ATM application-oriented Research for Aviation Green Deal
HORIZON JU Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-SESAR-2022-DES-ER-01-WA2-7
- Programme
- Digital European Sky Exploratory Research 01
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- April 7, 2022
- Deadline
- October 13, 2022
- Deadline Model
- single-stage
- Budget
- €3,750,000
- Min Grant Amount
- €3,750,000
- Max Grant Amount
- €3,750,000
- Expected Number of Grants
- 1
Description
Project results are expected to contribute to the following expected outcomes.
- Environment. Project results are expected to contribute to the achievement of the objectives of a 55 % reduction in greenhouse gas emissions by 2030 and net-zero greenhouse gas emissions by 2050, by maturing concepts enabling optimal and optimum green trajectories, thus reducing CO2 and non CO2 emissions, as well as contributing to new and up-to-date models to tackle emissions and noise and improve local air quality. In addition, the impact of new entrants and new aircraft types / fuels on the environment should be assessed.
- Capacity. Project results are expected to contribute to the issue of sector capacity through the identification of optimal and environmentally friendly flight trajectories, including for new entrants (e.g. U-space flights).
- Safety. Project results are expected to contribute to the integration and improved interoperability of manned aviation with drones, and also to the integration of HAOs, thus keeping the level of safety of operations at least at the same level as today.
The SESAR 3 JU has identified the following innovative research elements that could be used to achieve the expected outcomes. The list is not intended to be prescriptive; proposals for work on areas other than those listed below are welcome, provided they include adequate background and justification to ensure clear traceability with the R&I needs set out in the SRIA for the aviation green deal flagship.
- Geometric altimetry. In current operations, aircraft cruising at a constant barometric pressure need to climb/descend when flying across isobars, which in the case of a climb causes extra fuel-burn. This extra fuel-burn may be offset if, thanks to it, the aircraft stays at its optimum (or at least closer to optimum) pressure altitude / temperature for a long enough time, but otherwise fuel may be wasted. The use of barometric altimetry has been the only option since the advent of aviation, but a move to geometric altimetry is deemed possible today because aircraft are nowadays for the most part equipped with GNSS, and this trend is expected to grow in the future. There is a need to assess the potential environmental benefits of moving to geometric altimetry, considering not only the impact on aircraft that are at cruising level but also the other concepts that would be unlocked by it, for example reduced vertical separation minima (RVSM 2) and elimination of the wasted airspace allocated to the ‘transition layer’. Research is also needed to develop an operational concept to move all aviation (en route and TMA, general aviation, airliners, civilian and military traffic, in all airspace classes) to geometric altimetry. Note that, in addition to the environmental benefits, the move to geometric altimetry is also expected to facilitate the approach and landing phases (e.g. no need to transition from barometric to geometric altimetry during the approach), which will have safety benefits. Geometric altimetry will also facilitate the integration of manned aviation with drones that are already using geometric altimetry in current operations, and also integration with HAOs (precision of barometric altimeters above Flight Level 800 is challenging). The research will need to consider aspects related to the transition from barometric to geometric altimetry (R&I need: optimum green trajectories).
- Evolution of separation minima, including RVSM 2. Building on the work of the SESAR 2020 ER project R-WAKE, the objective is to develop and validate a concept of operations to enable the reduction of vertical separation minima to 500 ft in a geometric altimetry environment, potentially in combination with a concept for new dynamic and/or geometry-dependent separation minima in the horizontal dimension. It is expected that the RVSM 2 concept will bring increased capacity (an estimated increase of 20 %) and reduced CO2 emissions by making it possible for more aircraft to cruise at their preferred altitude. Safety benefits are also expected, because the concept also includes an increase in separation minima (e.g. vertical separation increases to 1 500 ft, or there is a requirement to add a small (e.g. 1 NM) horizontal separation to the 1 000-ft separation minimum for certain aircraft pairs when atmospheric conditions are known to be such that wake turbulence is especially persistent, thereby reducing the risk of wake encounters in the en-route phase of flight). The scope of the research includes investigating advanced modes of separation (e.g. dynamic separation) based on predictive modelling and ML techniques and enabled by further automation and improved connectivity. In addition, the dynamic calculation of the necessary separation parameters between aircraft (horizontal and vertical) to meet a minimum acceptable safety level (i.e. moving away from pre-determined separation standards) should be addressed. The separation minima to be developed include both minimum radar separation (MRS), which aims to keep the risk of collision sufficiently low to meet the target level of safety (TLS), and minimum wake separation (MWS), which aims to keep the risk of wake encounter sufficiently low to meet the TLS; the minima to be applied in operations will always be the maximum of the applicable MRS and TLS. Please note that it is expected that the RVSM 2 concept will not be possible with the precision that barometric altimetry can provide (it will require the increased precision provided by geometric altimetry, as described in the previous bullet point). The dynamic weather- and geometry-dependent pairwise distance-/time-based separation minima for en-route airspace and the TMA will allow the separation minimum between two aircraft to be reduced under certain weather conditions (e.g. depending on the location of the tropopause, on wind); the separation to be applied will be the greatest of the MRS and the MWS. The operational improvement will also require combined separation minima and consideration of flight-specific data (R&I need: optimum green trajectories).
