Planning, tracking, and assessing scientific knowledge production
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-INFRA-2023-EOSC-01-03
- Programme
- Enabling an operational, open and FAIR EOSC ecosystem (2023)
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- December 5, 2022
- Deadline
- March 8, 2023
- Deadline Model
- single-stage
- Budget
- €3,000,000
- Min Grant Amount
- €3,000,000
- Max Grant Amount
- €3,000,000
- Expected Number of Grants
- 1
- Keywords
- HORIZON-INFRA-2023-EOSC-01-03HORIZON-INFRA-2023-EOSC-01eInfrastructure
Description
Project results are expected to contribute to all the following expected outcomes:
- Data Management Plans (DMPs) are standardised across disciplines to the extent possible. Their machine-actionability is supported by their integration in pertinent automated workflows, and by a pervasive and comprehensive use of Persistent Identifiers for a wide array of digital objects (e.g., publications, data, software, workflows, storage, organisations, projects, funders, services, researchers, facilities, companies, etc.) to exploit the underlying interconnection.
- The evaluation of DMPs (assessing their completeness and adequacy) is increasingly automated relying on, for example, semantic web technologies, and building on existing and new evaluation metrics.
- Scientific Knowledge Graphs (SKGs) are widely adopted to enable a transparent research ecosystem, promoting provenance tracking and facilitating an increasing consideration to diverse research outputs in research assessment.
- Policies, models, licencing frameworks, workflows, and tools enable a cross-country and cross-discipline collaborative implementation of metrics to assess and improve the FAIRness of a wide range of digital objects beyond publications and data, including software, workflows, etc.
Scientific knowledge production rapidly increases, and coherent methodologies, workflows and tools are needed to carefully plan research activity, track its impact and contribution, and assess its compliance with the FAIR principles to ensure a maximised gain from previous efforts.
Data Management Plans (DMPs) have become essential companions to the research practice to ensure adequate planning and anticipate and overcome hurdles linked, for example, to the production and storage of data. However, DMPs are heterogeneous and limited efforts have taken place to promote their machine-actionability or to automatise their evaluation.
Science Knowledge Graphs (SKGs) are essential and flexible tools to monitor and track events of science linked to provenance, publishing, citation, data processing, data and software usage, service consumption. SKGs provide an underlying interconnected graph of science events that DMPs can link to, but their application goes far beyond this, and related impact services can allow SKGs to visualise the research activity, through open science indicators, bibliometrics, quality, performance, impact, popularity, etc.
Evolving practices on the assessment of research give increasing value to open science contributions, to the diversity of research activities and outputs beyond publications and data, and to their potential impact. A wide range of digital objects beyond publications and data, including preprints, software, code, workflows, and processes, such as open peer-reviews, require an enhanced traceability. In addition, coherent and comprehensive metrics are required to assess and improve the FAIRness of a wide range of digital objects.
Proposals should address all the following activities, aimed at improving:
- Planning of research activities
- Contribute to the standardisation and homogenisation of domain-agnostic elements in DMPs, building on previous efforts (e.g., Science Europe guidelines, HE DMP template, etc.), develop guidance on how DMPs can be made FAIR (including through deposition, publication, etc.) and seek integration in pertinent automated workflows;
- Ensure the pervasive and comprehensive use of PIDs for preprints, publications, open peer-reviews, data, software, workflows, storage, organisations, projects, funders, services, researchers, facilities, companies, patents, etc., and their interconnection with DMP standards;
- Develop use cases and proof of concept instances of machine-actionability of DMPs, in alignment with developments of Scientific Knowledge Graphs (SKGs) to maximise the interconnection between the different elements in the research ecosystem;
- Automate, to the extent possible, the evaluation of DMPs (assessing their completeness and adequacy) through, e.g., semantic web technologies, building on new and existing DMP evaluation metrics (e.g., Science Europe evaluation rubric);
- Tracking research contributions and their impact
- Promote the adoption of interoperable SKGs at international, national, regional, cross-border, cross-discipline level. Foster the interoperability across SKGs by supporting common models including agreed metadata formats, protocols to enhance the traceability of digital objects and enable the use of SKGs for research assessment metrics;
- Assessing compliance with the FAIR principles
- Extend FAIR metrics guidance, tools, and models, (e.g., FAIR Data Maturity Model) to meet the needs of thematic domains, and to cover a wide range of digital research objects;
- Define a trusted governance to measure successful compliance with metrics/tests and identify mechanisms by which adherence to trusted community-specific standards (e.g., minimal information requirements, representation schemas, terminologies, etc.) can be objectively and transparently measured. Encourage community endorsement of the mechanisms by which FAIRness of digital objects is measured;
- Define minimum levels of FAIRness for a wide spectrum of digital objects;
- Explore the relevant boundary conditions, mechanisms, and requirements through which services, processes and activities can be FAIR-inducing, and lead to FAIR-by-design digital objects and investigate their impact in mainstreaming FAIR across the research practice.
