Implementing co-funded action plans for connected regional innovation valleys
HORIZON Programme Cofund Actions
Basic Information
- Identifier
- HORIZON-EIE-2023-CONNECT-03-01
- Programme
- Interconnected Innovation Ecosystems (2023.3)
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- May 17, 2023
- Deadline
- October 17, 2023
- Deadline Model
- single-stage
- Budget
- €60,000,000
- Min Grant Amount
- €8,000,000
- Max Grant Amount
- €12,000,000
- Expected Number of Grants
- 6
- Keywords
- HORIZON-EIE-2023-CONNECT-03-01HORIZON-EIE-2023-CONNECT-03Business coaching and mentoringBusiness developmentBusiness strategiesBusiness support servicesDemand driven innovationEntrepreneurshipInnovation and diversity (e.g. gender)Innovation managementInnovation policyInnovation strategiesInnovation support servicesInnovation systemsKnowledge and Technology transferMarket-creating innovationRelated to SME and start-up supportRelated to regional developmentSmart Specialisation strategiesSpin-off companiesStart-up companiesTechnology managementTechnology transfer
Description
In line with the new European Innovation Agenda’s[1] flagship on accelerating and strengthening innovation in European Innovation Ecosystems across the EU and addressing the innovation divide, this action is intended to create connected regional innovation valleys across the European Union (EU), involving regions with lower innovation performances, by building on strategic areas of regional strength and specialisation (defined in their smart specialisation strategies), in support of key EU priorities. Successful applicant regions under this call topic will be recognised as “regional innovation valleys”[2].
Projects results are expected to contribute to all of the following expected outcomes:
- Open[3], efficient, inclusive and interconnected innovation ecosystems across the EU in line with the New European Innovation Agenda, building on their diversities and complementarities, enhancing the joint definition of visions and strategies involving actors from across the quadruple helix[4], based notably on their respective national/regional smart specialisation strategies, and strengthening their efficiency and potential to innovate;
- Enhanced synergies, complementarities and cooperation among European innovation ecosystems around strategic areas, technologies and challenges of common European interest, build on Smart Specialisation Strategies and, where applicable, on the participation in the pilot Partnerships for Regional Innovation (PRIs)[5]), the creation of common knowledge assets within regional innovation valleys, and support to their cross-border connectedness;
- Increased innovation capabilities, including in deep tech[6] in Member States and Associated Countries, allowing innovators to bring their ideas to the market and enable innovations to be scaled up at EU level, and facilitating the link with the private sector and other research and innovator actors;
- Better links between innovation 'leaders' and 'strong' innovator regions with 'moderate' and 'emerging' innovator regions across the EU and Associated Countries[7];
- More innovation co-investments, mobilising other funding leverages, including European, national or regional public funds and/or other private funds, to complement Horizon Europe support;
- Increased participation of all innovation ecosystems actors across EU territories in technology and industrial value chains (existing and emerging ones) relevant to the EU twin green and digital transition to achieve broader sustainability and the EU's open strategic autonomy.
Target group(s): The topic is primarily focused on the regional aspects of innovation and targeted at national and/or regional innovation authorities. Other relevant entities should participate in the consortia as associated partners (such as research institutions, public authorities, universities, companies, clusters, innovation intermediaries, etc.).
The aim of this topic is to foster the creation of efficient, open, inclusive and interconnected European innovation ecosystems in line with the New European Innovation Agenda, notably in thematic/technological areas (including deep tech) that will be critical for EU value chains. It will also contribute to the twin green and digital transition and a resilient society, and to the net-zero objective [8], particularly in the areas of reducing reliance on the fossil fuels, increasing global food security, mastering the digital transformation (including cybersecurity), improving healthcare, and achieving circularity.
The topic will support strategically oriented long-term programmes of activities (action plans) to enable authorities in charge of public national, regional, or local innovation policies and programmes, with the participation of the private sector and research and innovation actors, to implement joint activities towards innovation development and deployment, aimed at tackling challenges at EU, national, regional, and local level.
