Improvement Of Adaptability, Flexibility And Efficiency Of Existing Recycling Processes (BATT4EU Partnership)
HORIZON Innovation Actions
Basic Information
- Identifier
- HORIZON-CL5-2027-02-D2-05
- Programme
- BATTERIES and ENERGY
- Programme Period
- 2021 - 2027
- Status
- Forthcoming (31094501)
- Opening Date
- December 3, 2026
- Deadline
- March 31, 2027
- Deadline Model
- single-stage
- Budget
- €37,800,000
- Min Grant Amount
- €18,900,000
- Max Grant Amount
- €18,900,000
- Expected Number of Grants
- 2
- Keywords
- HORIZON-CL5-2027-02-D2-05HORIZON-CL5-2027-02
Description
Proposals are expected to contribute to all following points:
- Improving cost and recovery efficiency of existing scaled recycling technologies
- Demonstrated technological solutions capable of efficiently recycling diverse feedstocks, including production scrap, and mixed lithium-ion battery chemistries
- Improved European competitiveness by reducing EU dependence on imported raw materials through improved recycling processes
- Demonstrable compliance with the targets and requirements set by the EU Batteries Regulation, including recycling efficiency and material recovery rates.
Proposals under this topic are expected to specifically address innovation actions that enhance the adaptability, flexibility, and operational efficiency of existing battery recycling processes.
Projects are expected to explicitly target improvements for processing mixed input streams, particularly production scrap and various lithium-ion battery chemistries
Proposals are expected to clearly demonstrate technical innovations in black mass processing, resulting in the efficient recovery of high-purity battery-grade materials suitable for reintroduction into the European battery manufacturing value chain.
Proposals are expected to address all of the following points:
- Development and demonstration of recycling technologies capable of handling variable composition feedstocks, potentially within the same batch.
- Optimization of hydrometallurgical and/or pyrometallurgical processes for enhanced recovery rates of critical raw metals, aiming to at least achieve recovery efficiencies requirements set by the EU Batteries Regulation
- Detailed techno-economic assessments (TEA) and comprehensive life-cycle assessments (LCA), demonstrating significant improvements in energy efficiency, CO2 and ecological footprint reduction, and economic viability.
Where required, proposals should include robust and digitalised sorting technologies and other advanced pre-treatment technologies.
The Commission initiative for Safe and Sustainable by Design[1] (SSbD) sets a framework for assessing the safety and sustainability of chemicals and materials which should be considered as a reference for project proposals.
Whenever the expected exploitation of project results entails developing, creating, manufacturing and marketing a product or process, or in creating and providing a service, the plan for the exploitation and dissemination of results must include a strategy for such exploitation. The exploitation plans are expected to include preliminary plans for scalability, commercialisation, and deployment (feasibility study, business plan) indicating the possible funding sources to be potentially used (in particular the Innovation Fund).
Proposals could consider the involvement of the European Commission's Joint Research Centre (JRC)[2] whose contribution could consist of providing added value regarding various aspects of battery circularity and sustainability. For further information on the JRC’s possible contribution to the projects, please, search for additional publicly available information on the JRC’s website[3] (EU Science Hub) on the NCP portal, or request specific information from the JRC ([email protected])
JRC will assure that all the other applicants receive the same information on the JRC’s possible contribution to the project (e.g., via the topic-specific FAQs under the Funding and Tenders Portal).
This topic implements the co-programmed European Partnership on Batteries (Batt4EU). As such, projects resulting from this topic will be expected to report on the results to the European Partnership on Batteries (Batt4EU) in support of the monitoring of its KPIs.
[2] https://joint-research-centre.ec.europa.eu/laboratories-z/battery-energy-storage-testing_en
Eligibility & Conditions
General conditions
1. Admissibility Conditions: Proposal page limit and layout
2. Eligible Countries
described in Annex B of the Work Programme General Annexes.
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other Eligible Conditions
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).
The Joint Research Centre (JRC) may participate as member of the consortium selected for funding as a beneficiary with zero funding, or as an associated partner. The JRC will not participate in the preparation and submission of the proposal - see General Annex B.
described in Annex B of the Work Programme General Annexes.
4. Financial and operational capacity and exclusion
described in Annex C of the Work Programme General Annexes.
5a. Evaluation and award: Award criteria, scoring and thresholds
are described in Annex D of the Work Programme General Annexes.
5b. Evaluation and award: Submission and evaluation processes
are described in Annex F of the Work Programme General Annexes and the Online Manual.
5c. Evaluation and award: Indicative timeline for evaluation and grant agreement
described in Annex F of the Work Programme General Annexes.
6. Legal and financial set-up of the grants
The granting authority may, up to 4 years after the end of the action, object to a transfer of ownership or to the exclusive licensing of results, as set out in the specific provision of Annex 5.
described in Annex G of the Work Programme General Annexes.
Specific conditions
described in the [specific topic of the Work Programme]
Application and evaluation forms and model grant agreement (MGA):
Application form templates — the application form specific to this call is available in the Submission System
Standard application form (HE RIA, IA)
Evaluation form templates — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
Guidance
Model Grant Agreements (MGA)
Additional documents:
HE Main Work Programme 2026-2027 – 1. General Introduction
HE Main Work Programme 2026-2027 – 8. Climate, Energy and Mobility
HE Main Work Programme 2026-2027 – 15. General Annexes
HE Framework Programme 2021/695
HE Specific Programme Decision 2021/764
EU Financial Regulation 2024/2509
Decision authorising the use of lump sum contributions under the Horizon Europe Programme
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Frequently Asked Questions About Improvement Of Adaptability, Flexibility And Efficiency Of Existing Recycling Processes (BATT4EU Partnership)
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search help you find a partner organisation for your proposal.
Latest Updates
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