Proposals should acknowledge, build upon, and, where relevant, collaborate with, Working and Interest Groups (WG, IG) of the Research Data Alliance (e.g., FAIR Data Maturity Model IG, Data Management Plan WG, etc.).
Concerning the activities on "Tracking research contributions and their impact”, proposals should establish strong links and effective collaboration with projects funded under the topic HORIZON-INFRA-2021-EOSC-01-04, that will develop a framework for interlinking and managing community-based SKGs and related services.
Additionally, complementarities should be sought with the resulting project from the topic HORIZON-INFRA-2021-EOSC-01-05, and with the ESFRI clusters, especially concerning the implementation of metrics to measure the FAIRness of digital objects. Synergies should be exploited with the resulting projects from the topic HORIZON-INFRA-2022-EOSC-01-01 in what regards the development of SKGs, which should build on the information provided through the services and tools that will gather and monitor information and data on the use and uptake of research outputs, and of open science practices across borders and disciplines. Synergies and collaboration should also be developed with the resulting projects from topics HORIZON-WIDERA-2021-ERA-01-45 and HORIZON-WIDERA-2023-ERA-01-11 that are expected to pilot and implement new metrics for rewarding open science practices and for the broader research assessment.
To ensure complementarity of outcomes, proposals are expected to cooperate and align with activities of the EOSC Partnership and to coordinate with relevant initiatives and projects contributing to the development of EOSC.
In this topic the integration of the gender dimension (sex and gender analysis) in research and innovation content is not a mandatory requirement.
Destination & Scope
The European Open Science Cloud (EOSC) is an ecosystem of research data and related services. It encompasses rules of engagement, standards, abstractions, technologies, and services, which will enable and enhance seamless access to and reliable re-use of FAIR[1] research outputs (i.e. data and other digital objects), including those generated or collected by other research infrastructures, and covering the whole research data life cycle (generation, storage, sharing and publishing, discovery, access, processing, management, analysis, re-use, etc.). The EOSC will contribute to the European Strategy for Data, including its thematic common interoperable data spaces, and the provision of secure and FAIR-enabling European cloud services.
EOSC development has been supported through a series of Horizon 2020 projects and an interim EOSC governance structure preparing the next stage of EOSC development for the period after 2020. These projects have contributed to the creation of a pan-European access mechanism; coordination of national activities for EOSC on-boarding; connection of European research infrastructures (e.g. ERIC and other world-class RIs) and existing e-infrastructures; initial development and operationalisation of the FAIR principles and a FAIR-compliant certification scheme for research data; the EOSC portal providing access to a range of services, guidelines and training; and the development and provision of a number of research-enabling value-added services, including distributed data processing and management (both public and commercial). From 2021, the EOSC partnership will help ensuring directionality (common vision and objectives) and additionality (complementary commitments and contributions) of the stakeholders involved.
Building on this progress, the INFRAEOSC destination aims to continue to develop the EOSC in a more cohesive and structured manner so that it becomes a fully operational enabling ecosystem for the whole research data lifecycle. This ecosystem includes FAIR research data commons (e.g. data, services, tools), based on key horizontal core functions, with corresponding e-infrastructures and service layers accessible to researchers across disciplines throughout Europe, leading to a “Web of FAIR Data and Services” for Science. The EOSC ecosystem will contribute a data space for science, research and innovation articulated with the other data spaces described in the European Strategy for Data.
