Solar Radiation Modification: governance of research
HORIZON Coordination and Support Actions
Basic Information
- Identifier
- HORIZON-CL5-2023-D1-01-08
- Programme
- Climate sciences and responses
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- December 12, 2022
- Deadline
- April 17, 2023
- Deadline Model
- single-stage
- Budget
- €16,000,000
- Min Grant Amount
- €8,000,000
- Max Grant Amount
- €8,000,000
- Expected Number of Grants
- 2
- Keywords
- HORIZON-CL5-2023-D1-01-08HORIZON-CL5-2023-D1-01Climatic researchEarth and related environmental sciencesEnvironmental engineering
Description
The purpose of the action is to explore conditions that could lead to the development of a possible governance framework for experimental research in the area of solar radiation modification (SRM), which is to be done on a case-by-case basis. SRM is defined as an approach to reduce solar radiative forcing through means other than through the reduction of net greenhouse gas emissions. The action should identify, on the basis of a comprehensive and balanced assessment of the best available scientific knowledge, as well as the perspectives of stakeholders, whether and how the governance of SRM field research could work in practice.
The IPCC 6th Assessment Report (Cross-Working Group Box SRM: Solar Radiation Modification[1]) concluded that SRM could offset some of the effects of anthropogenic warming on global and regional climate, especially if combined with emissions reductions, and with carbon dioxide removal, and phased out gradually. However, a number of risks are associated with its deployment, and the IPCC found that there is low confidence in our understanding of the climate response, especially at regional scales. At international level, its deployment is addressed (and strongly discouraged) by the Convention of Biodiversity due to its potentially substantial negative effects on biodiversity. Nevertheless, the topic continues to draw interest, including from non-state actors, as the effects of climate change itself become more evident.
This action should lead to a better understanding of what the risks and conditions are that would make field research acceptable or unacceptable to stakeholders. Such enhanced understanding is sought without prejudice to its potential use in policy-making or regulation.
Scope:In order to achieve the expected outcome, proposals should address all of the following:
- Synthesis of the state of the art regarding the potential contribution of SRM to climate stabilisation, and its associated risks.
- Clarification of what activities constitute SRM, and the extent to which SRM is permitted, prohibited and/or governed within the ERA at present.
- Proposal of principles and guidelines that could be used by a public authority for permitting, prohibiting or supervising SRM field experiments on a case-by-case basis. Factors to consider could include inter alia:
- Scientific and operational preconditions (e.g. monitoring mechanisms during and after research, time horizon, contingency planning).
- Legal issues (e.g. liability for impacts).
- Decision-making processes and ethical considerations (e.g. Who gets to decide? Procedural aspects such as how to ensure broad, informed stakeholder consultation).
- Approaches to cost-benefit analysis and risk assessment in a context of uncertainty (risk of action, and risk of inaction).
- An inclusive expert and stakeholder dialogue process, aligned with the principles of Responsible Research and Innovation (RRI) should be organised in order to inform the analysis mentioned above.
The action is also encouraged to consider the following questions:
- Whether SRM field research under controlled conditions (e.g. within the ERA or like-minded jurisdictions) could lessen the risk of its unregulated deployment elsewhere in the world.
- Comparison of the risks of SRM with analogous risk management dilemmas faced by science and society.
The action should also identify what the characteristics of such a governance framework should be, taking into account issues such as scientific rigour, risk assessment and public legitimacy.
Promotion of SRM or conducting of SRM field experiments are outside of the scope of this action.
Actions are encouraged, where relevant, to explore synergies with other initiatives in Europe and beyond investigating Solar Radiation Modification from a technological, regulatory and/or ethical perspective.
This topic requires the effective contribution of SSH disciplines and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research activities.
[1] Page 2473 of Climate Change 2022: Impacts, Adaptation and Vulnerability. Working Group II Contribution to the IPCC Sixth Assessment Report. Available: https://www.ipcc.ch/report/ar6/wg2/downloads/report/IPCC_AR6_WGII_FullReport.pdf,
Destination & Scope
Europe has been at the forefront of climate science and should retain its leadership position to support EU policies as well as international efforts for a global uptake of climate action in line with the Paris Agreement and the Sustainable Development Goals (SDGs), including biodiversity objectives. Advancing climate science and further broadening and deepening the knowledge base is essential to inform the societal transition towards a climate neutral and climate resilient society by 2050, as well as towards a more ambitious greenhouse gas reduction target by 2030. It will involve research that furthers our understanding of past, present and expected future changes in climate and its implications on ecosystems and society, closing knowledge gaps, and the development of the tools that support policy coherence and the implementation of effective mitigation and adaptation solutions.
The activities implemented under this section will enable the transition to a climate-neutral and resilient society and economy through improving the knowledge of the Earth system and the ability to predict and project its changes under different natural and socio-economic drivers. This includes a better understanding of society’s response and behavioural changes, allowing a better estimation of the impacts of climate change and the design and evaluation of solutions and pathways for climate change mitigation and adaptation and related social transformation.
This Destination contributes directly to the Strategic Plan’s Key Strategic Orientation D ”Making Europe the first digitally led circular, climate-neutral and sustainable economy through the transformation of its mobility, energy, construction and production systems” and the impact area “Climate change mitigation and adaptation”.
