Closed

Broadening the range of policy options in transition pathway analysis

HORIZON Research and Innovation Actions

Basic Information

Identifier
HORIZON-CL5-2023-D1-01-06
Programme
Climate sciences and responses
Programme Period
2021 - 2027
Status
Closed (31094503)
Opening Date
December 12, 2022
Deadline
April 17, 2023
Deadline Model
single-stage
Budget
€16,000,000
Min Grant Amount
€8,000,000
Max Grant Amount
€8,000,000
Expected Number of Grants
2
Keywords
HORIZON-CL5-2023-D1-01-06HORIZON-CL5-2023-D1-01Earth and related environmental sciencesPolicy expert

Description

Expected Outcome:

Projects results are expected to contribute to all of the following expected outcomes:

  • A broader range of policy options that reflect different visions of sustainability and resilience based on alternative economic, technological and societal futures and reflecting different perspectives from economics, (other) social and natural sciences.
  • Assessment of long-term feasibility of reconciling economic growth with climate and other environmental objectives and consequences for mitigation pathways.
  • More comprehensive understanding of the implications of Paris Agreement-aligned transformation for other (than climate) environmental thresholds and social outcomes, including equity, fairness and justice, as a basis for fostering synergies between climate action and other policy goals such as those embedded in the Sustainable Development Agenda.
  • Increased diversity of frameworks and scenarios used in climate change mitigation modelling.
  • Enhanced assessments of 1) energy and material demands and their links to the macro-economy, 2) behavioural and lifestyle changes, including sufficiency measures and their representation in integrated assessment models and 3) circular economy approaches to decrease the use of energy and materials.
  • Development of knowledge to inform future major international scientific assessments such as reports by IPCC and IPBES.
Scope:

There is an urgent need for a new paradigm that reconciles continued development of human societies with the maintenance of the Earth system in a resilient and stable state. Meeting the ambitious goals of the Paris Agreement while simultaneously respecting other environmental and social constraints would require not only rapid reductions of GHG emissions and other climate forcers, but also decoupling of economic output from material throughput, pollution and biodiversity loss. However, empirical evidence demonstrates a strong relationship between economic growth (expressed in GDP terms) and GHG emissions, energy use, demand for raw materials, land and other natural resources, as well as pollution. Projections indicate that, with existing growth trajectories, absolute decoupling on the scale required could prove extremely challenging.

Actions should advance knowledge on the feasibility of the green growth paradigm in the context of transition to climate neutrality, including improved understanding of underlying challenges and opportunities, and by building on the latest scientific evidence. They should explore alternative (to growth-oriented) socio-economic scenarios (such as, but not limited to, degrowth, postgrowth, or “Doughnut” economic models) which could support the transition to climate neutrality. Research should look well beyond general concepts and explore (where possible quantified) the practical implications, benefits, barriers, conditions for delivering strong social outcomes and feasibility of pursuing such alternative options as a viable policy choice within the EU and beyond. In their work, actions should examine the role of emerging/potential trends (such as digitalisation, circularity, structural changes in the economy, relocalisation of value chains), geopolitical events and shifts in societal values (e.g. COVID related) in shaping future socio-economic development and assess their impacts on the achievement of climate policy objectives. The analysis should also account for the accelerating impacts of climate change and embrace interlinkages with other policy goals, notably biodiversity, resource conservation and human development related. Building on these results, actions should draw conclusions for Nationally Determined Contributions (NDCs) and long-term strategies under the Paris Agreement.

Actions should address some of the following aspects in their research:

  • Improve the understanding of the dynamics between economic growth and energy, materials’ use, pollution and land demand. This could include assessing whether shifts within a GDP-based system, such as a greater share of services and recognition of household labour in national statistics, affect the degree of compatibility of economic growth with climate and biodiversity goals.
  • Advance knowledge about the role and potential of lifestyle changes and sufficiency-oriented measures in the overall strategies towards climate neutrality and in the context of other environmental goals, improve their quantification and representation in modelling frameworks and explore the socio-economic, cultural, institutional, infrastructural, regulatory and other conditions for scaling-up.
  • Identify and explore the main barriers to adoption of alternatives to growth-based economic models. For example: How plausible is it for policy makers to embrace them? Are there real-world examples? Can a region such as Europe pursue alternative approaches unilaterally?
  • Assess the relationship between continued economic growth and societal well-being. Investigate alternative approaches to delivering social progress and evaluate the well-being outcomes of measures to transform societies towards climate-neutrality, taking into account distributional and equity related considerations as well as a broad range of well-being indicators and differences between social and economic groups.
  • Investigate how alternative economic approaches could be explained to and accepted by citizens and businesses concerned about both climate and their livelihoods/operating conditions. For example, which concrete day-to-day changes would be required? What are the implications for living standards? How would professions work? What dis/-incentives would firms face to compete, expand and innovate?
  • Assess the risks of disruption to energy, food and other key commodity markets based on alternative future transition pathways and development paradigms.
  • Explore potential future development paradigms in both high-income and developing economies, taking into account fairness dimension, and evaluate implications for the transition process towards climate neutrality.

