Closed

Needs-based adaptation to climate change in Africa

HORIZON Research and Innovation Actions

Basic Information

Identifier
HORIZON-CL5-2023-D1-01-11
Programme
Climate sciences and responses
Programme Period
2021 - 2027
Status
Closed (31094503)
Opening Date
December 12, 2022
Deadline
April 17, 2023
Deadline Model
single-stage
Budget
€16,000,000
Min Grant Amount
€8,000,000
Max Grant Amount
€8,000,000
Expected Number of Grants
2
Keywords
HORIZON-CL5-2023-D1-01-11HORIZON-CL5-2023-D1-01Climatic researchEarth and related environmental sciencesPolicy expert

Description

Expected Outcome:

Project results are expected to contribute to all of the following expected outcomes:

  • Accelerated deployment of climate services to build climate resilience.
  • Better informed climate adaptation policy response, stronger adaptive capacity and climate resilience in Africa, with a focus on the Sub-Saharan region.
  • Improved synergies between adaptation action and other policy objectives, notably the Sustainable Development Goals agenda.
  • Contribution to the international dimension of the EU Adaptation Strategy and to the Africa-EU Partnership.
  • Knowledge base to underpin major international scientific assessments such as the IPCC Assessment Reports.
Scope:

The African continent is on the frontline of the climate emergency; it is highly vulnerable and adaptation to both present and future impacts of climate change is urgent and crucial to secure its long-term resilience and prosperity but it is challenging in the current economic context. While the demand for high-quality, actionable climate information and services is growing, there is a need for more holistic, better connected, more interactive and more user-oriented approaches across the entire adaptation value chain from knowledge production to users. This ranges from improved knowledge base, through increased accessibility, up to enhanced uptake of information and climate services by end-users spanning policy makers, governmental agencies, local authorities, civil society and the private sector. The focus of this topic is on countries in Sub-Saharan Africa – given the region’s limited response capacities coupled with high vulnerability to climate change impacts that range from droughts, through rising sea levels, cyclones, and floods to rising temperatures and rainfall anomalies with serious implications, notably, for food and water security.

Actions should:

  • Improve the understanding of current and future climate related threats (and opportunities) in Africa in the context of socio-demographic developments, extending into sectors/domains that are underexplored from climate-risk perspective and including dynamics between climate, biodiversity, and political/economic risks such as migration, food security and urbanisation patterns. Actions may address improvements in accuracy and skill of forecasts/projections, in particular as regards the sub-seasonal-to-seasonal time scale.
  • Identify key adaptation challenges, needs and gaps in the broader socio-economic context, including intersection with other policy objectives such as biodiversity protection, increase in agricultural productivity and reduction of inequalities.
  • Enhance planning, implementation and evaluation of climate adaptation strategies and measures (including ecosystem-based adaptation and nature-based solutions, as well as integrated adaptation and mitigation actions) and the understanding of their socio-economic determinants and benefits.
  • Improve and upscale existing and/or develop and test new climate services/tools that bridge the gap between information availability and uptake by end-users in different sectors, including through capacity building and addressing issues such as access, uncertainty, trust, risk perception and management, and other barriers. In either case, actions should demonstrate a clear path towards broader deployment of the services developed.
  • Promote better understanding and enhanced cooperation between various actors such as regional climate centres, national meteorological services, intermediaries, and end-users. Direct participation of relevant entities in the projects is strongly encouraged.
  • Explore and leverage opportunities associated with the digital revolution (including progress in automation, artificial intelligence, and communications) to improve diffusion of climate knowledge and promote more efficient service delivery.
  • Advance knowledge on value assessment of climate services and apply it to the services developed within projects.

Projects may focus on a specific country/region in Sub-Saharan Africa for more customised activities but should evaluate and disseminate information on the broader relevance of their outcomes and options for replication also in other locations.

Actions should pursue active engagement and consultation with relevant stakeholders such as African government agencies, civil society organisations and citizen groups to harness local knowledge and to better account for end-user needs, taking into account the gender dimension. This should include research on co-production of climate information and user engagement models themselves to define which approaches are most suitable for adaptation purposes. Moreover, social innovation should be considered in order to achieve the expected outcomes.

