Research infrastructure services advancing frontier knowledge: co-fund pilots with pan-European RIs and/or national RIs
HORIZON Programme Cofund Actions
Basic Information
- Identifier
- HORIZON-INFRA-2023-SERV-01-03
- Programme
- Research infrastructure services to support health research, accelerate the green and digital transformation, and advance frontier knowledge (2023)
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- December 6, 2022
- Deadline
- March 9, 2023
- Deadline Model
- single-stage
- Budget
- €29,000,000
- Min Grant Amount
- €8,000,000
- Max Grant Amount
- €14,500,000
- Expected Number of Grants
- 2
- Keywords
- International CooperationEOSC and FAIR dataDigital Agenda
Description
Project results are expected to contribute to all the following expected outcomes:
- wider, simplified, and more efficient access to the best research infrastructures available to researchers to conduct curiosity-driven research, irrespective of location;
- the access programmes to research infrastructures in the EU and Associated Countries enhance their openness at European level, embracing the support, with national funding, to a share of trans-national users in their normal operation;
- breakthrough and leading-edge research enabled by advanced research infrastructure services made available to a wider user community;
- improved and harmonised RI services and broader use of RI resources across the EU and Associated Countries deriving from the exploitation of synergies and complementarities;
- a new generation of researchers trained to optimally exploit all the essential tools for their research;
- cross-disciplinary fertilisations and a wider sharing of information, knowledge and technologies across scientific fields fostered by closer interactions between researchers active in and around research infrastructures;
- better management, including implementing FAIR data principle, of the continuous flow of data collected or produced by research infrastructures.
This topic aims at piloting the co-funding, with Member States and Associated Countries, of programmes of access to research infrastructures at EU level. The programme should provide trans-national access (on-site or remote) and/or virtual access to services offered by a set of similar or complementary advanced national or pan-European research infrastructures, to enable curiosity-driven interdisciplinary research. Proposals can address all scientific domains.
Proposals should explain how the EU funding in support of the common access programme will be complemented by other national or international funding sources providing the remaining co-funding rate, and pool the necessary financial resources to implement joint calls for the provision of access to research infrastructures.
The access programme to research infrastructures may be implemented either directly by the consortium, with the provision of trans-national and virtual access by beneficiaries, third parties or external providers of purchased services, or, alternatively, through the mechanism of financial support to third parties. Proposals should clearly specify which of the two options (direct implementation or through financial support to third parties) they will use to implement the co-fund action. In both cases national or international access programme managers, including the legal entities of distributed European RI, are expected to be core partners in the consortia.
In the case of financial support to third parties, the applicants to the open calls, launched under the action to provide financial support to third parties, should be the users together with the research infrastructures they need, including nodes of distributed ESFRI or ERIC infrastructures. The financial support should cover the costs incurred by the infrastructures/nodes to provide access (actual costs, calculated on the basis of unit costs, or a combination of the previous two), as well as the travel and subsistence of users if visits are needed to use the infrastructures, plus any specific work from RI staff and users necessary to customise the RI services. Research infrastructures which are beneficiaries/affiliated entities of the consortia awarded may exceptionally also be recipients of financial support to third parties. Proposals must explain how they will ensure that such beneficiaries/affiliated entities are not involved in the selection procedure of the calls, in order to avoid conflicts of interest and maintain confidentiality.
Access also includes ad hoc users’ training and scientific and technical support for preparing and running the user projects. Training courses for using the infrastructures may also be supported. Training courses and ad hoc users’ training will prepare the new generations of researchers to properly exploit leading-edge RIs, and should provide them with appropriate skills for data stewardship.
Activities to facilitate and integrate the access procedures, to further develop the remote or virtual provision of services and to improve, customise and harmonise the services the infrastructures may also be supported.
While the main goal of this topic is access provision to existing services, limited development of new services, relevant to the specific scientific challenges, can also be supported, including joint/cross-RI services, provided that the resulting services are opened and offered already under the actions (short term R&D) and that the long term sustainability of such services is ensured by the involved RIs. The long term R&D for new instrumentation, tools, methods and advanced digital solutions will continue to be supported under destination INFRATECH.
Proposals should adhere to the guidelines and principles of the European Charter for Access to Research Infrastructures[1].
