Explainable and Robust AI (AI Data and Robotics Partnership) (RIA)
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-CL4-2024-HUMAN-01-06
- Programme
- A human-centred and ethical development of digital and industrial technologies
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- November 15, 2023
- Deadline
- March 19, 2024
- Deadline Model
- single-stage
- Budget
- €30,000,000
- Min Grant Amount
- €9,000,000
- Max Grant Amount
- €10,000,000
- Expected Number of Grants
- 3
- Keywords
- Computer graphics, computer vision, multi media, cOpen dataComputer visionGender in engineering and technologyMulti mediaSemantic web technologiesSocial sciences and humanitiesData visualizationMachine translationArtificial intelligence, intelligent systems, multComputer sciences, information science and bioinfoMachine learning, statistical data processing andCo-programmed European PartnershipsNatural language processingWearable technologiesOntologies, neural networks, genetic programming,Computer graphicsEthics in engineering and technologiesHuman computer interactionArtificial IntelligenceWeb and information systems, database systems, infSoftware engineering, operating systems, computerCognitive scienceLinked open dataDigital AgendaNetworks (communication networks, sensor networks,Data curationGender in computer sciencesAI robustnessAI performanceAI explainability and accountabilityAI transparency and autonomy
Description
Projects are expected to contribute to one of the following outcomes:
- Enhanced robustness, performance and reliability of AI systems, including awareness of the limits of operational robustness of the system
- Improved explainability and accountability, transparency and autonomy of AI systems, including awareness of the working conditions of the system
Trustworthy AI solutions, need to be robust, safe and reliable when operating in real-world conditions, and need to be able to provide adequate, meaningful and complete explanations when relevant, or insights into causality, account for concerns about fairness, be robust when dealing with such issues in real world conditions, while aligned with rights and obligations around the use of AI systems in Europe. Advances across these areas can help create human-centric AI[1], which reflects the needs and values of European citizens and contribute to an effective governance of AI technologies.
To achieve robust and reliable AI, novel approaches are needed to develop methods and solutions that work under other than model-ideal circumstances, while also having an awareness when these conditions break down. To achieve trustworthiness, AI system should be sufficiently transparent and capable of explaining how the system has reached a conclusion in a way that it is meaningful to the user, while also indicating when the limits of operation have been reached.
The purpose is to advance AI-algorithms that can perform safely under a common variety of circumstances, reliably in real-world conditions and predict when these operational circumstances are no longer valid. The research should aim at advancing robustness and explainability for a generality of solutions, while leading to an acceptable loss in accuracy and efficiency, and with known verifiability and reproducibility. The focus is on extending the general applicability of explainability and robustness of AI-systems by foundational AI and machine learning research. To this end, the following methods may be considered but are not necessarily restricted to:
- data-efficient learning, transformers, reinforcement learning, federated and edge-learning, automated machine learning, or any combination thereof for improved robustness and explainability.
- hybrid approaches integrating learning, knowledge and reasoning, model-based approaches, neuromorphic computing, or other nature-inspired approaches and other forms of hybrid combinations which are generically applicable to robustness and explainability.
- continual learning, active learning, long-term learning and how they can help improve robustness and explainability.
- multi-modal learning, natural language processing, speech recognition and text understanding taking multicultural aspects into account for the purpose of increased operational robustness and the capability to explain alternative formulation[2].
Multidisciplinary research activities should address all of the following:
- Proposals should involve appropriate expertise in all the relevant disciplines, and where appropriate Social Sciences and Humanities (SSH), including gender and intersectional knowledge to address concerns around gender, racial or other biases. etc.
- Proposals are expected to dedicate tasks and resources to collaborate with and provide input to the open innovation challenge under HORIZON-CL4-2023-HUMAN-01-04 addressing explainability and robustness. Research teams involved in the proposals are expected to participate in the respective Innovation Challenges.
- Contribute to making AI and robotics solutions meet the requirements of Trustworthy AI, based on the respect of the ethical principles, the fundamental rights including critical aspects such as robustness, safety, reliability, in line with the European Approach to AI. Ethics principles needs to be adopted from early stages of development and design.