The applicants are encouraged to consider a project duration of three to five (3-5) years and proposals should:
- Present the applicants’ respective commitment to enhance the coordination and directionality of their research and innovation (R&I) investments and policies, their joint strategic visions, and their proposed joint innovation programme of activities; before the proposal submission the participants should have already selected a thematic/technological area and reached an agreement on what they want to achieve, in order to be able to present concrete action plans; the plans can be further detailed on an annual basis during the implementation of the projects;
- Describe the activities necessary, the process that will be followed, and the research and innovation assets that will be mobilised; activities should be open, clear, realistic, impact-oriented and ensure:
- Inclusiveness and diversity by expanding their activities to territories that are less advanced in innovation deployment ('moderate' and 'emerging' innovators[9]) and with the involvement of all innovation actors: research institutions, universities, companies, clusters, innovation intermediaries, as well as those that are currently less active or missing in the innovation ecosystems (e.g. investors, foundations, public and private buyers, social innovators, civil society organisations including non-governmental organisations, individual innovators, rural actors, as well as women-led start-ups and SMEs); each participating region is expected to mobilise all relevant actors of its innovation ecosystem to ensure their contribution to and benefit from the activities supported through the project;
- Participation of private actors, either for the joint implementation of proposed activities, and/or their possible co-funding; for example, via links and cooperation with innovative SMEs, start-ups, industry, private entities supporting innovation and innovators, including clusters, associations, as well as investors and foundations;
- Complementarity and synergies with other funds (EU, public, and/or private) and innovation-related strategies/policies/programmes/plans at national and/or regional level, including their smart specialisation strategies, and where relevant, the participation in pilot PRIs, start-up villages[10], as well as other relevant programmes (e.g. the European Institute of Innovation and Technology and the Knowledge and Innovation Communities (EIT KICs), Enterprise Europe Network, Startup Europe); applicants should outline the scope for synergies and/or additional funding, in particular where this makes the projects more ambitious or increases their impact and expected results.
- Explain the need and the reasons for selecting the proposed action plans that should be scalable at European level and demonstrate their strong EU added value; the proposed plan should:
- Include the provisions and modalities for the competitive selection and funding (joint open calls implemented via financial support to third parties - FSTP) of at least three interregional innovation projects in the selected thematic/technological area, including deep tech, linked to key EU priorities:
- These interregional projects are expected to be similar to HE Innovation Actions (TRL 6-8) and should focus on the development and/or deployment of technologies and innovations, including breakthrough and disruptive, through cooperation between research and innovation actors from the participating regions;
- Each of these interregional projects should aim to deliver concrete and tangible outcomes during the duration of the project, and ensure their dissemination and exploitation;
- These interregional projects should be managed in a coordinated manner, as a portfolio of projects, and should identify and establish links among the projects and with other relevant EU, national or regional projects in similar thematic/technological area (horizontal integration) or complementary areas (vertical integration) with a view to integrate into and contribute to existing or emerging value chains.
- Proposals should allocate at least 50% of the action plan’s total budget to these interregional innovation projects.
- Include a consistent set of core collaborative activities, for example:
- Networking and coordination structures and tools to facilitate innovation development and access to and sharing of best practices, resources, talents, markets, expertise, services and knowledge, including open and collaborative knowledge bases and common knowledge assets (methods, data, processes);
- Support to interconnections between innovation hubs/local pockets of excellence; market analysis, development and activities towards better access to new markets and finance for innovative SMEs and start-ups;
- Training and skills development; interconnection of open innovation infrastructures; supportive activities towards scale up, exploitation and dissemination of innovative solutions;
- Joint public procurement initiatives;
- Social innovators’ and civil society integration, as interlocutors for society and important inputs to the development of innovations and promotion of gender equality and diversity.
- Include the provisions and modalities for the competitive selection and funding (joint open calls implemented via financial support to third parties - FSTP) of at least three interregional innovation projects in the selected thematic/technological area, including deep tech, linked to key EU priorities:
- Explain the reasons for selecting the proposed strategic areas of cooperation, and how this cooperation will improve the efficiency and performance of the EU's innovation ecosystems, fostering their interconnection and scale-up, and their contribution to key EU priorities; the joint innovation programme of activities should focus on a thematic/technological area, in line with the smart specialisation strategies of the participating regions, and should highlight how it will contribute to innovation priorities of common interest, EU strategic priorities (including green, digital and social transitions, and open strategic autonomy) and where appropriate Horizon Europe Missions; it should pay attention to gender equality objectives[11]; it should clarify the potential for growth and competitiveness foreseen in the targeted sector and/or expected impact on EU challenge(s);
- Present and explain how the consortium plans to implement these joint activities (e.g. resources to be mobilised, assets to be used);
- Include clear targets in terms of outcomes for the measures/activities underpinned by verifiable indicators (applicants may wish to refer to the Sustainable Development Goals, the EU taxonomy on sustainable finance, or other relevant policy frameworks);
- Ensure their long-term commitment towards engaging in the joint cooperation activities set up in the frame of their projects (letter of intent per beneficiary as part of the proposal).