Expected impact
Proposals for topics under this destination should set out a credible pathway to contributing to one or several of the following impacts:
- Transforming the way researchers as well as the public and private sectors create, share and exploit research outputs (data, publications, protocols, methodologies, software, code, etc.) within and across research disciplines, leading to better quality, validation, more innovation and higher productivity of research;
- Facilitating scientific multi-disciplinary cooperation, leading to discoveries in basic research and solutions in key application areas;
- Seamless access to and management of increasing volumes of research data following FAIR principles (that are open as possible) and other research outputs stimulating the development and uptake of a wide range of new innovative and value-added services from public and commercial providers
- Improving trust in science through increased FAIRness, openness and quality of scientific research in Europe, supported by more meaningful monitoring and better facilitators for reproducibility, validation and re-use of research results, and by improving pathways for the communication of science to the public.
All software developed under this destination should be open source, licensed under a CC0 public domain dedication or under an open source licence as recommended by the Free Software Foundation[2] and the Open Source Initiative[3].
All projects that will be financed under this destination are expected to participate in concertation activities in the framework of the EOSC Partnership.
[1] Findable, Accessible, Interoperable, Reusable, https://www.go-fair.org/fair-principles/
[2] https://www.gnu.org/licenses/license-list#SoftwareLicenses
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
The granting authority can fund a maximum of one project.
-
Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
The following additions to the general award criteria apply due to the scope of this topic:
Additional sub-criterion for Impact:
- The extent to which the proposed work incorporates the necessary coordination efforts and resources with other relevant projects and the European Open Science Cloud (EOSC) governance structure in the context of the EOSC Partnership.
-
Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
-
Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Beneficiaries will be subject to the following additional access rights:
- Each beneficiary must grant royalty-free access to its results to the EOSC Association for monitoring and developing policies and strategies for the European Open Science Cloud. Each beneficiary must also provide directly to the EOSC Association the information the beneficiary deems necessary for monitoring and developing policies and strategies for the European Open Science Cloud.
- Each beneficiary must grant royalty-free access to its intellectual property rights which are part of the results and are needed for further developing the European Open Science Cloud to legal entities identified by the granting authority and established in Member States or countries associated to the Horizon Europe Framework Programme. Such access rights are limited to non-commercial use.
Beneficiaries must deposit the digital research data generated in the action in a trusted repository federated in the European Open Science Cloud (EOSC) in compliance with EOSC requirements.
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE RIA, IA)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
MGA
Additional documents:
HE Main Work Programme 2023-2024 – 1. General Introduction
HE Main Work Programme 2023-2024 – 3. Research Infrastructures
HE Main Work Programme 2023-2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Funding & Tenders Portal Terms and Conditions
Funding & Tenders Portal Privacy Statement
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
EVALUATION results
HORIZON-INFRA-2023-EOSC-01
Published: 06.12.2022
Deadline: 09.03.2023
Available budget: EUR 69,000,000
The results of the evaluation are as follows:
Number of proposals submitted (including proposals transferred from or to other calls):17
Number of inadmissible proposals:1
Number of ineligible proposals:0
Number of above-threshold proposals:14
Total budget requested for above-threshold proposals: 106.938.440,66 €
We recently informed the applicants about the evaluation results for their proposals.
For questions, please contact Research Enquiry Service
Call HORIZON-INFRA-2023-EOSC-01 has closed on the 09 March 2023.
17 proposals submitted.
The breakdown per topics is the following:
· HORIZON-INFRA-2023-EOSC-01-01: 1 proposal
· HORIZON-INFRA-2023-EOSC-01-02: 3 proposals
· HORIZON-INFRA-2023-EOSC-01-03: 3 proposals
· HORIZON-INFRA-2023-EOSC-01-04: 1 proposal
· HORIZON-INFRA-2023-EOSC-01-05: 1 proposal
· HORIZON-INFRA-2023-EOSC-01-06: 8 proposals
Evaluation results are expected to be communicated in July 2023.