Safe-and-sustainable-by-design bio-based platform chemicals, additives, materials or products as alternatives
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stage
- Programme
- Clean environment and zero pollution
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- December 22, 2022
- Deadline
- March 28, 2023
- Deadline Model
- two-stage
- Budget
- €7,000,000
- Min Grant Amount
- €7,000,000
- Max Grant Amount
- €7,000,000
- Expected Number of Grants
- 1
- Keywords
- HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stageHORIZON-CL6-2023-ZEROPOLLUTION-02Bio-based products (products that are manufactured using biological material as feedstock) bio-based materials, bio-based plastics, biofuels, bio-based and bio-derived bulk and fine chemicals, bio-based and bio-derived novel materialsBiological sciencesBioprocessing technologies (industrial processes relying on biological agents to drive the process) biocatalysis, fermentationChemical engineeringChemical sciencesEnvironment, Pollution & ClimateEnvironment, resources and sustainabilityEnvironmental engineeringEnvironmental protectionEnvironmental sciencesEnvironmental toxicology at the population and ecosystems levelProtection of environment (before, during and after)Public and environmental healthStrategic environmental assessmentSustainable design (for recycling, for environment, eco-design)
Description
Successful proposals will address expected impacts under the Destination ‘Clean environment and zero pollution’ and in line with: the European Green Deal’s zero pollution ambition, the bioeconomy strategy, the chemicals strategy for sustainability, and the chemicals transition pathways, via R&I in bio-based safe-and-sustainable-by-design (SSbD) solutions for a variety of applications. Bio-based solutions’ design and assessment is expected to also go beyond compound/material-level considerations, with an additional reflection on end-use and final application(s).
Projects are expected to contribute to:
- Enable circularity(-by-design) of final products, predominantly in applications where recyclability is currently hindered or very challenging, especially due safety implications;
- In addition to fossil-feedstock substitution, reduce the dependency on or replace harmful substances, in particular in materials and formulations, leading eventually to safe(r) (low human and eco-toxicity) final bio-based products, while meeting overall environmental sustainability requirements;
- Build on a portfolio of promising bio-based solutions showing potential for scaled up production and future market uptake of alternative, safe, circular and sustainable bio-based products.
To deliver on the expected outcome, proposals should:
- Perform a wider scoping exercise, including opportunities and challenges, to propose priority areas[1] and which (optimised or novel) bio-based solutions (chemicals, materials) show ‘solid’ potential as safer and sustainable alternatives/substitutes. This ‘exercise’/analysis should especially cover, but not only, areas where substances of very high concern (SVHC), substances of concern, persistent organic pollutants or legacy additives are currently in (end) use (e.g. textiles, plastics value chains);
- Select chemicals/group of chemicals/(advanced)materials/products and justify. Proceed then with design, (process) development and testing (to targeted TRL) of the chosen bio-based alternatives;
- Embed and assess functionality and value chain considerations for any novel solutions designed and developed, providing equivalent or improved functional performance versus existing and specified benchmarks. Functional performance should be assessed together with showcasing benefits on safety and environmental performance.
- Integrate the safe-and-sustainable-by-design (SSbD) framework, developed by the Commission, for assessing the safety and sustainability of chemicals and materials.[2]
- Contribute with and develop recommendations that can advance further the application of the SSbD framework.[3] More specifically, provide thresholds that can support the criteria definition and improvements for the assessment SSbD methodologies, including any specificities related with bio-based chemicals and materials. Recommendations should also include identification of data gaps, especially safety, environmental, but also socio-economic factors, as well as priorities for data collection.
- Contribute with relevant data generated, along targeted value chain(s) (e.g. with regards to the bio-based substance/group of chemical substances or material). Projects have to make data, results and methodologies FAIR. They are also encouraged to link with trusted repositories for data, results and methodologies.
Where relevant, proposals should seek links and synergies and capitalise on the results of past and ongoing EU research projects (including the Bio-based Industries Joint Undertaking (BBI JU) /Circular Bio-based Europe Joint Undertaking (CBE JU)). This topic has important synergies and complementarities with Horizon Europe Cluster 4 calls (including its PPPs) as well as ongoing projects that should be taken into account.[4],[5],[6].