The projects are expected to take a truly interdisciplinary approach, leveraging natural, economic and other social sciences to inform policies capable of delivering on multiple environmental, economic and social objectives simultaneously while taking into account constraints related to feasibility and acceptability.

When dealing with models, actions should promote the highest standards of transparency and openness, as much as possible going well beyond model documentation and extending to aspects such as assumptions, code and data that is managed in compliance with the FAIR principles[1]. In particular, beneficiaries are strongly encouraged to publish data and results in open access databases and/or as annexes to publications.

Successful proposals should establish synergies with the projects resulting from the topic HORIZON-CL5-2021-D1-01-02: Modelling the role of the circular economy for climate change mitigation[2] as well as with the future project resulting from the topic “HORIZON-CL5-2024-D1-01-06: The role of climate change foresight for primary and secondary raw materials supply” as regards implications for resource demand and the associated GHG emissions.

This topic requires the effective contribution of SSH disciplines (e.g. sociology, economics, behavioural sciences, gender studies, etc.) and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research activities.

[1] FAIR (Findable, Accessible, Interoperable, Reusable).

[2] https://ec.europa.eu/info/funding-tenders/opportunities/portal/screen/opportunities/topic-details/horizon-cl5-2021-d1-01-02

Destination & Scope

Europe has been at the forefront of climate science and should retain its leadership position to support EU policies as well as international efforts for a global uptake of climate action in line with the Paris Agreement and the Sustainable Development Goals (SDGs), including biodiversity objectives. Advancing climate science and further broadening and deepening the knowledge base is essential to inform the societal transition towards a climate neutral and climate resilient society by 2050, as well as towards a more ambitious greenhouse gas reduction target by 2030. It will involve research that furthers our understanding of past, present and expected future changes in climate and its implications on ecosystems and society, closing knowledge gaps, and the development of the tools that support policy coherence and the implementation of effective mitigation and adaptation solutions.

The activities implemented under this section will enable the transition to a climate-neutral and resilient society and economy through improving the knowledge of the Earth system and the ability to predict and project its changes under different natural and socio-economic drivers. This includes a better understanding of society’s response and behavioural changes, allowing a better estimation of the impacts of climate change and the design and evaluation of solutions and pathways for climate change mitigation and adaptation and related social transformation.

This Destination contributes directly to the Strategic Plan’s Key Strategic Orientation D ”Making Europe the first digitally led circular, climate-neutral and sustainable economy through the transformation of its mobility, energy, construction and production systems” and the impact area “Climate change mitigation and adaptation”.

In line with the Strategic Plan, the overall expected impact of this Destination is to contribute to the “Transition to a climate-neutral and resilient society and economy enabled through advanced climate science, pathways and responses to climate change (mitigation and adaptation) and behavioural transformations”, notably through:

  • Advancing knowledge and providing solutions in the any of following areas:
    • Earth system science;
    • Pathways to climate neutrality;
    • Climate change adaptation;
    • Climate services;
    • Social science for climate action; and
    • Better understanding of climate-ecosystems interactions.
  • Contributing substantially to key international assessments such as those of the Intergovernmental Panel on Climate Change (IPCC), the Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES) or the European Environment Agency (e.g. European environment - state and outlook reports, SOER).
  • Strengthening the European Research Area on climate change.
  • Increasing the transparency, robustness, trustworthiness and practical usability of the knowledge base on climate change for use by policy makers, practitioners, other stakeholders and citizens.

Coordination and synergies should be fostered between activities supported under this destination and those under other destinations of cluster 5, as well as with other clusters of Horizon Europe.

In particular, complementarities with cluster 4 and cluster 6 should be taken into account by planning for adequate resources for co-ordination and clustering activities. Following a systemic approach, this destination concentrates on activities related to climate science and modelling, whereas cluster 4 supports activities in the area of low-carbon and circular industry, and cluster 6 contributes to R&I on the implementation of climate change mitigation and adaptation solutions in the areas covered by cluster 6 (notably Intervention Area (IA) 1 on biodiversity and nature-based solutions (NBS), Earth observation, IA 4 on seas, oceans and inland waters…).

