Fundamental Science and Outreach for Connected and Automated ATM
HORIZON JU Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-SESAR-2022-DES-ER-01-WA1-1
- Programme
- Digital European Sky Exploratory Research 01
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- April 7, 2022
- Deadline
- October 13, 2022
- Deadline Model
- single-stage
- Budget
- €3,750,000
- Min Grant Amount
- €3,750,000
- Max Grant Amount
- €3,750,000
- Expected Number of Grants
- 1
Description
Project results are expected to contribute to the following expected outcomes.
- Environment. Project results are expected to demonstrate that the proposed solutions would have no negative impact on the environment (i.e. in terms of emissions, noise and/or local air quality) or on the potential improvement of the aviation environmental footprint.
- Capacity. Project results are expected to contribute to capacity by improving runway use and ground operations, as well as the use of medium/high density en-route airspace.
- Cost-efficiency. Project results are expected to justify the investment costs related to the adoption of automated technologies and tools.
- Safety. Project results are expected to maintain at least the same level of safety as the current ATM system, in a more connected and automated environment.
- Security. Project results are expected to identify the potential risks deriving from having a more interconnected and automated ATM system.
The SESAR 3 JU has identified the following innovative research elements that could be used to achieve the expected outcomes. The list is not intended to be prescriptive; proposals for work on areas other than those listed below are welcome, provided they include adequate background and justification to ensure clear traceability with the R&I needs set out in the SRIA for the connected and automated ATM flagship.
- Applications of innovative technologies from outside ATM. The scope is to investigate the potential usage, integration and interoperability of innovative technologies operating outside the spectrum currently used in aviation that can maintain, as overarching principles, the high level of integrity and safety required in ATM while reducing costs and optimising spectrum usage (R&I need: enabling the deployment of a performance-based CNS service offer).
- Combined and integrated KPIs and performance structure for technological solutions / cost–benefit analyses (CBAs). This element covers the creation of performance frameworks (e.g. KPAs, KPIs) to support the performance assessment of technological solutions and facilitate the development of CBAs that can help in justifying the deployment of future technologies (R&I need: enabling the deployment of a performance-based CNS service offer).
- Moving from magnetic to geographical bearings. In order to enable a performance-based CNS service offer, research on moving from magnetic to geographical bearings is required. The objective is to study what would be needed from a CNS and avionics perspective (including, for example, flight management system (FMS), surveillance) and also to investigate the operational aspects (e.g. pilots, ATCOs, procedure design) that would need to be addressed. An estimation of the potential benefits would also be required (R&I need: enabling the deployment of a performance-based CNS service offer).
- Land behind without runway vacated. The scope is to investigate the European “land behind without runway vacated” concept, similar to the FAA “land behind” clearance. Today, in the case of long runways, landing aircraft may be allowed to use the runway simultaneously under certain circumstances, or clearance to land may be given before the previous aircraft has crossed the threshold (R&I need: runway use optimisation through integrated use of arrival and departure time-based separation (TBS) tools).
- Use of slant visual range beyond runway visual range. This research is about the technical and operational use of slant visual range beyond runway visual range. In fact, runway visual range, although it has been used for decades, does not take into consideration important variables (e.g. reduced visibility caused by factors such as rain on the windshield of the aircraft) (R&I need: runway use optimisation through integrated use of arrival and departure TBS tools).
- Auto-steer aircraft taxi operations at airport. The scope is to investigate the integration of automotive into aviation technology for taxiways (‘green taxiing’), to move towards a fully automated system for all surface operations. The investigation should cover both the technology and the operational challenges (R&I need: airport automation including runway and surface movement assistance for more predictable ground operations).
- Automated ATC in medium-/high-density en-route airspace (including the evolution of the role of the human in an environment with higher levels of automation): this research into automated ATC in medium-/high-density en-route airspace investigates the move of the role of the human from executive to supervisory control, addressing the related challenges to ensure that the proposed solution is fully consistent with human capabilities. It involves developing operational concepts for higher levels of automation in ATM (e.g. delegation of control to the automated system) both at aircraft level and at ground level and addressing the specific challenges that hinder the application of ML and AI methods to the further automation of ATM (e.g. transparency, generalisation). It also addresses the recommendations provided by the Expert Group on the Human Dimension of the Single European Sky, reviewing all the roles, responsibilities and tasks of the different actors (airborne and ground, ATM and U-space, operational and technical), as well as training needs and change management in relation to evolving roles in an environment with higher levels of automation (R&I need: role of the human).
- Autonomous runway inspections and surveys. This element aims to research technical and operational aspects related to autonomous runway inspections and surveys (e.g. laser scans, cameras, drones) (R&I need: runway use optimisation through integrated use of arrival and departure TBS tools).
- AI-based separation management coherent with safety nets. The separation management function overlaps/interacts with other ATM functions (mainly trajectory management and collision avoidance). This may result in conflicting strategies and solutions from the different ATM layers, to be avoided in order to ensure smooth and safe operations. Increasing levels of automation in the separation management function may include the adoption of AI systems as providers of trajectory advisories and clearances that are compatible by design both with trajectory management (i.e. compatible with constraints such as Controlled Time of Arrival - CTA) and with downstream safety nets. In other words, the resulting advisories would always be compatible with short-term conflict alert and traffic collision avoidance system logics. The gains associated with this approach, as well as the potential problems, would need to be evaluated, especially with regard to human interaction and acceptability by all actors (R&I need: integration of safety nets (ground and airborne) into the separation management function).