In order to comply with the idea of a joint Horizon Europe and Interregional Innovation Investments (I3) Instrument call [12] provided in the New European Innovation Agenda, this call will be closely coordinated with relevant calls under I3.
[1] A New European Innovation Agenda COM(2022) 332 final
[2] The EU contribution under this topic constitutes two budget lines, EUR 35 million from the EIE 2024, as well as an additional EUR 25 million from the EIC 2024.
[3] The notion of “openness” can be defined as “the pooling of knowledge for innovative purposes where the contributors have access to the inputs of others and cannot exert exclusive rights over the resultant innovation” (Chesbrough, H., & Appleyard, M. 2007. Open Innovation and Strategy. California Management Review, 50(1): 57–76).
[4] A model of cooperation between industry, academia, civil society and public authorities, with a strong emphasis on citizens and their needs.
[5] More information under "Partnerships for Regional Innovation."
[6] Deep tech innovation aims to provide concrete solutions to our societal problems by finding its source in a deep interaction with the most recent scientific and technological advances and by seeking to produce a profound impact in the targeted application areas.
[7] References: the Regional Innovation Scoreboard, and in the case of entities representing national authorities, the European Innovation Scoreboard. Associated Countries which are not included in the European Innovation Scoreboard and are ranked below 25 on the Global Innovation Index are considered as ‘moderate’ or ‘emerging' innovators. In cases of Associated Countries not included in any of the previously mentioned references, the participation rank of the country in the Horizon Europe programme (H2020 country profile) will be taken as a reference and countries ranked below the average will be considered as ‘moderate’ or ‘emerging' innovators.
[8] The Green Deal Industrial Plan (europa.eu)
[9] References: Regional Innovation Scoreboard (RIS), European Innovation Scoreboard (EIS), Global Innovation Index (GII).
[10] More information under "Start-up villages: a commitment to a long-term vision for rural areas."
[11] See for instance the Horizon Europe regulation for horizontal gender equality principles, the ERA policy agenda 2022-2024, and the Gender Equality Strategy 2020-2025.
[12] Interregional Innovation Investments (I3) Instrument (europa.eu)
Destination & Scope
Today's urgent challenges are inherently complex and systemic and will not be solved by individual actors or territories in isolation. Fostering enabling innovation ecosystems across the European Union (EU) requires a systemic approach that is inclusive and collaborative, involves diverse actors, institutions and places, maximises the value of innovation to all, and ensures equitable diffusion of its benefits.
As highlighted in the European Commission Communication on a New European Innovation Agenda[1], by increasing the inclusion and interconnection of less represented regions and actors into a more strongly integrated European ecosystem, the EU can capitalise on the experience, needs, visions, and perceptions of an increasingly diverse range of people, companies and places. In doing so, it can also take forward a uniquely inclusive European innovation model that is sustainable, guards against substantial labour market and wage gaps, and associated threats to territorial and social cohesion.
Moreover, such well-connected and diverse ecosystems provide innovative companies with the necessary support and conditions to thrive, i.e. through additional capabilities, data, customers, knowledge, and talents. Network connectivity within and between innovation ecosystems greatly contributes to sustainable business growth with high societal value. Therefore, the actions of this destination aim at strengthening and expanding cooperation between innovation players to better support the next generation of innovative companies whose solutions will lead the shift towards a more competitive EU and a more sustainable, inclusive, and resilient world.
Besides stronger innovation performance, increased competitive sustainability, and more rapid transitions to a green and digital society, ecosystem integration can provide ecosystem actors and companies with access to new resource, markets, customers, and contribute to disruptive strategies and innovative solutions. By being actively engaged in their local, regional, national, and European networks, companies can increase their overall growth potential.
This destination offers a holistic package of actions that:
- Strengthen innovation ecosystems across the EU through fostering more efficient, inclusive, gender diverse, and connected innovation ecosystems, by accelerating the development and deployment of innovation, including deep tech[2] innovation and encouraging co-planning, co-implementation, and co-investments around European strategic priority areas;
- Ensure the inclusion of all key innovation players from across the quadruple helix,[3], and all EU territories, including rural areas[4];
- Mobilise policies, funding instruments (EU, national, regional) and fostering synergies between them;
- Improve public and private buyers’ capacity to procure innovative solutions and enhance coordination on innovation procurement initiatives within Member States and Associated Countries;
- Improve the connection of individual innovators with other ecosystem actors and innovation support providers;
- Ensure openness and cross-fertilisation of the innovation ecosystem within and beyond the EU's borders.