Actions should build on previous work and established structures in the region. Participants should make use of the latest socio-economic, geophysical, and other relevant data, leveraging by rapid progress in digital technologies. This should include observational data from the Copernicus part of the EU Space Programme and other relevant sources (such as in the context of GEOSS Global Earth Observation System of Systems).

Actions should also take into consideration the results of relevant Horizon 2020 projects, such as FOCUS-Africa, Down2Earth, CONFER or HABITABLE, in view of progressing the state of the art and taking the already developed services/tools to the next level.

In line with the Strategy for EU international cooperation in research and innovation (COM(2021) 252), international cooperation is encouraged and projects should aim at comprehensive involvement of African researchers and organisations, in view of maximising the impact and relevance of the projects.

This topic requires the effective contribution of SSH disciplines and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research. Applicants should ensure that their project and activities do not exacerbate tensions in the region and may consider guidelines to integrate conflict sensitivity in climate action projects.

Destination & Scope

Europe has been at the forefront of climate science and should retain its leadership position to support EU policies as well as international efforts for a global uptake of climate action in line with the Paris Agreement and the Sustainable Development Goals (SDGs), including biodiversity objectives. Advancing climate science and further broadening and deepening the knowledge base is essential to inform the societal transition towards a climate neutral and climate resilient society by 2050, as well as towards a more ambitious greenhouse gas reduction target by 2030. It will involve research that furthers our understanding of past, present and expected future changes in climate and its implications on ecosystems and society, closing knowledge gaps, and the development of the tools that support policy coherence and the implementation of effective mitigation and adaptation solutions.

The activities implemented under this section will enable the transition to a climate-neutral and resilient society and economy through improving the knowledge of the Earth system and the ability to predict and project its changes under different natural and socio-economic drivers. This includes a better understanding of society’s response and behavioural changes, allowing a better estimation of the impacts of climate change and the design and evaluation of solutions and pathways for climate change mitigation and adaptation and related social transformation.

This Destination contributes directly to the Strategic Plan’s Key Strategic Orientation D ”Making Europe the first digitally led circular, climate-neutral and sustainable economy through the transformation of its mobility, energy, construction and production systems” and the impact area “Climate change mitigation and adaptation”.

In line with the Strategic Plan, the overall expected impact of this Destination is to contribute to the “Transition to a climate-neutral and resilient society and economy enabled through advanced climate science, pathways and responses to climate change (mitigation and adaptation) and behavioural transformations”, notably through:

  • Advancing knowledge and providing solutions in the any of following areas:
    • Earth system science;
    • Pathways to climate neutrality;
    • Climate change adaptation;
    • Climate services;
    • Social science for climate action; and
    • Better understanding of climate-ecosystems interactions.
  • Contributing substantially to key international assessments such as those of the Intergovernmental Panel on Climate Change (IPCC), the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES) or the European Environment Agency (e.g. European environment - state and outlook reports, SOER).
  • Strengthening the European Research Area on climate change.
  • Increasing the transparency, robustness, trustworthiness and practical usability of the knowledge base on climate change for use by policy makers, practitioners, other stakeholders and citizens.

Coordination and synergies should be fostered between activities supported under this destination and those under other destinations of cluster 5, as well as with other clusters of Horizon Europe.

In particular, complementarities with cluster 4 and cluster 6 should be taken into account by planning for adequate resources for co-ordination and clustering activities. Following a systemic approach, this destination concentrates on activities related to climate science and modelling, whereas cluster 4 supports activities in the area of low-carbon and circular industry, and cluster 6 contributes to R&I on the implementation of climate change mitigation and adaptation solutions in the areas covered by cluster 6 (notably Intervention Area (IA) 1 on biodiversity and nature-based solutions (NBS), Earth observation, IA 4 on seas, oceans and inland waters…).

Coordination and synergies are also encouraged with the activities funded under the work programmes on the Horizon Europe missions, in particular the Mission “Adaptation to Climate Change”, the Mission “Climate Neutral and Smart Cities” and the Mission “Restore our Ocean and Waters by 2030”. While this destination supports upstream research activities on climate science, the Missions focus on the testing, demonstration and scale up of solutions to address the challenges of climate change and environmental degradation.