All proposals are expected to embed mechanisms to assess and demonstrate progress (with qualitative and quantitative KPIs, benchmarking and progress monitoring), and share communicable results with the European R&D community, through the AI-on-demand platform or Digital Industrial Platform for Robotics, public community resources, to maximise re-use of results, either by developers, or for uptake, and optimise efficiency of funding; enhancing the European AI, Data and Robotics ecosystem through the sharing of results and best practice.
In order to achieve the expected outcomes, international cooperation is encouraged, in particular with Canada and India.
Specific Topic Conditions:Activities are expected to start at TRL 2-3 and achieve TRL 4-5 by the end of the project – see General Annex B.
[1]A European approach to artificial intelligence | Shaping Europe’s digital future (europa.eu)
[2]Research should complement build upon and collaborate with projects funded under topic HORIZON-CL4-2023-HUMAN-01-03: Natural Language Understanding and Interaction in Advanced Language Technologies
Destination & Scope
This destination will directly support the following Key Strategic Orientations (KSOs), as outlined in the Strategic Plan:
- KSO D, Creating a more resilient, inclusive and democratic European society, prepared and responsive to threats and disasters, addressing inequalities and providing high-quality health care, and empowering all citizens to act in the green and digital transitions
Proposals for topics under this Destination should set out a credible pathway contributing to the following expected impact:
- A human-centred and ethical development of digital and industrial technologies, through a two-way engagement in the development of technologies, empowering end-users and workers, and supporting social innovation.
The priorities in this domain are aligned with the objectives of the Digital Decade to build secure and sustainable digital infrastructures and to support the digital transformation of businesses and public services. It will directly support individual innovators (researchers, developers, high-tech SMEs and start-ups, etc.) engaged in developing the technologies for a trustworthy and human-centric digital environment, building on a more resilient, and decentralised internet architecture and enabling new social and business models respecting European values.
In particular, the Digital Decade and its compass set a target 80% of citizens using a digital ID solution by 2030. In order to achieve this target, Europe needs to build an Internet of Trust empowering end-users with more control over their data and their digital identity. The Internet of Trust will also mobilise innovators towards more sustainable and secure internet infrastructures, supporting the Digital Decade objective of setting up 10000 climate neutral highly secured edge nodes. Finally the R&I priorities in this domain will fully support the international dimension of the digital decade by promoting the EU human-centred approach with key international partners.
As Europe takes the lead in the green and digital transitions, workers, regions, and societies are faced with extremely fast transformations, and will be differently affected by these changes, creating opportunities for inclusive technological and social development, but also carrying the risk of increased inequalities. The rapid adoption of new technologies offers an immense potential for improved standards of living, safer mobility, better healthcare, new jobs, or the personalisation of public services. At the same time, it presents risks such as skills mismatches, digital divides, customer lock-in, or serious breaches of security or privacy.
As Europe sets off on its path to recovery towards a greener, digital and more resilient economy and society, the need to improve and adapt skills, knowledge and competences becomes all the more important. All communities have the right to benefit from these new digital and green developments, leading to a more inclusive society, increased trust and a better adoption of new products and services. Developments in digital and enabling technologies have the potential to enhance social inclusion, can inform up-skilling training programmes and ensure a two-way engagement with society with regard to developing technologies.
The issue of trust has become central in the use of technologies, following revelations about the exploitation of personal data, large-scale cybersecurity and data breaches, and growing awareness of online disinformation. As outlined in the White Paper on Artificial Intelligence (COM(2020)65), for AI technologies, trust requires in particular improving transparency (explainability, expected levels of performance). For the Internet, increasing trust requires new tools and services to ensure that GDPR is a reality for end-users.
It is also an opportunity for Europe to re-gain presence on the consumer electronics market, by developing new interactive applications in various sectors with solutions meeting European values and requirements in terms of privacy and security. The COVID-19 crisis has also shown how important distance and innovative learning is for society.
Actions under this Destination will support EU objectives of inclusiveness, by supporting a human-centred approach to technology development that is aligned with European social and ethical values, as well as sustainability. These actions will further contribute to addressing the challenges faced by European industry and support the creation of sustainable, high-quality jobs by targeting skills mismatches, the need to empower all workers, and ethical considerations relating to technological progress.