In line with the Strategic Plan, the overall expected impact of this Destination is to contribute to the “Transition to a climate-neutral and resilient society and economy enabled through advanced climate science, pathways and responses to climate change (mitigation and adaptation) and behavioural transformations”, notably through:
- Advancing knowledge and providing solutions in the any of following areas:
- Earth system science;
- Pathways to climate neutrality;
- Climate change adaptation;
- Climate services;
- Social science for climate action; and
- Better understanding of climate-ecosystems interactions.
- Contributing substantially to key international assessments such as those of the Intergovernmental Panel on Climate Change (IPCC), the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES) or the European Environment Agency (e.g. European environment - state and outlook reports, SOER).
- Strengthening the European Research Area on climate change.
- Increasing the transparency, robustness, trustworthiness and practical usability of the knowledge base on climate change for use by policy makers, practitioners, other stakeholders and citizens.
Coordination and synergies should be fostered between activities supported under this destination and those under other destinations of cluster 5, as well as with other clusters of Horizon Europe.
In particular, complementarities with cluster 4 and cluster 6 should be taken into account by planning for adequate resources for co-ordination and clustering activities. Following a systemic approach, this destination concentrates on activities related to climate science and modelling, whereas cluster 4 supports activities in the area of low-carbon and circular industry, and cluster 6 contributes to R&I on the implementation of climate change mitigation and adaptation solutions in the areas covered by cluster 6 (notably Intervention Area (IA) 1 on biodiversity and nature-based solutions (NBS), Earth observation, IA 4 on seas, oceans and inland waters…).
Coordination and synergies are also encouraged with the activities funded under the work programmes on the Horizon Europe missions, in particular the Mission “Adaptation to Climate Change”, the Mission “Climate Neutral and Smart Cities” and the Mission “Restore our Ocean and Waters by 2030”. While this destination supports upstream research activities on climate science, the Missions focus on the testing, demonstration and scale up of solutions to address the challenges of climate change and environmental degradation.
Actions should envisage clustering activities with other relevant ongoing and selected projects for cross-projects cooperation, consultations and joint activities on crosscutting issues and share of results, as well as participating in joint meetings and communication events. To this end, proposals should foresee a dedicated work package and/or task and earmark the appropriate resources accordingly.
Synergies are also sought throughout this destination with the work of the European Space Agency (ESA), in order to ensure complementarity and mutual benefit regarding research and innovation actions conducted at the ESA.
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
Following the Council Implementing Decision (EU) 2022/2506, as of 16th December 2022, no legal commitments (including the grant agreement itself as well as subcontracts, purchase contracts, financial support to third parties etc.) can be signed with Hungarian public interest trusts established under Hungarian Act IX of 2021 or any entity they maintain. Affected entities may continue to apply to calls for proposals. However, in case the Council measures are not lifted, such entities are not eligible to participate in any funded role (beneficiaries, affiliated entities, subcontractors, recipients of financial support to third parties). In this case, co-applicants will be invited to remove or replace that entity and/or to change its status into associated partner. Tasks and budget may be redistributed accordingly.
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
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Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
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Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Eligible costs will take the form of a lump sum as defined in the Decision of 7 July 2021 authorising the use of lump sum contributions under the Horizon Europe Programme – the Framework Programme for Research and Innovation (2021-2027) – and in actions under the Research and Training Programme of the European Atomic Energy Community (2021-2025). [[This decision is available on the Funding and Tenders Portal, in the reference documents section for Horizon Europe, under ‘Simplified costs decisions’ or through this link: https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/ls-decision_he_en.pdf]].
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE CSA)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE CSA)
MGA
Call-specific instructions
Additional documents:
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 8. Climate, Energy and Mobility
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
Call HORIZON-CL5-2023-D1-01 has closed on 18 April 2023, 17:00 Brussels time.
97 proposals have been submitted.
The breakdown per topic is:
- HORIZON-CL5-2023-D1-01-01: 6 proposals
- HORIZON-CL5-2023-D1-01-02: 2 proposals
- HORIZON-CL5-2023-D1-01-03: 6 proposals
- HORIZON-CL5-2023-D1-01-04: 3 proposals
- HORIZON-CL5-2023-D1-01-05: 3 proposals
- HORIZON-CL5-2023-D1-01-06: 10 proposals
- HORIZON-CL5-2023-D1-01-07: 7 proposals
- HORIZON-CL5-2023-D1-01-08: 2 proposals
- HORIZON-CL5-2023-D1-01-09: 20 proposals
- HORIZON-CL5-2023-D1-01-10: 11 proposals
- HORIZON-CL5-2023-D1-01-11: 27 proposals
Evaluation results are expected to be communicated in July 2023.
Following the Council Implementing Decision (EU) 2022/2506, as of 16th December 2022, no legal commitments (including the grant agreement itself as well as subcontracts, purchase contracts, financial support to third parties etc.) can be signed with Hungarian public interest trusts established under Hungarian Act IX of 2021 or any entity they maintain. Affected entities may continue to apply to calls for proposals. However, in case the Council measures are not lifted, such entities are not eligible to participate in any funded role (beneficiaries, affiliated entities, subcontractors, recipients of financial support to third parties). In this case, co-applicants will be invited to remove or replace that entity and/or to change its status into associated partner. Tasks and budget may be redistributed accordingly.