Coordination and synergies are also encouraged with the activities funded under the work programmes on the Horizon Europe missions, in particular the Mission “Adaptation to Climate Change”, the Mission “Climate Neutral and Smart Cities” and the Mission “Restore our Ocean and Waters by 2030”. While this destination supports upstream research activities on climate science, the Missions focus on the testing, demonstration and scale up of solutions to address the challenges of climate change and environmental degradation.

Actions should envisage clustering activities with other relevant ongoing and selected projects for cross-projects cooperation, consultations and joint activities on crosscutting issues and share of results, as well as participating in joint meetings and communication events. To this end, proposals should foresee a dedicated work package and/or task and earmark the appropriate resources accordingly.

Synergies are also sought throughout this destination with the work of the European Space Agency (ESA), in order to ensure complementarity and mutual benefit regarding research and innovation actions conducted at the ESA.

Eligibility & Conditions

General conditions

General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

Following the Council Implementing Decision (EU) 2022/2506, as of 16th December 2022, no legal commitments (including the grant agreement itself as well as subcontracts, purchase contracts, financial support to third parties etc.) can be signed with Hungarian public interest trusts established under Hungarian Act IX of 2021 or any entity they maintain. Affected entities may continue to apply to calls for proposals. However, in case the Council measures are not lifted, such entities are not eligible to participate in any funded role (beneficiaries, affiliated entities, subcontractors, recipients of financial support to third parties). In this case, co-applicants will be invited to remove or replace that entity and/or to change its status into associated partner. Tasks and budget may be redistributed accordingly.

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

  • Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

  • Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

  • Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

Beneficiaries will be subject to the following additional obligations regarding open science practices: Open access to any new modules, models or tools developed from scratch or substantially improved with the use of EU funding under the action must be ensured through documentation, availability of model code and input data developed under the action.

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

 

Specific conditions

7. Specific conditions: described in the [specific topic of the Work Programme]

 

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Latest Updates

Last Changed: May 5, 2023

Call HORIZON-CL5-2023-D1-01 has closed on 18 April 2023, 17:00 Brussels time.

97 proposals have been submitted.

The breakdown per topic is:

  • HORIZON-CL5-2023-D1-01-01: 6 proposals
  • HORIZON-CL5-2023-D1-01-02: 2 proposals
  • HORIZON-CL5-2023-D1-01-03: 6 proposals
  • HORIZON-CL5-2023-D1-01-04: 3 proposals
  • HORIZON-CL5-2023-D1-01-05: 3 proposals
  • HORIZON-CL5-2023-D1-01-06: 10 proposals
  • HORIZON-CL5-2023-D1-01-07: 7 proposals
  • HORIZON-CL5-2023-D1-01-08: 2 proposals
  • HORIZON-CL5-2023-D1-01-09: 20 proposals
  • HORIZON-CL5-2023-D1-01-10: 11 proposals
  • HORIZON-CL5-2023-D1-01-11: 27 proposals

Evaluation results are expected to be communicated in July 2023.

Last Changed: March 2, 2023

Following the Council Implementing Decision (EU) 2022/2506, as of 16th December 2022, no legal commitments (including the grant agreement itself as well as subcontracts, purchase contracts, financial support to third parties etc.) can be signed with Hungarian public interest trusts established under Hungarian Act IX of 2021 or any entity they maintain. Affected entities may continue to apply to calls for proposals. However, in case the Council measures are not lifted, such entities are not eligible to participate in any funded role (beneficiaries, affiliated entities, subcontractors, recipients of financial support to third parties). In this case, co-applicants will be invited to remove or replace that entity and/or to change its status into associated partner. Tasks and budget may be redistributed accordingly.

Last Changed: December 14, 2022
The submission session is now available for: HORIZON-CL5-2023-D1-01-06(HORIZON-RIA), HORIZON-CL5-2023-D1-01-02(HORIZON-RIA), HORIZON-CL5-2023-D1-01-09(HORIZON-RIA), HORIZON-CL5-2023-D1-01-01(HORIZON-RIA), HORIZON-CL5-2023-D1-01-08(HORIZON-CSA), HORIZON-CL5-2023-D1-01-10(HORIZON-RIA), HORIZON-CL5-2023-D1-01-11(HORIZON-RIA), HORIZON-CL5-2023-D1-01-04(HORIZON-RIA), HORIZON-CL5-2023-D1-01-03(HORIZON-RIA), HORIZON-CL5-2023-D1-01-05(HORIZON-RIA), HORIZON-CL5-2023-D1-01-07(HORIZON-RIA)
Broadening the range of policy options in transition pathway analysis | Grantalist