-01-WA4-1 11
HORIZON-SESAR-2022-DES-IR-01-WA5-1 3
HORIZON-SESAR-2022-DES-IR-01-WA5-2 3
HORIZON-SESAR-2022-DES-IR-01-WA5-3 4
HORIZON-SESAR-2022-DES-IR-01-WA5-4 2
HORIZON-SESAR-2022-DES-IR-01-WA6-1 5
HORIZON-SESAR-2022-DES-IR-01-WA6-2 1
HORIZON-SESAR-2022-DES-IR-01-WA6-3 2
HORIZON-SESAR-2022-DES-IR-01-WA6-4 2
Evaluation results are expected to be communicated in February 2022.
The fifth and last version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The fourth version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The third version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The second version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents
The first version of the SESAR 3 Questions and Answers document is now available under Topic Conditions / Documents / Additional documents