Closed

Technologies for sustainable, cost-efficient and low carbon footprint downstream processing & production of battery-grade materials (Batt4EU Partnership)

HORIZON Research and Innovation Actions

Basic Information

Identifier
HORIZON-CL5-2023-D2-01-01
Programme
Cross-sectoral solutions for the climate transition
Programme Period
2021 - 2027
Status
Closed (31094503)
Opening Date
December 12, 2022
Deadline
April 17, 2023
Deadline Model
single-stage
Budget
€12,000,000
Min Grant Amount
€6,000,000
Max Grant Amount
€6,000,000
Expected Number of Grants
2
Keywords
HORIZON-CL5-2023-D2-01-01HORIZON-CL5-2023-D2-01Energy storage

Description

Expected Outcome:

Projects are expected to contribute to all of the following outcomes:

  • A European economic base which is stronger, more resilient, competitive and fit for the green and digital transitions, by reducing strategic dependency on third countries for critical raw materials by promoting resource efficiency.
  • Increased European competitiveness by offering sustainable, safe, energy efficient and low carbon, water and biodiversity footprint battery materials production technologies and scalable solutions and by creating new business opportunities and circular models for European industry.
  • Battery-grade intermediates which are developed, produced and refined/purified in a sustainable and socially acceptable way, improving the competitiveness and value of European battery and mobility industries.
  • Proven technical feasibility of downstream processing for battery-grade materials at larger scale, considering economic feasibility, safety, health and regulatory targets.
  • A stronger European battery manufacturing industry, through the implementation of continuous processes related conditions at larger scale with reduced carbon emissions, increased energy efficiency and more efficient resources use; (e.g. combining secondary materials into existing primary processing).
  • Use of European post-mining (or post-extraction, in the case of e.g. geothermal fluids) primary materials and secondary material sources such as tailings (e.g., as a source of nickel, cobalt and lithium) or underutilised battery raw materials deposits and extend the local refining capacity of battery-grade materials, to reduce the dependency on imported materials and to limit supply risks.
Scope:

Proposals are expected to cover research and innovation activities with focus on improved battery metal and material production, refining and recovery while minimizing environmental impact of downstream processing by addressing all of the following points:

  • Developing sustainable and cost-efficient processing methods for battery-grade materials and components, coming from either primary or secondary streams and novel technologies for battery metals processing enabling the reduction of carbon footprint and other emissions while increasing energy and resource efficiency; enabling thereby vertical integration into the battery production.
  • Developing and demonstrating technologies to improve battery grade metals and materials production, refining and/or recycling with efficient and stable reagent circulation, targeting low use chemical and reducing environmental impacts from such processes while improving recovery rate/grade and yield considering the SRIA objectives and KPIs, the Green Deal objectives and the proposed Batteries Regulation[1] where relevant.
  • Addressing zero waste and zero discharge strategies for the valorisation of the generated waste materials during the refining processes by: improving the reuse of waste where CRM are present; Increasing the sustainability of batteries materials by reducing the use of chemicals and energy use in the downstream processing considering the objectives of the proposed Batteries Regulation as evaluated by LCA or similar approaches; using safe and low impact disposal methodologies for those materials that cannot be recycled.
  • Pre-assessing recycling concepts by their life cycle sustainability and safety impacts (in line with Safe and Sustainable by Design Framework[2] to be set by the Commission for assessing safety and sustainability of chemicals and materials and which should be considered as a reference in the proposal) and studying overall techno-economical solutions for recovery systems in order to minimize cost, environmental impact and system losses.
  • Addressing understanding of physico-chemical mechanisms for more sustainable hydrometallurgical steps in order to propose significant processes’ improvements to reduce significantly water effluents quantities and chemical reagents.
  • Implementing of continuous process for cathode active materials and precursors synthesis related conditions at larger scale.

Plans for the exploitation and dissemination of results for proposals submitted under this topic should include a strong business case and sound exploitation strategy, as outlined in the introduction to this Destination. The exploitation plans should include preliminary plans for scalability, commercialisation, and deployment (feasibility study, business plan).

Proposals should indicate to which chapters of the Strategic Research and Innovation Plan for chemicals and materials[3] they will contribute.

Projects may collaborate and/or contribute to the activities of the Coordination and Support Action defined under the topic HORIZON-CL5-2022-D2-01-08.

International cooperation with Africa, the Mediterranean Region, and the United States is encouraged.

