Producing Battery-grade Materials For Electrodes Through Sustainable Processing And Refining Of Raw Materials Or Developing Bio-based Materials (BATT4EU Partnership)
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-CL5-2026-09-D2-01
- Programme
- BATTERIES and ENERGY
- Programme Period
- 2021 - 2027
- Status
- Forthcoming (31094501)
- Opening Date
- May 5, 2026
- Deadline
- September 15, 2026
- Deadline Model
- single-stage
- Budget
- €15,750,000
- Min Grant Amount
- €5,250,000
- Max Grant Amount
- €5,250,000
- Expected Number of Grants
- 3
- Keywords
- HORIZON-CL5-2026-09-D2-01HORIZON-CL5-2026-09
Description
Proposals are expected to contribute to all following points:
- Significantly reduced EU dependency on imported battery-grade raw materials, specifically emerging technologies and carbon-based electrode materials.
- Established European value chains for next-generation battery materials, enhancing the EU's technological leadership and strategic autonomy.
Proposals under this topic are expected to address all aspects for one of the following categories:
1. Sustainable Processing and Refining of next generation batteries-grade Material, delivering all of the following:
- Development and validation of innovative, environmentally friendly refining technologies for producing battery-grade metals and materials suitable for next-generation battery chemistries. This covers raw and advanced electrode materials for the components of sodium-ion batteries or beyond generation 3[1] lithium-ion batteries
- Development of processes achieving significant reductions in carbon and ecological footprint, emissions of pollutants, energy usage, and chemical inputs. The selected processes should not negatively impact any of the aspects above or cause significant harm.
- Validation of economic viability, environmental sustainability, and technological robustness of the proposed refining and processing solutions.
OR:
2. Utilising Bio-based Raw Materials for Battery Electrode Materials delivering on all of the following:
- Development of synthetic graphite and/or alternative carbonous materials for battery components derived from bio-based European feedstocks (e.g., biomass, agricultural and forestry residues, lignocellulosic materials). Inactive components such as binders may also be included.
- Comprehensive characterization and validation of developed electrode materials in sodium-ion and lithium-ion battery cells, demonstrating comparable or superior performance to conventional graphite electrodes, specifically targeting cycle stability, energy density, and charge/discharge rates.
- Demonstration of credible pathways for pilot-scale production pathways for bio-based electrode materials including a clear techno-economic analysis and LCA/LCC impact assessment.
The Commission initiative for Safe and Sustainable by Design[2] (SSbD) sets a framework for assessing the safety and sustainability of chemicals and materials which should be considered as a reference for project proposals.
This topic implements the co-programmed European Partnership on Batteries (Batt4EU). As such, projects resulting from this topic will be expected to report on the results to the European Partnership on Batteries (Batt4EU) in support of the monitoring of its KPIs.
[1] https://bepassociation.eu/wp-content/uploads/2021/09/BATT4EU_reportA4_SRIA_V15_September.pdf
Destination & Scope
This Destination contributes directly to the Strategic Plan’s Key Strategic Orientations ‘Green transition’, ‘Digital transition’ and ‘A more resilient, competitive, inclusive and democratic Europe’.
In line with the Strategic Plan, the overall expected impact of this Destination is to contribute to the “Facilitating a clean and sustainable transition of the energy and transport sectors towards climate neutrality through cross-cutting solutions”.
The main impacts to be generated by topics under this Destination are:
Batteries
- Increased competitiveness and strategic autonomy of a complete EU value chain while maximizing sustainability.
- Reducing dependency on raw materials and upscaling processing capacity, also for recycled materials.
- Creating an integrated European battery sector for next generation batteries, from design to manufacturing and all the way to end of life, reducing environmental impact.
- Improving energy storage technologies to enhance the resilience of EU’s energy system, facilitating integration of renewable energy sources.
Legal entities established in China are not eligible to participate in both Research and Innovation Actions (RIAs) and Innovation Actions (IAs) falling under this destination. For additional information please see “Restrictions on the participation of legal entities established in China” found in General Annex B of the General Annexes.
Eligibility & Conditions
General conditions
1. Admissibility Conditions: Proposal page limit and layout
2. Eligible Countries
described in Annex B of the Work Programme General Annexes.
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other Eligible Conditions
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).
described in Annex B of the Work Programme General Annexes.
4. Financial and operational capacity and exclusion
described in Annex C of the Work Programme General Annexes.
5a. Evaluation and award: Award criteria, scoring and thresholds
In order to ensure a balanced portfolio of activities covering both categories of materials, grants will be awarded not only in order of ranking but at least also to one proposal dealing with the technology that has not been covered by the proposal selected first, provided they attain all thresholds (and subject to available budget). This condition to ensure a balanced portfolio will also be considered to be met if one project addressing both aspects is funded.
are described in Annex D of the Work Programme General Annexes.
5b. Evaluation and award: Submission and evaluation processes
are described in Annex F of the Work Programme General Annexes and the Online Manual.
5c. Evaluation and award: Indicative timeline for evaluation and grant agreement
described in Annex F of the Work Programme General Annexes.
6. Legal and financial set-up of the grants
The granting authority may, up to 4 years after the end of the action, object to a transfer of ownership or to the exclusive licensing of results, as set out in the specific provision of Annex 5.
Eligible costs will take the form of a lump sum as defined in the Decision of 7 July 2021 authorising the use of lump sum contributions under the Horizon Europe Programme – the Framework Programme for Research and Innovation (2021-2027) – and in actions under the Research and Training Programme of the European Atomic Energy Community (2021-2025) [[This decision is available on the Funding and Tenders Portal, in the reference documents section for Horizon Europe, under ‘Simplified costs decisions’ or through this link: https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/ls-decision_he_en.pdf]].
described in Annex G of the Work Programme General Annexes.
Specific conditions
described in the [specific topic of the Work Programme]
Application and evaluation forms and model grant agreement (MGA):
Application form templates — the application form specific to this call is available in the Submission System
Standard application form (HE RIA, IA)
Evaluation form templates — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
Guidance
Model Grant Agreements (MGA)
Call-specific instructions
Additional documents:
HE Main Work Programme 2026-2027 – 1. General Introduction
HE Main Work Programme 2026-2027 – 8. Climate, Energy and Mobility
HE Main Work Programme 2026-2027 – 15. General Annexes
HE Framework Programme 2021/695
HE Specific Programme Decision 2021/764
EU Financial Regulation 2024/2509
Decision authorising the use of lump sum contributions under the Horizon Europe Programme
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Frequently Asked Questions About Producing Battery-grade Materials For Electrodes Through Sustainable Processing And Refining Of Raw Materials Or Developing Bio-based Materials (BATT4EU Partnership)
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
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IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search help you find a partner organisation for your proposal.
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