Multi-layer governance performance of marine policies
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-CL6-2022-GOVERNANCE-01-03
- Programme
- Innovative governance, environmental observations and digital solutions in support of the Green Deal
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- October 28, 2021
- Deadline
- March 10, 2022
- Deadline Model
- single-stage
- Budget
- €23,000,000
- Keywords
- Global and transnational governance, internationalOcean sustainability and blue economySocietal EngagementEnvironmental sciences (social aspects)International Ocean GovernancePolitical systems and institutions, governanceDigital AgendaOcean literacyIntegrated coastal zone managementHealthy Ocean and SeasUN Decade of Ocean Science
Description
The successful proposal(s) will enhance new knowledge and design or improve tools to achieve better informed decision-making processes, social engagement and innovation, supporting the implementation of the European Green Deal. Proposals will contribute to the development or improvement of innovative multi-layer governance models enabling sustainability and resilience and of EU and international science-policy interfaces.
Project results are expected to contribute to all the following expected outcomes:
- Better understanding by the policy making community of the institutional barriers such as lock-ins, path dependency, bounded rationality, political inertia and power imbalances in the formulation and implementation of marine policies.
- The policy making community exploited analyses and better understanding of formal and informal policy governance work streams or processes, including public consultation and encompassing local, regional, national, European and global ocean governance aspects.
- Stronger e-government and easily achievable open government data facilitate greater access to public services.
- Appropriate communication, exchange, coordination and management is enabled at regional, national and European level.
- Improved collaborative governance performance allowing social and technical innovations to provide opportunities for the social contract between the State and the citizenry through increased transparency, enabling better spatial planning and natural resource management, ultimately leading to increased trust in policy making.
The management of the ocean, seas and coasts is largely carried out in a fragmented manner, at institutional as well as legal governance level and through several related sectors. Poor coordination between sectoral approaches, low institutional capacity, weak implementation of international conventions and lack of technical knowledge and of financial resources for regional, cross-regional and national processes are common issues in Member States and partner countries, affecting coastal communities severely in terms of food security and livelihoods (loss of jobs). Current policy governance models and work streams, including public consultation, at different governance levels, need to be analysed in relation to their performance and further challenged to intensify regional and local integration in the policy dialogue, as the (total, regional and local) transitions towards a sufficiently protected marine natural capital and health and wellbeing of citizens should also be just and inclusive. Proposals should address the need to meet increasing public demands and to address declining public trust.
Proposals should conceptualise and operationalise strategies to address identified barriers to collaborative governance related to the ocean and seas based on a long-term perspective using a participatory process of visioning and experimentation, accompanied by strong and justified recommendations on the required capacity building.
Proposals should improve or develop and leverage innovative digital tools, towards a stronger e-government and easily achievable open government data.
The proposals should cover comparisons within, across and between different spatial governance layers (local, regional, inter-regional, macro-regional, cross-border, international) to cover a representative set of governance structures across Europe varying according to size and geographical, environmental, socio-economic, institutional and administrative conditions.
This topic should involve the effective contribution of SSH disciplines.
Interactive research approaches should be used to engage with local, regional, national and international authorities, as well as local communities, citizens and other relevant stakeholders, considering gender, age and socio-economic background, where relevant.
Projects should build on existing knowledge and integrate results from multiple origins, including other EU, international (for example UN) or national projects or studies. Some cooperation activities with projects financed under topic HORIZON-CL6-2021-GOVERNANCE-01-06 on environmental and social cross-compliance of marine policies could be included. This topic should also be linked to the Horizon Europe Mission Ocean, seas and waters and the Partnership for a climate neutral, sustainable and productive Blue Economy or other partnerships where relevant.
Cross-cutting Priorities:Societal Engagement
Ocean sustainability and blue economy
Digital Agenda
Destination & Scope
Transformative changes such as the ones required within the Green Deal are dynamic processes that require appropriate governance. At the same time, to ensure coordination and for collaborative decision-making, governance requires multiple channels and networks that provide readily available data and information coming from different sources.
R&I activities under this destination aim at both: experimenting with new ways to govern the transition process and modernising the governance, in particular by making information and knowledge available and accessible. R&I for governance to support the Green Deal shall provide insights into institutional barriers such as lock-ins, path dependency, political and cultural inertia power imbalances and regulatory inconsistencies or weaknesses.
Innovative governance supporting the Green Deal objectives needs to recognise, cope with and promote resilience in the face of on-going shocks and disruptions both globally and across Europe, whether these be climatic, ecological, economic, social, geo-political or related to health. Critical risk assessment and reduction strategies need to be incorporated, including the diversification of infrastructures, resources and knowledge through more self-sufficiency and autonomy.
Taking advantage of the use, uptake, deployment and exploitation of environmental observations[[The capacity to observe the environment, including space-based, in-situ-based (air, sea, land) observation, and citizen observations]] as well as digital solutions, assessed through the “do not harm” principle of the Green Deal, is key for innovative governance models and a more science-based policy design, implementation and monitoring. To maximise impacts of R&I on the ground and spark behavioural and socio-economic change, the knowledge and innovation produced throughout the whole cluster should be widely disseminated to key stakeholders of the relevant sectors of the cluster. In particular, the Agricultural Knowledge and Innovation Systems (AKIS) needs to be reinforced to accelerate the required transformative changes.