- Introduction of environmental considerations into the European route-charging scheme. This element builds on the evolution of separation minima as described in the previous bullet point and covers research into the potential evolution of the route-charging scheme to incorporate environmental considerations, such as lower charges for flying at valley hours, lower charges for flying at suboptimal flight levels (or flying longer 2D routes) to reduce non-CO2 impacts, lower charges for lighter flights accepting voluntary level-capping in order to make the best flight levels available to heavier aircraft and higher charges for aircraft with lower load factors or for business aircraft (R&I need: accelerating decarbonisation through operational and business incentivisation).
Eligibility & Conditions
General conditions
1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes
Proposal page limits and layout: described in Part B of the Application Form available in the Submission System
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
5. Evaluation and award:
- Award criteria, scoring and thresholds are described in subsection 2.1.3 of the BAWP 2022-2023.
- Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
The following exception applies:
To ensure a balanced portfolio, grants will be awarded to applications not only in order of ranking but at least also to those that are the highest ranked within set topics, provided that the applications attain all thresholds.
- Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
The following exceptions apply:
Grants awarded under this work area will have to submit the following deliverables:
- Exploratory research report (ERP)
- Exploratory research report (ERR)
- Functional requirements document (FRD)
- Operational services and environment description (OSED)
- Economic evaluation (ECO-EVAL)
- Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project)
- plan for dissemination and exploitation including communication activities - CDE (to be submitted within 6 months after signature date and periodically updated)
Beneficiaries will be subject to the following additional dissemination obligations:
- Beneficiaries must make proactive efforts to share on a royalty free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call.
- Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them and in Annex I to the Grant Agreement.
Beneficiaries will be subject to the additional exploitation obligations:
For the purpose of complying with the objectives set in the Regulation 2021/2085, the SRIA and the European ATM Master plan, beneficiaries must:
- make available for re-use under fair, reasonable and non-discriminatory conditions all relevant results generated in the action, through a well-defined mechanism, in trusted repositories;
- in case the purpose of the specific identified measures to exploit the results of the action is related to standardisation, grant the non-exclusive licence to the results royalty-free;
- in case on linked actions, ensure mutual access to the background and to the results of on-going and closed linked actions, should this be needed for implementing tasks under the linked action(s) or for exploiting results generated by the linked action(s) as defined in the conditions laid down by this (bi)annual work programme and by the call for proposals.
Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them and in Annex I to the Grant Agreement.
Specific conditions
7. Specific conditions: described in the specific conditions and topics description per Work Area:
- The maximum project duration is 30 months including a 6-month period at the end of the project life cycle to undertake Communications, Dissemination and exploitation activities on the research results.
- The integration of the gender dimension (sex and gender analysis) in R&I content is not a mandatory requirement.
Documents
Call documents:
Standard HE RIA/IA templates - Available directly in the Submission system. Please note that only Part A of this template is applicable for this call. For Part B, see below.
SESAR 3 application form (RIA/IA) - Part B — this call-specific application form is also available in the Submission System
Standard evaluation form (HE RIA, IA) – it will be used with the necessary adaptations based on the specific award criteria (see BAWP, Annex II, section 2.1.3 - Award criteria).
MGA
Additional documents:
SESAR 3 Joint Undertaking Bi-Annual Work Programme (BAWP) 2022-2023
SESAR 3 Joint Undertaking Multi-Annual Work Programme (MAWP) 2022-2031
HE Main Work Programme 2021–2022 – 1. General Introduction
HE Main Work Programme 2021–2022 – 8. Climate, Energy and Mobility
HE Main Work Programme 2021–2022 – 12. Missions
HE Main Work Programme 2021–2022 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
SESAR 3 JU Call Helpdesk: [email protected]
Please note that the deadline for addressing queries related to SESAR 3 DES Call for proposals to the Q&A functional mailbox ([email protected]) is Friday 23 September 2022 (eob).
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
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CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
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Latest Updates
Call HORIZON-SESAR-2022-DES-ER-01 has closed on the 13-10-2022.
72 proposals have been submitted.
The breakdown per topic is:
- HORIZON-SESAR-2022-DES-ER-01-WA1-1 8
- HORIZON-SESAR-2022-DES-ER-01-WA1-2 5
- HORIZON-SESAR-2022-DES-ER-01-WA1-3 3
- HORIZON-SESAR-2022-DES-ER-01-WA1-4 4
- HORIZON-SESAR-2022-DES-ER-01-WA1-5 9
- HORIZON-SESAR-2022-DES-ER-01-WA1-6 7
- HORIZON-SESAR-2022-DES-ER-01-WA1-7 3
- HORIZON-SESAR-2022-DES-ER-01-WA2-1 4
- HORIZON-SESAR-2022-DES-ER-01-WA2-3 6
- HORIZON-SESAR-2022-DES-ER-01-WA2-4 8
- HORIZON-SESAR-2022-DES-ER-01-WA2-5 1
- HORIZON-SESAR-2022-DES-ER-01-WA2-6 2
- HORIZON-SESAR-2022-DES-ER-01-WA2-7 3
- HORIZON-SESAR-2022-DES-ER-01-WA2-8 7
- HORIZON-SESAR-2022-DES-ER-01-WA3-1 2
Evaluation results are expected to be communicated in February 2022.