This topic implements the co-programmed European Partnership on Batteries (Batt4EU). As such, projects resulting from this topic will be expected to report on the results to the European Partnership on Batteries (Batt4EU) in support of the monitoring of its KPIs.

[1] COM(2020) 798 final, Proposal for a Regulation of the European Parliament and of the Council concerning batteries and waste batteries, repealing Directive 2006/66/EC and amending Regulation (EU) No 2019/1020

[2] See documents defining the SSbD framework and criteria on: https://ec.europa.eu/info/research-and-innovation/research-area/industrial-research-and-innovation/key-enabling-technologies/advanced-materials-and-chemicals_en

[3] https://ec.europa.eu/info/research-and-innovation/research-area/industrial-research-and-innovation/key-enabling-technologies/advanced-materials-and-chemicals_en

Destination & Scope

This Destination covers thematic areas which are cross-cutting by nature and can provide key solutions for climate, energy and mobility applications. In line with the scope of cluster 5 such areas are batteries, hydrogen[1], communities and cities[2], early-stage breakthrough technologies as well as citizen engagement[3]. Although these areas are very distinct in terms of challenges, stakeholder communities and expected impacts, they have their cross-cutting nature as a unifying feature and are therefore grouped, if not addressed in other places of this work programme, under this Destination.

This Destination contributes to the following Strategic Plan’s Key Strategic Orientations (KSO):

  • C: Making Europe the first digitally enabled circular, climate-neutral and sustainable economy through the transformation of its mobility, energy, construction and production systems;
  • A: Promoting an open strategic autonomy[4] by leading the development of key digital, enabling and emerging technologies, sectors and value chains to accelerate and steer the digital and green transitions through human-centred technologies and innovations;
  • D: Creating a more resilient, inclusive and democratic European society, prepared and responsive to threats and disasters, addressing inequalities and providing high-quality health care, and empowering all citizens to act in the green and digital transitions.

It covers the following impact areas:

  • Industrial leadership in key and emerging technologies that work for people
  • Affordable and clean energy
  • Smart and sustainable transport

The expected impact, in line with the Strategic Plan, is to contribute to the “Clean and sustainable transition of the energy and transport sectors towards climate neutrality facilitated by innovative cross-cutting solutions”, notably through:

  • Nurturing a world-class European research and innovation eco-system on batteries along the value chain based on sustainable pathways. It includes improvement of technological performance to increase application user attractiveness (in particular in terms of safety, cost, user convenience, fast charging and environmental footprint), in parallel supporting the creation of a competitive, circular, and sustainable European battery manufacturing value chain (more detailed information below).
  • Nurturing the development of emerging technologies with high potential to enable zero-greenhouse gas and negative emissions in energy and transport (more detailed information below).

A competitive and sustainable European battery value chain

Batteries will enable the rollout of zero-emission mobility and renewable energy storage, contributing to the European Green Deal and supporting the UN SDGs by creating a vibrant, responsible and sustainable market. Besides climate neutrality, batteries also contribute to other UN SDGs directly and indirectly such as enabling of decentralized and off-grid energy solutions.

The strategic pathway is, on the one hand, for Europe to rapidly regain technological competitiveness in order to capture a significant market share of the new and fast-growing rechargeable battery market, and, on the other hand, to invest in longer term research on future battery technologies to establish Europe's long term technological leadership and industrial competitiveness

The Partnership “Towards a competitive European industrial battery value chain for stationary applications and e-mobility”, with as short name Batt4EU, to which all battery-related topics under this Destination will contribute, aims to establish world-leading sustainable and circular European battery value chain to drive transformation towards a carbon-neutral society.

The main impacts to be generated by topics targeting the battery value chain under this Destination are:

  • Increased global competitiveness of the European battery ecosystem through generated knowledge and leading-edge technologies in battery materials, cell design, manufacturing and recycling.
  • Significant contribution to the policy needs of the European Green Deal through new solutions for circularity and recycling of batteries.
  • Accelerated growth of innovative, competitive and sustainable battery manufacturing industry in Europe.
  • Development of sustainable and safe technologies and systems for decarbonisation of transport and stationary applications.
  • Contributing to the strategic independence of Europe through investigation of alternative battery chemistries using non-critical raw materials and efficient recycling technologies.
  • Increasing synergies with other partnerships and initiatives.