Data and information obtained through Environmental Observation is of great value when assessing the state of the planet and is delivering crucial information to support the Green Deal and the climate and ecological transition. Integration of this information from different sources (space-based, airborne including drones, in-situ and citizens observations) with other relevant data and knowledge while ensuring (better) accessible, interoperable or deployable information, delivers information necessary for shaping the direction of the development of policies in the broad context of Cluster 6 of Horizon Europe. A strong link to the European Earth observations programme Copernicus (in Cluster 4) and the European Space Agency’s (ESA) Earth observation programme, as well as support to the Group on Earth Observations (GEO), its European regional initiative (EuroGEO) and the Global Earth Observation System of Systems (GEOSS) is foreseen for topics on environmental observations under this destination. R&I activities relevant to ocean, seas and coastal waters will complement and support the UN Decade of Ocean Science for Sustainable Development and UN Decade on Restoration, the G7 Future of the Seas and Oceans Initiative, the pan-Commission Destination Earth initiative, the European Global Ocean Observing System (EOOS) and the GOOS 2030 strategy.
Digital innovation, in complementarity with Cluster 4 and Digital Europe Programmes activities, should bring benefits for citizens, businesses, researchers, the environment, society at large and policy-makers. The potential of the ongoing digital transformation, and its wider impacts, positive and negative, need to be better understood and monitored in view of future policy design and implementation, governance, and solution development
This destination will develop innovative digital and data based solutions to support communities and society at large, and economic sectors relevant for this cluster to achieve sustainability objectives. R&I activities will add value to the knowledge and cost-effectiveness of innovative technologies in and across primary production sectors, food systems, bioeconomy, ocean and biodiversity.
Knowledge and advice to all actors relevant to this cluster are key to improve sustainability. For instance, primary producers have a particular need for impartial and tailored advice on sustainable management choices. Knowledge and Innovation Systems are key drivers to enhance co-creation and thus speed up innovation and the take-up of results needed to achieve the Green Deal objectives and targets. This will include promoting interactive innovation and co-ownership of results by users, as well as strengthening synergies with other EU Funds in particular the CAP, reinforcing the multi-actor approach and setting up structural networking within national/regional/local AKISs. AKIS goes beyond agriculture, farming and rural activities and covers environment, climate, biodiversity, landscape, bio-based economy, consumers and citizens, i.e., all food and bio-based systems including transformation and distribution chains up until the consumer.
Expected impact
Proposals for topics under this destination should set out a credible pathway to contributing to innovative governance and sound decision making in policy for the green transition, and more specifically to one or several of the following impacts:
- Innovative governance models enabling sustainability and resilience notably to achieve better informed decision-making processes, societal engagement and innovation;
- Green Deal related domains benefit from further deployment and exploitation of Environmental Observation data and products ;
- A strengthened Global Earth Observation System of Systems (GEOSS)[[The European Commission is a member and co-chair of the Group on Earth Observations (GEO), as such the European Commission adopted the GEO Canberra Declaration (https://earthobservations.org/canberra_declaration.php and Commission Decision C(2019)7337/F1) and committed to contribute to the GEO objectives, including to the Global Earth Observation System of Systems (GEOSS).]];
- Sustainability performance and competitiveness in the domains covered by Cluster 6 are enhanced through further deployment of digital and data technologies as key enablers;
- More informed and engaged stakeholders and end users including primary producers and consumers thanks to effective platforms such as Agriculture Knowledge and Innovation Systems (AKIS)
- Strengthened EU and international science-policy interfaces to achieve the Sustainable Development Goals
When considering their impact, proposals also need to assess their compliance with the “Do No Significant Harm” principle[[as per Article 17 of Regulation (EU) No 2020/852 on the establishment of a framework to facilitate sustainable investment (EU Taxonomy Regulation)]] according to which the research and innovation activities of the project should not be supporting or carrying out activities that make a significant harm to any of the six environmental objectives of the EU Taxonomy Regulation.
Topics under this destination will have impacts in the following areas: “Climate change mitigation and adaptation”; “Clean and healthy air, water and soil”; “Enhancing ecosystems and biodiversity on land and in water”; “Sustainable food systems from farm to fork on land and sea”; “High quality digital services for all”; and “A Competitive and secure data-economy”.
Social innovation is recommended when the solution is at the socio-technical interface and requires social change, new social practices, social ownership or market uptake.
Eligibility & Conditions
General conditions
1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes
Proposal page limits and layout: described in Part B of the Application Form available in the Submission System
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
5. Evaluation and award:
- Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
- Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
- Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE RIA, IA)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
MGA
Additional documents:
HE Main Work Programme 2021–2022 – 1. General Introduction
HE Main Work Programme 2021–2022 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
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