Data management (and related ethics issues), interoperability, as well as the connection of digital services (e.g. data services) to the European Open Science Cloud, should be addressed where relevant.
Proposals should duly take into account major European or international initiatives relevant in the domain. Whenever appropriate, they should foster the use and deployment of (open) global standards.
Proposals should make available to researchers a wide and rich portfolio of research infrastructure services, including data services, which are relevant for frontier research in the chosen scientific area. To this extent, they should involve the necessary interdisciplinary set of research infrastructures of European interest[2] that provide such services. The relevance of the service portfolio will be taken into account in the Excellence score.
Access could also be open, under certain conditions, to third countries’ researchers to work on global scientific challenges. Research infrastructures from third countries[3] may be involved when appropriate, in particular when they offer complementary or more advanced services than those available in Europe.
Proposals should include an outreach and engagement plan to actively advertise their services to the research communities in the chosen area.
Proposals are expected to exploit synergies and to ensure complementarity and coherence with other EU grants supporting access provision.
Proposals should include the list of services/installations[4] made available by the action for trans-national or virtual access and the amounts of units of access made available for users. Further conditions and requirements relating to access provisions that applicants should fulfil when drafting a proposal are given in the “Specific features for Research Infrastructures” section of this work programme part. Compliance with these provisions will be taken into account during evaluation. In this topic the integration of the gender dimension (sex and gender analysis) in research and innovation content is not a mandatory requirement.
[1] https://ec.europa.eu/info/sites/default/files/research_and_innovation/2016_charterforaccessto-ris.pdf
[2] A research infrastructure is of European interest when is able to attract users from EU or associated countries other than the country where the infrastructure is located. This includes ESFRI and ERIC infrastructures.
[3] See the Eligibility conditions for this topic.
[4] “Installation” means a part or a service of a research infrastructure that can be used independently from the rest. A research infrastructure consists of one or more installations.
Destination & Scope
Inclusive access to the services provided by research infrastructures in the European Research Area is essential both for the quality of the research produced and for the training of researchers. Easy access to high-quality resources, based on clear conditions and with appropriate funding, is an important and attractive feature of the EU research and innovation system, allowing researchers to move within or from outside Europe to perform their research. An open landscape of RIs in Europe contributes to the circulation of skills and attraction of talents and promotes European cohesion.
The support under past Framework Programmes of trans-national and virtual access to RIs has opened to research communities across Europe state-of-the-art services and resources for their scientific activities. RIs are key players in the generation of knowledge and drivers of scientific excellence in Europe. In conjunction with the European Open Science Cloud and Technology Infrastructures, they are crucial enablers of research and innovation. The provision of services at EU level has been so far mainly organised per types of infrastructures or disciplines. The complexity and urgency of the socio-economic and environmental transition that Europe is facing requires interdisciplinary approaches and a new challenge-driven provision of customised services able to accelerate the pace of the research cycle and the delivery of solutions.
Actions under this destination will provide efficient and customised research infrastructure services to drive and enable the transition toward a sustainable Europe and a prosperous economy. RI services (e.g. access to unique scientific tools and facilities, samples provision, processing and analysis, data and modelling services) will be directed to support R&I addressing main challenges and EU priorities, including an effective and responsive health system and to accelerate the transition towards a green and digital future. Specific alignments and synergies with priorities in Pillar 2 will be developed and research infrastructure support will duly contribute to the identified missions and partnerships under Horizon Europe. At the same time, research infrastructures, which are key players in the generation of fundamental knowledge and drivers of scientific excellence in Europe, will also continue enabling the advancement of frontier knowledge in areas complementary to those addressed through a challenge-driven approach.
Actions under this destination are invited to facilitate a fast-track access for Ukrainian researchers from government controlled territories, through specific outreach activities, support in preparing applications to the access calls, selection priority at equal scientific merit, as well as extended ad-hoc training and duration of visits (beyond 3 months).