Emerging breakthrough technologies and climate solutions

Although the contribution of a wide range of technologies to reach climate neutrality is already foreseeable, EU R&I programming should also leave room for emerging and break-through technologies with a high potential to achieve climate neutrality. These technologies can play a significant role in reaching the EU’s goal to become climate neutral by 2050.

Relevant topics supported under this Destination complement the activities supported under Pillars I or III. They address emerging technologies that can enable the climate transition with a technology-neutral bottom-up approach. Research in this area is mostly technological in nature but should also, where relevant, be accompanied by assessments of environmental, social and economic impacts, by identification of regulatory needs, and by activities supporting the creation of value chains to build up new ecosystems of stakeholders working on breakthrough technologies.

The main expected impacts to be generated by the topic targeting breakthrough technologies and climate solutions under this Destination are:

  • Emergence of unanticipated technologies enabling emerging zero-greenhouse gas and negative emissions in energy and transport;
  • Development of high-risk/high return technologies to enable a transition to a net greenhouse gas neutral European economy.

[1] The bulk of activities are supported by the Institutional Partnership ‘Clean Hydrogen’.

[2] Communities and cities are mainly supported under the Mission on Climate-Neutral and Smart Cities, and through the co-funded Partnership ‘Driving Urban Transition’, implemented in this work programme as a grant to identified beneficiary.

[3] Citizens engagement as well as social sciences and humanities are mainstreamed across multiple topics across various Destinations in this work programme.

[4] ‘Open strategic autonomy’ refers to the term ‘strategic autonomy while preserving an open economy’, as reflected in the conclusions of the European Council 1 – 2 October 2020.

Eligibility & Conditions

General conditions

General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

  • Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

  • Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

  • Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

 

Specific conditions

7. Specific conditions: described in the [specific topic of the Work Programme]

 

Support & Resources

Online Manual is your guide on the procedures from proposal submission to managing your grant.

Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.

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IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.

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CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.  

The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.

Partner Search Services help you find a partner organisation for your proposal.

 

Latest Updates

Last Changed: April 19, 2023

The call for proposals HORIZON-CL5-2023-D2-01 closed on 18/04/2023. 80 proposals were submitted to the call. The breakdown per topic is:

 

HORIZON-CL5-2023-D2-01-01 (RIA) :   12 proposals

HORIZON-CL5-2023-D2-01-02 (RIA) :   13 proposals

HORIZON-CL5-2023-D2-01-03 (RIA) :   15 proposals

HORIZON-CL5-2023-D2-01-04 (IA-LS) : 12 proposals

HORIZON-CL5-2023-D2-01-05 (IA) :      18 proposals

HORIZON-CL5-2023-D2-01-06 (IA) :      3 proposals

HORIZON-CL5-2023-D2-01-07 (CSA-LS) :    6 proposals

 

HORIZON-CL5-2023-D2-01-08 (COFUND) : 1 proposal

Last Changed: March 2, 2023

Following the Council Implementing Decision (EU) 2022/2506, as of 16th December 2022, no legal commitments (including the grant agreement itself as well as subcontracts, purchase contracts, financial support to third parties etc.) can be signed with Hungarian public interest trusts established under Hungarian Act IX of 2021 or any entity they maintain.

Affected entities may continue to apply to calls for proposals. However, in case the Council measures are not lifted, such entities are not eligible to participate in any funded role (beneficiaries, affiliated entities, subcontractors, recipients of financial support to third parties).

[OPTION FOR MULTI-BENEFICIARY GRANT CALLS: In this case, co-applicants will be invited to remove or replace that entity [SUB-OPTION FOR CALLS ALLOWING ASSOCIATED PARTNERS: and/or to change its status into associated partner]. Tasks and budget may be redistributed accordingly]

Last Changed: December 13, 2022
The submission session is now available for: HORIZON-CL5-2023-D2-01-04(HORIZON-IA), HORIZON-CL5-2023-D2-01-01(HORIZON-RIA), HORIZON-CL5-2023-D2-01-08(HORIZON-COFUND), HORIZON-CL5-2023-D2-01-03(HORIZON-RIA), HORIZON-CL5-2023-D2-01-02(HORIZON-RIA), HORIZON-CL5-2023-D2-01-07(HORIZON-CSA), HORIZON-CL5-2023-D2-01-05(HORIZON-IA), HORIZON-CL5-2023-D2-01-06(HORIZON-IA)
Technologies for sustainable, cost-efficient and low carbon footprint downstream processing & production of battery-grade materials (Batt4EU Partnership) | Grantalist