Proposals should also include a dedicated task, appropriate resources and a plan on how they will collaborate with other projects funded under this topic and other relevant topics.
[1] Thematic priority areas can span across one or more of the following critical areas: i) materials functionality (e.g., repelling water, grease and dirt, fire safety, plasticizing) to ii) formulation applications (e.g., preservation, solvents, and surfactants and where relevant also to iii) process applications (e.g., solvents, process regulation agents and surface protection). This list is not exhaustive.
[2] See documents defining the SSbD framework and criteria on: https://ec.europa.eu/info/research-and-innovation/research-area/industrial-research-and-innovation/key-enabling-technologies/advanced-materials-and-chemicals_en.
[3] Idem.
[4] SSbD topics in Cluster 4 WP 23-24, broader than bio-based chemicals and materials: HORIZON-CL4-2023-RESILIENCE-01-21: Innovative methods for safety and sustainability assessments of chemicals and materials (RIA), HORIZON-CL4-2023-RESILIENCE-01-22: Integrated approach for impact assessment of safe and sustainable chemicals and materials (RIA), HORIZON-CL4-2023-RESILIENCE-01-23: Computational models for the development of safe and sustainable by design chemicals and materials (RIA), HORIZON-CL4-2024-RESILIENCE-01-24: Development of safe and sustainable by design alternatives (IA) as well as European Partnership on Assessment of Risks from Chemicals (PARC).
[5] Cluster 4, WP 21-22: HORIZON-CL4-2021-RESILIENCE-01-08: Establishing EU-led international community on safe-and-sustainable-by-design materials to support embedding sustainability criteria over the lifecycle of products and processes, HORIZON-CL4-2021-RESILIENCE-01-11; Safe- and sustainable-by-design polymeric materials, HORIZON-CL4-2021-RESILIENCE-2021-01-12; Safe- and sustainable-by-design metallic coatings and engineered surfaces and HORIZON-CL4-2022-RESILIENCE-01-23; Safe- and sustainable-by-design organic and hybrid coatings.
[6] As appropriate, also consult the future ‘EU Strategic Research and Innovation Plan for chemicals and materials’.
Destination & Scope
Anthropogenic pollution undermines the integrity of Earth’s ecosystems and severely affects natural resources essential for human life. Keeping our planet clean and our ecosystems healthy will not only help addressing the climate crisis but also help regenerate biodiversity, ensure the sustainability of primary production activities and safeguard the well-being of humankind. In line with the objectives of the European Green Deal and related initiatives targeting environmental challenges, particularly the EU zero pollution action plan, the 2030 climate target plan, and other relevant EU legislation, this destination seeks to halt and prevent pollution by focusing on:
- removing pollution from fresh and marine waters, soils, air, including from nitrogen and phosphorus emissions;
- substituting harmful chemicals;
- improving the environmental sustainability and circularity of bio-based systems;
- reducing environmental impacts of and pollution in food systems.
Synergies with other clusters (notably 1 for health issues and 5 for air pollution from urban sources), relevant destinations, missions (particularly ‘A Soil Deal for Europe’ and ‘Restore our Ocean and Waters by 2030’) and partnerships will be exploited.
Topics under the heading Halting pollution of air, soil and water aim to identify and demonstrate approaches to combat diffuse emissions of pollutants from land and other sources. In this context, keeping nitrogen (N) and phosphorus (P) cycles in balance is a major challenge. N and P flows from anthropogenic sources, mostly from excessive or inefficient input of fertilisers (manure, sewage sludge, etc.) in agriculture and from waste water treatments, currently exceed planetary boundaries. Their leaching and run-off negatively affect soil biodiversity, pH, organic matter concentration and carbon sequestration capacity, and cause the eutrophication of water bodies while ammonia and nitrous oxide emissions affect air quality and climate. As all environmental compartments are concerned, a systemic approach is needed to limit N/P emissions from different sources, and to bring N/P flows back within safe ecological boundaries, e.g. by improving the way fertilising products in agriculture are managed while taking into account regional conditions. Actions will include showcasing best practices to recover nutrients from secondary raw materials in order to produce alternative fertilisers and demonstrating pathways for regions to keep their N/P flows within ecological boundaries.