Proposals for topics under this destination should set out a credible pathway to contributing to several of the following impacts:
- Reinforced research infrastructures capacity to provide at scale and across the EU services to support excellent research to address societal challenges, and Horizon Europe missions and partnerships’ objectives;
- Enhanced and increased society’s long-term and consistent problem-solving capacity and evidence-based policy making in areas linked to health, and the green and digital transition, including a better understanding of socio-economic implications, through the provision of innovative, customised and efficient RI services;
- New discoveries and knowledge breakthroughs enabled by access provision to the best and in some cases unique state-of-the-art RIs;
- A new generation of researchers trained to optimally exploit all the essential and advanced tools for their research;
Cross-fertilisation and a wider sharing of knowledge and technologies across disciplines and between academia and industry and businesses.
Eligibility & Conditions
General conditions
1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes
As proposals need to give information on the research infrastructures providing access, the page limit of the application is 100 pages.
Proposal page limits and layout: described in Part B of the Application Form available in the Submission System
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
The following additional eligibility criteria apply, due to the specific nature of this topic:
- Access provision activities must be included in the proposal. Please read carefully the provisions under the section “Specific features for Research Infrastructures” at the end of this work programme part before preparing your application.
- Consortia must include at least 3 different research infrastructures from 3 different Member states or Associated countries, each of them being an ESFRI infrastructure, and/or a European Research Infrastructures Consortium (ERIC) or another research infrastructure of European interest (i.e. a research infrastructure[[ See definition in footnote 1 of this work programme part.]] which is able to attract users from EU or associated countries other than the country where the infrastructure is located). Such research infrastructures, and the beneficiaries that own/operate them, must be explicitly identified in the proposals.
Considering the Union’s interest to make accessible to its researchers the most advanced research infrastructures, wherever they are in the world, legal entities established in Australia, Brazil, Canada, Chile, India, Japan, Mexico, New Zealand, Republic of Korea, Singapore, Switzerland, United Kingdom and USA, which provide, under the grant, access to their research infrastructures to researchers from Member States and Associated Countries, are exceptionally eligible for funding from the Union under this topic.
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
5. Evaluation and award:
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
The following additions to the general award criteria apply:
For the 'Excellence' criterion, in addition to its standard sub-criteria, the following aspects will also be taken into account:
- The extent to which the access activities (trans-national and/or virtual access) will offer access to the state-of-the-art infrastructures of European interest in the field, high quality services, and will enable users to conduct excellent research.
- The extent to which the project will contribute to facilitating and integrating the access procedures, to improve the services the infrastructures provide and to further develop their on-line services.
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Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
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Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
The funding rate is 70% of the eligible costs as the provision of trans-national access is an activity with strong European added value that is not usually supported by national funding bodies.
Eligible costs may take form of unit costs for trans-national and virtual access to research infrastructures as defined in the Decision authorising the use of unit costs for the actions involving trans-national and virtual access (see Annex 2 of the Horizon Europe Model Grant Agreement).
Beneficiaries may provide financial support to third parties. The support to third parties can only be provided in the form of grants. The maximum amount to be granted to each third party is EUR 100 000 as the costs of research infrastructure services widely differ depending on the type of research infrastructure, and in some case can lead to such upper limit. Research infrastructures which are beneficiaries/affiliated entities of the consortia awarded may exceptionally also be recipients of financial support to third parties. Proposals must explain how they will ensure that such beneficiaries/affiliated entities are not involved in the selection procedure of the calls, in order to avoid conflicts of interest and maintain confidentiality.
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — topic-specific application form is available in the Submission System: Application form (Part A and B)
Annual Work Programme Template HE GOFUND - Annual Work Programme Template (HE COFUND)
Standard evaluation form — will be used with the necessary adaptations COFUND
MGA
Calculator (HE RI TA) and Calculator (HE RI VA) unit cost calculators for Research Infrastructure actions (transnational and virtual)
Additional documents:
HE Main Work Programme 2023-2024 – 1. General Introduction
HE Main Work Programme 2023-2024 – 3. Research Infrastructures
HE Main Work Programme 2023-2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Funding & Tenders Portal Terms and Conditions
Funding & Tenders Portal Privacy Statement
European Charter for Access to Research Infrastructures
Applicants are not required to include in their proposal a plan for the exploitation and dissemination of the results as the main objective of these actions is the service provision.
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
Document update for topic HORIZON-INFRA-2023-SERV-01-03: The template for “Annual Work Programme HE COFUND” has been added in the submission page, under Part B templates. Please make sure that you fill in this additional template and upload it as PDF annex to part B. This is a compulsory element of your application and does not count for Part B page limit.