Eligibility & Conditions
General conditions
1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes
Proposal page limits and layout: described in Part B of the Application Form available in the Submission System
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
5. Evaluation and award:
- Award criteria, scoring and thresholds are described in subsection 2.1.3 of the BAWP 2022-2023.
- Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
The following exception applies:
To ensure a balanced portfolio, grants will be awarded to applications not only in order of ranking but at least also to those that are the highest ranked within set topics, provided that the applications attain all thresholds.
- Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
The following exceptions apply:
Grants awarded under this work area will have to submit the following deliverables:
- Concept outline
- Exploratory research plan (ERP)
- Exploratory research report (ERR)
- Data Management Plan (DMP) (to be submitted at the beginning, at mid-term and towards the end of the project)
- plan for dissemination and exploitation including communication activities - CDE (to be submitted within 6 months after signature date and periodically updated)
Beneficiaries will be subject to the following additional dissemination obligations:
- Beneficiaries must make proactive efforts to share on a royalty free basis, in a timely manner and as appropriate, all relevant results with the other grants awarded under the same call.
- Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them and in Annex I to the Grant Agreement.
Beneficiaries will be subject to the additional exploitation obligations:
For the purpose of complying with the objectives set in the Regulation 2021/2085, the SRIA and the European ATM Master plan, beneficiaries must:
- make available for re-use under fair, reasonable and non-discriminatory conditions all relevant results generated in the action, through a well-defined mechanism, in trusted repositories;
- in case the purpose of the specific identified measures to exploit the results of the action is related to standardisation, grant the non-exclusive licence to the results royalty-free;
- in case on linked actions, ensure mutual access to the background and to the results of on-going and closed linked actions, should this be needed for implementing tasks under the linked action(s) or for exploiting results generated by the linked action(s) as defined in the conditions laid down by this (bi)annual work programme and by the call for proposals.
Beneficiaries must acknowledge and incorporate these obligations in the proposal, outlining the efforts they will make towards meeting them and in Annex I to the Grant Agreement.
Specific conditions
7. Specific conditions: described in the specific conditions and topics description per Work Area:
- The maximum project duration is 30 months including a 6-month period at the end of the project life cycle to undertake Communications, Dissemination and exploitation activities on the research results.
- The integration of the gender dimension (sex and gender analysis) in R&I content is not a mandatory requirement.
Documents
Call documents:
Standard HE RIA/IA templates - Available directly in the Submission system. Please note that only Part A of this template is applicable for this call. For Part B, see below.
SESAR 3 application form (RIA/IA) - Part B — this call-specific application form is also available in the Submission System
Standard evaluation form (HE RIA, IA) – it will be used with the necessary adaptations based on the specific award criteria (see BAWP, Annex II, section 2.1.3 - Award criteria).
MGA
Additional documents:
SESAR 3 Joint Undertaking Bi-Annual Work Programme (BAWP) 2022-2023
SESAR 3 Joint Undertaking Multi-Annual Work Programme (MAWP) 2022-2031
HE Main Work Programme 2021–2022 – 1. General Introduction
HE Main Work Programme 2021–2022 – 8. Climate, Energy and Mobility
HE Main Work Programme 2021–2022 – 12. Missions
HE Main Work Programme 2021–2022 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
SESAR 3 JU Call Helpdesk: [email protected]
Please note that the deadline for addressing queries related to SESAR 3 DES Call for proposals to the Q&A functional mailbox ([email protected]) is Friday 23 September 2022 (eob).
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Latest Updates
Call HORIZON-SESAR-2022-DES-ER-01 has closed on the 13-10-2022.
72 proposals have been submitted.
The breakdown per topic is:
- HORIZON-SESAR-2022-DES-ER-01-WA1-1 8
- HORIZON-SESAR-2022-DES-ER-01-WA1-2 5
- HORIZON-SESAR-2022-DES-ER-01-WA1-3 3
- HORIZON-SESAR-2022-DES-ER-01-WA1-4 4
- HORIZON-SESAR-2022-DES-ER-01-WA1-5 9
- HORIZON-SESAR-2022-DES-ER-01-WA1-6 7
- HORIZON-SESAR-2022-DES-ER-01-WA1-7 3
- HORIZON-SESAR-2022-DES-ER-01-WA2-1 4
- HORIZON-SESAR-2022-DES-ER-01-WA2-3 6
- HORIZON-SESAR-2022-DES-ER-01-WA2-4 8
- HORIZON-SESAR-2022-DES-ER-01-WA2-5 1
- HORIZON-SESAR-2022-DES-ER-01-WA2-6 2
- HORIZON-SESAR-2022-DES-ER-01-WA2-7 3
- HORIZON-SESAR-2022-DES-ER-01-WA2-8 7
- HORIZON-SESAR-2022-DES-ER-01-WA3-1 2
Evaluation results are expected to be communicated in February 2022.