Topics under Protecting drinking water and managing urban water pollution seek to develop and demonstrate a comprehensive framework bringing together new innovative solutions and approaches to ensure drinking water is of a good quality, address urban water pollution and harmonise different policies and management approaches. Actions should explore solutions to increase the resilience of urban waste water systems, reducing the carbon footprint and emissions, improve resource efficiency and energy recovery, and limit risks from contaminants of emerging concern. An integrated strategy to harmonise and update monitoring with prioritisation for comprehensive control of urban water cycles should be developed by harnessing the potential of digital solutions.
Topics under Addressing pollution in seas and ocean strive to fill knowledge gaps about risks and impacts of pollution from contaminants of emerging concern in the marine environment (in particular pharmaceuticals and endocrine disruptors) including in the context of the changing marine environment due to changes in the climate system. They will further develop and test solutions for the integrated assessment and monitoring of the circulation and impacts of contaminants of emerging concern in the marine environment, in order to help implement EU policies and legislation, e.g. the Water Framework Directive and Marine Strategy Framework Directive. Actions should also explore the role of pollution in intensifying impacts related to climate change, including in the Arctic, resulting in solutions and strategies to help ecosystems and human communities adapt as regards the changes in the Arctic.
Topics under Increasing the environmental sustainability and circularity of bio-based processes and products look at developing bio-based solutions for environmental monitoring and remediation as well as the concept of integrating sustainability and circularity into bio-based systems. This concept also includes bio-based chemicals, additives and materials solutions contributing to carbon removal objectives, the chemicals strategy for sustainability (CSS strategy) and the development of safe- and -sustainable-by-design materials and products.
Furthermore, topics under the heading Reducing the environmental impact and pollution of food systems focus on increasing our knowledge of the soil, water and air pollution stemming from different food production and supply practices and providing opportunities to reduce environmental and climate impacts of food systems. This also includes preventing and reducing plastic pollution stemming from plastic food packaging.
Expected impact
Proposals for topics under this destination should set out a credible pathway that helps to halt and eliminate pollution to guarantee clean and healthy soils, air, fresh and marine water for all and ensure that natural resources are used and managed in a sustainable and circular manner. To reach this objective, it will be vital to advance the knowledge of pollution sources and pathways to enable preventive measures to be rolled out, improve sustainability and circularity, apply planetary boundaries in practice and introduce effective remediation methods. To this end, the following is required:
- move towards achieving clean, unpolluted surface water and groundwater bodies in the EU and Associated Countries by increasing understanding of diffuse and point sources of water pollution in a global and climate change context, enabling novel solutions to avoid degradation and restore water bodies, aquatic ecosystems and soil functionality, and further improve the quality and management of water for safe human and ecological use, while strengthening the EU’s and Associated Countries’ positions and roles in the global water scene;
- balance N/P flows within safe ecological boundaries at regional and local level, helping restore ecosystems;
- move towards achieving clean, unpolluted oceans and seas, including in the Arctic, by means of successful scientific, technological, behavioural, socio-economic, governance and green-blue transitions;
- strengthen circular bio-based systems to operate within planetary boundaries, replacing fossil-based systems and their carbon footprint, mitigating climate change, and restoring biodiversity and protecting air, water and soil quality along the supply chain of biological feedstocks and industrial value chains within the EU and Associated Countries and across borders;
- substitute harmful chemicals for safer and more sustainable alternatives, notably by boosting innovative biotechnology and other sustainable technologies to create zero-pollution bio-based solutions;
- reduce the environmental impact of food systems, e.g. by increasing knowledge of the environmental and climate impacts stemming from the food systems and reducing pollution from plastic food packaging.
Eligibility & Conditions
General conditions
Applicants submitting a proposal under the blind evaluation pilot (see General Annex F) must not disclose their organisation names, acronyms, logos, nor names of personnel in Part B of their first stage application (see General Annex E).
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
This topic is part of the blind evaluation pilot under which first stage proposals will be evaluated blindly.