In particular, the actions under this destination should promote the creation of links:
- Between all key innovation stakeholders, including the private sector, in particular between SMEs, start-ups and other innovators, including social innovators with investors, industry and public and/or private buyers for faster access to funds and markets and the public sector including authorities in charge of national, regional or local innovation policies and programmes and bodies responsible for smart specialisation strategies; also between SMEs, start-ups and foundations, civil society organisations, citizens, and individual inventors; with universities and research and technology organisations (RTOs) as sources of innovation and talent, to ensure that innovations match existing needs, values, and expectations of society, thereby accelerating deployment and up-take towards tackling societal challenges, and, if applicable, with innovation actors from peripheral or rural innovation ecosystems (such as start-up villages[5]);
- Among ‘innovation leaders’ and ‘strong innovators’ with ‘moderate’ and ‘emerging innovators’[6] across the EU and Associated Countries[7] to increase innovation cohesion[8];
- With networks such as National Contact Points, Partnerships for Regional Innovation (PRIs[9]), the European Institute of Innovation and Technology (EIT), Knowledge and Innovation Communities (KICs), and European Innovation Council (EIC) communities, the Enterprise Europe Network (EEN), clusters and Euroclusters, European university alliances, Missions, pan-European platforms such as Startup Europe, public and private regional or local innovation actors, in particular incubators and innovation hubs (e.g. European Research Area hubs and Digital Innovation Hubs), that could be interconnected to favour partnering among innovators.
Where appropriate, the applicants should consider and actively seek synergies with possibilities for further funding from other relevant EU, national and/or regional innovation programmes, including Cohesion Policy funds, the Recovery and Resilience Fund, the EU's External Action instruments, the Economic and Investment Plans for the Western Balkans, Eastern and Southern Neighbourhoods, and other public and private funds or financial instruments.
Expected impact
Proposals for topics under this destination should set out a credible pathway to strengthening robust interconnected innovation ecosystems and creating a favourable environment to promote the scalability potential of businesses, including in the deep tech sector, and more specifically to one or several of the following impacts:
- Interconnected, inclusive, and more efficient innovation ecosystems across the EU that draw on the existing strengths of European, national, regional, and local ecosystems and engage new, less well-represented stakeholders and less advanced innovation territories, including rural areas, to set, undertake, and achieve collective ambitions tackling challenges for the benefit of society, including green, digital, and social transitions, and advancing the European Research Area and the New European Innovation Agenda;
- Enhance cross-border network connectivity and inter-regional collaboration of regional innovation valleys by reinforcing their capacity to create, reshore, and renew European value chains towards the sustainable green and digital transition and the EU's open strategic autonomy in EU countries and/or regions;
- Strengthen and expand cooperation between innovation ecosystems worldwide;
- Foster more inclusive and gender equal innovation ecosystems;
- Reducing territorial inequalities in access to innovation support.
Interconnected Innovation Ecosystems: Regional Innovation Valley Label
The New European Innovation Agenda’s flagship on accelerating and strengthening innovation in European Innovation Ecosystems across the EU and addressing the innovation divide aims to accelerate innovation and unlock excellence across the EU through various tools. It focuses on creating the basis for the emergence of connected regional innovation valleys across the EU, notably involving regions with a lower innovation performance, by building on strategic areas of regional strength and specialisation, in support of key EU priorities.
In line with the New European Innovation Agenda, the Commission intends to identify up to 100 regions committed to enhance the coordination and directionality of their R&I investment and policies, at regional level. It is expected that these regions will prioritise 3-4 inter- regional innovation projects including in deep tech innovation, linked to key EU priorities.
The Commission will award the “Regional Innovation Valley” Label [10] to regions that submitted an application to a dedicated call for expression of interest [11] and which, in the opinion of independent experts, demonstrate a clear commitment to:
- Enhance the coordination and directionality of the region’s R&I investment and policies, at regional level in support of key EU priorities and to address the most burning challenges facing the EU, namely reducing the reliance on fossil fuels, increasing global food security, mastering the digital transformation (including cybersecurity), improving healthcare and achieving circularity;
- Engage, building on shared or complementary smart specialisation areas (where applicable), in interregional collaboration to develop innovation, including deep tech innovation, and help increase innovation cohesion by addressing Europe’s persistent innovation divide between regions at different levels of development and/or innovation performance by including regions with lower innovation performance;
- Strengthen and connect their regional innovation ecosystems, including for example through joint innovation action plans to constitute connected regional innovation valleys building on their Smart Specialisation Strategies (containing milestones and targets) and, where applicable, on the participation in the Partnerships for Regional Innovation (PRIs).