Actions should envisage clustering activities with other relevant ongoing and selected projects for cross-projects cooperation, consultations and joint activities on crosscutting issues and share of results, as well as participating in joint meetings and communication events. To this end, proposals should foresee a dedicated work package and/or task and earmark the appropriate resources accordingly.

Synergies are also sought throughout this destination with the work of the European Space Agency (ESA), in order to ensure complementarity and mutual benefit regarding research and innovation actions conducted at the ESA.

Eligibility & Conditions

General conditions

General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

The following additional eligibility criteria apply: Consortia must include at least 3 entities established in at least 2 different Sub-Saharan African countries[[Sub-region 202, as defined by the United Nations Statistics Division: https://unstats.un.org/unsd/methodology/m49/overview/.]].

If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

 Following the Council Implementing Decision (EU) 2022/2506, as of 16th December 2022, no legal commitments (including the grant agreement itself as well as subcontracts, purchase contracts, financial support to third parties etc.) can be signed with Hungarian public interest trusts established under Hungarian Act IX of 2021 or any entity they maintain. Affected entities may continue to apply to calls for proposals. However, in case the Council measures are not lifted, such entities are not eligible to participate in any funded role (beneficiaries, affiliated entities, subcontractors, recipients of financial support to third parties). In this case, co-applicants will be invited to remove or replace that entity and/or to change its status into associated partner. Tasks and budget may be redistributed accordingly.

 

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

  • Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

  • Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

  • Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

 

Specific conditions

7. Specific conditions: described in the [specific topic of the Work Programme]

 

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Latest Updates

Last Changed: May 5, 2023

Call HORIZON-CL5-2023-D1-01 has closed on 18 April 2023, 17:00 Brussels time.

97 proposals have been submitted.

The breakdown per topic is:

  • HORIZON-CL5-2023-D1-01-01: 6 proposals
  • HORIZON-CL5-2023-D1-01-02: 2 proposals
  • HORIZON-CL5-2023-D1-01-03: 6 proposals
  • HORIZON-CL5-2023-D1-01-04: 3 proposals
  • HORIZON-CL5-2023-D1-01-05: 3 proposals
  • HORIZON-CL5-2023-D1-01-06: 10 proposals
  • HORIZON-CL5-2023-D1-01-07: 7 proposals
  • HORIZON-CL5-2023-D1-01-08: 2 proposals
  • HORIZON-CL5-2023-D1-01-09: 20 proposals
  • HORIZON-CL5-2023-D1-01-10: 11 proposals
  • HORIZON-CL5-2023-D1-01-11: 27 proposals

Evaluation results are expected to be communicated in July 2023.

Last Changed: March 2, 2023

Following the Council Implementing Decision (EU) 2022/2506, as of 16th December 2022, no legal commitments (including the grant agreement itself as well as subcontracts, purchase contracts, financial support to third parties etc.) can be signed with Hungarian public interest trusts established under Hungarian Act IX of 2021 or any entity they maintain. Affected entities may continue to apply to calls for proposals. However, in case the Council measures are not lifted, such entities are not eligible to participate in any funded role (beneficiaries, affiliated entities, subcontractors, recipients of financial support to third parties). In this case, co-applicants will be invited to remove or replace that entity and/or to change its status into associated partner. Tasks and budget may be redistributed accordingly.

Last Changed: December 14, 2022
The submission session is now available for: HORIZON-CL5-2023-D1-01-06(HORIZON-RIA), HORIZON-CL5-2023-D1-01-02(HORIZON-RIA), HORIZON-CL5-2023-D1-01-09(HORIZON-RIA), HORIZON-CL5-2023-D1-01-01(HORIZON-RIA), HORIZON-CL5-2023-D1-01-08(HORIZON-CSA), HORIZON-CL5-2023-D1-01-10(HORIZON-RIA), HORIZON-CL5-2023-D1-01-11(HORIZON-RIA), HORIZON-CL5-2023-D1-01-04(HORIZON-RIA), HORIZON-CL5-2023-D1-01-03(HORIZON-RIA), HORIZON-CL5-2023-D1-01-05(HORIZON-RIA), HORIZON-CL5-2023-D1-01-07(HORIZON-RIA)
Needs-based adaptation to climate change in Africa | Grantalist