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
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Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
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Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE RIA, IA)
Standard application form (HE RIA IA Stage 1)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
Standard evaluation form (HE RIA, IA and CSA Stage 1)
MGA
Additional documents:
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
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Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
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The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
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Latest Updates
CALL UPDATE: FLASH EVALUATION RESULTS
EVALUATION results
Published: 22.12.2022
Deadline: 26.09.2023
Available budget: EUR 15.00 M
The results of the evaluation are as follows:
|
Topic Id |
Number of proposals submitted (including proposals transferred from or to other calls) |
Number of inadmissible proposals |
Number of ineligible proposals |
Number of above-threshold proposals |
Total budget requested for above-threshold proposals (EUR M) |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-1-two-stage |
4 |
0 |
0 |
4 |
27.9 |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stage |
8 |
0 |
0 |
8 |
32.28 |
We recently informed the applicants about the evaluation results for their proposals.
For questions, please contact the Research Enquiry Service.
CALL UPDATE: PROPOSAL NUMBERS
PROPOSAL NUMBERS
Call HORIZON-CL6-2023-ZEROPOLLUTION-02_stage2 has closed on the 26 September.
12 proposals have been submitted.
The breakdown per topic is:
- HORIZON-CL6-2023-ZEROPOLLUTION-02-1-two-stage: 4 proposals
- HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stage:8 proposals
Evaluation results are expected to be communicated in January 2024
CALL UPDATE: FLASH EVALUATION RESULTS
EVALUATION results
Deadline: 28/03/2023
Available budget: EUR 15,00 M
: In accordance with General Annex F of the Work Programme, the evaluation of the first-stage proposals was made looking only at the criteria ‘Excellence’ and ‘Impact’. The threshold for both criteria was 4. The overall threshold (applying to the sum of the two individual scores) was set for each topic/type of action with separate call-budget-split at a level that allowed the total requested budget of proposals admitted to stage 2 be as close as possible to 3 times the available budget (and not below 2.5 times the budget):
|
Topic ID |
Topic short name |
Overall threshold applied |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-1-two-stage |
Optimisation of manure use along the management chain to mitigate GHG emissions and minimize nutrients/contaminants dispersion in the environment |
9 |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stage |
Safe-and-sustainable-by-design bio-based platform chemicals, additives, materials or products as alternatives |
8.5 |
The results of the evaluation are as follows:
|
Topic |
Number of proposals submitted |
Number of inadmissible proposals |
Number of ineligible proposals |
Number of above-threshold proposals |
Total requested EU contribution of proposals invited to stage 2 (EUR Mil) |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-1-two-stage |
10 |
0 |
0 |
4 |
28.18 |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stage |
25 |
0 |
0 |
8 |
31.90 |
We recently informed the applicants about the evaluation results for their proposals.
For questions, please contact the Research Enquiry Service
GENERALISED FEEDBACK for successful applicants after STAGE 1
In order to best ensure equal treatment, successful stage 1 applicants do not receive the evaluation summary reports (ESRs) for their proposals, but this generalised feedback with information and tips for preparing the full proposal.
Information & tips
Main shortcomings found in the stage 1 evaluation of the topic HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stage:
For some proposals:
- The Key Performance Indicators (KPIs) related to the objectives are not sufficiently described and/or quantified
- The project’s contribution to the expected outcomes is not sufficiently elaborated
- The expected impacts set out in the work programme are not sufficiently addressed
In your stage 2 proposal, you have a chance to address or clarify these issues.
Please bear in mind that your full proposal will now be evaluated more in-depth and possibly by a new group of outside experts.
Please make sure that your full proposal is consistent with your short outline proposal. It may NOT differ substantially. The project must stay the same.
CALL UPDATE: PROPOSAL NUMBERS
PROPOSAL NUMBERS
Call HORIZON-CL6-2023-ZEROPOLLUTION-02 has closed on the on March 28.
36 proposals have been submitted.
The breakdown per topic is:
|
Topic Id |
Proposals Received |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-1-two-stage |
10 |
|
HORIZON-CL6-2023-ZEROPOLLUTION-02-2-two-stage |
26 |
Evaluation results are expected to be communicated in June 2023.
The new version of the 1st stage application form Part B, including the guidance on blind evaluation, is now available in the submission tool.