The award of the Regional Innovation Valley Label is a recognition of the above commitments of regions and does not result in receiving funding under the Horizon Europe Programme.
[1] A New European Innovation Agenda, COM(2022) 332 final
[2] Deep tech innovation aims to provide concrete solutions to our societal problems by finding its source in a deep interaction with the most recent scientific and technological advances and by seeking to produce a profound impact in the targeted application areas.
[3] A model of cooperation between industry, academia, civil society and public authorities, with a strong emphasis on citizens and their needs.
[4] Long-term vision for the EU’s Rural areas (COM(2021)345 final.
[5] More information under "Start-up villages: a commitment to a long-term vision for rural areas."
[6] References: Regional Innovation Scoreboard (RIS), European Innovation Scoreboard (EIS), Global Innovation Index (GII).
[7] Associated countries are described in General Annex B.
[8] The work programme will act in complementarity with the “Widening participation and strengthening the European Research Area” work programme
[9] More information under "Partnerships for Regional Innovation."
[10] The “Regional Innovation Valley” Label will also be awarded to successful applicants under the EIE ("Successful applicant regions under this call topic will be recognised as “regional innovation valleys"") and Interregional Innovation Investment Instrument (I3) calls under European Regional Development Fund ("Under this call for proposals regions will be recognised as Regional Innovation Valleys...")
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
This action requires the participation, as beneficiaries, of at least five (5) national or regional authorities, from at least five (5) different Member States or Associated Countries, of which at least two (2) are representing a 'moderate' or 'emerging' innovator region and at least one (1) is representing a 'strong' or 'innovation leader' innovator region.
The Regional Innovation Scoreboard is taken as a reference, and in the case of entities representing national authorities, the European Innovation Scoreboard. The applicants must use as a reference the latest version of the documents mentioned above at the time of the call closure. Associated Countries which are not included in the European Innovation Scoreboard and are ranked below 25 on the latest Global Innovation Index are considered as ‘moderate’ or ‘emerging' innovators. In cases of Associated Countries not included in any of the previously mentioned references, the participation rank of the country in the Horizon Europe programme (H2020 country profile) will be taken as a reference and countries ranked below the average will be considered as ‘moderate’ or ‘emerging' innovators.
The consortium must provide a letter of intent at the moment of submission of the proposal indicating the source of the required 50% of complementary funding (e.g. national and/or regional funding, European funding, or private investments).
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
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Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
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Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Beneficiaries may provide financial support to third parties. The support to third parties can only be provided in the form of grants.
The EUR 60,000 threshold provided for in Article 204 (a) of the Financial Regulation No 2018/1046 does not apply.
The maximum amount of FSTP to be granted to an individual third party is EUR 600.000. This amount is justified since the cascading grants will support concrete interregional projects to be undertaken by research and innovation entities. Due to the nature of these projects (e.g. development or deployment of technological innovations) and their relatively small number of expected participants, a threshold lower than EUR 600.000 would constitute an obstacle to establishing effective collaborations.
Grants awarded under this topic will have to submit the following deliverable(s): Annual work plans subject to approval by the Commission. For the first year, the annual work plan needs to be submitted together with the respective proposal.
The funding rate is 50% of the eligible costs.
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE COFUND)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE COFUND)
MGA
Call-specific instructions
Additional documents:
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 10. European Innovation Ecosystems (EIE)
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
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Latest Updates
PROPOSAL NUMBERS:
Call HORIZON-EIE-2023-CONNECT-03 has closed on 17 October 2023 17:00:00 Brussels time.
8 proposals have been submitted.
Evaluation results are expected to be communicated in March 2024.
Please consult the new set of FAQs published and the following related to UK partners/association:
- When did the European Commission and the UK Government reach a political agreement on UK association to Horizon Europe?
- How will the UK be associated to Horizon Europe?
- When would the UK be associated to Horizon Europe and from which moment entities established in the UK would be eligible to receive funding ?
- Are all calls for proposals open to participation of entities established in the UK?
- Overall, what will be the rights of UK participants?
Before applying, please check if your regional innovation category has changed, as the Regional Innovation Scoreboard 2023 has been published.