Actions should devote particular attention to openness of the solutions and results, and transparency of the research process. To ensure trustworthiness, public awareness and support, wide adoption by user communities for the benefit of society, actions should promote the highest standards of transparency and openness. Actions should ensure that the processes and outcomes of research and innovation align with the needs, values and expectations of society, in line with Responsible Research and Innovation.
This Destination is structured into the following headings, which group topics together with similar outcomes to address a common challenge:
- Leadership in AI based on trust
The objective of this heading is to ensure autonomy for Europe in AI, leading the way in research, development and deployment of world-class technologies that are beneficial to humans individually, organisationally and societally, and that adheres to European values, such as the principles reflected in our fundamental rights and environmental sustainability. Technologies need to be developed that industries and citizens will trust, so and that they could be applied in a wide range of applications and industrial sectors. Trustworthy AI is particularly key in applications such as (but not limited to) healthcare or in diverse critical infrastructures such as energy and transportation.
Some topics of this heading are under the co-programmed Partnership ‘AI, Data and Robotics’.
Proposals are encouraged to link with relevant European Institute of Innovation and Technology (EIT) and its Knowledge and Innovation Communities (KICs), in particular the EIT Digital.
EIT Digital plays role in shaping technologies and innovations that work for people. At least two of its focus areas, Digital Wellbeing and Digital Cities, address directly topics such as ethical artificial intelligence, predictive analytics or augmented and virtual reality that are relevant to this areas. The solutions will benefit from the increasing will of citizens to participate in the sharing economy. EIT Digital, through projects with cities for example, improves engagement and inclusiveness of the citizens and of the visitors by increasingly organising and exposing data, especially in real time and along with analytics and machine learning. Augmented and virtual reality of the cities are another facet of exposing or simulating city data from the past, present or future to the benefit of citizens.
- An Internet of Trust
The issue of trust in the internet has become central, following revelations about the exploitation of personal data, large-scale cybersecurity and data breaches, and growing awareness of online disinformation. A 2019 survey[[]] shows that half of the global internet users are more concerned about their online privacy compared to a year previously. Distrust in the Internet is causing people to change the way they behave online, for example by disclosing less personal information. Users also express an increasing level of distrust of social media platforms.
The objective of this heading is to develop a trustworthy digital environment, built on a more resilient, sustainable, and decentralised internet, to empower end-users with more control over their data and their digital identity, and to enable new social and business models respecting European values.
- eXtended Reality (XR)
Due to its low presence in the consumer electronics industry, Europe is increasingly dependent on external providers in this area. This raises concerns about its digital sovereignty in crucial domains such as digital interaction services that are being adopted by a growing number of European users and industries. The COVID-19 crisis has shown how important distance and innovative learning is for society, our children, their parents and their teachers, maintaining social and educational links under challenging circumstances. Emerging technologies such as virtual reality, eXtended Reality or immersive environments provide numerous opportunities for personalised, innovative, efficient and inclusive learning, for learners of all ages, gender and condition
The objective of this heading is to gain industrial leadership in eXtended Reality technologies and immersive environments, while ensuring the European values of privacy, ethics and inclusiveness. It also aims to support the digital transformation of education through these technologies in particular.
- Systemic approaches to make the most of the technologies within society and industry.
This heading promotes various systemic approaches to encourage creativity and make the most of the technologies developed elsewhere within society and industry. They include testing ideas in local communities; support for IP, standardisation and industry-academia exchanges; art-driven design; and assessments of complex socio-economic systems. These are complemented by support for a network of National Contact Points (NCPs), with a special emphasis on engaging with new actors.
Activities beyond R&I investments will be needed to realise the expected impacts: testing, experimentation, demonstration, and support for take-up using the capacities, infrastructures, and European Digital Innovation Hubs made available under the Digital Europe Programme; further development of skills and competencies via the European Institute of Innovation and Technology, in particular EIT Digital and EIT Manufacturing; upscaling of trainings via the European Social Fund +; use of financial instruments under the InvestEU Fund for further commercialisation of R&I outcomes; and links to the thematic smart specialisation platform on industrial modernisation.
- Digital Humanism and human compatible technologies
The Digital Decade policy programme (“The Path to the Digital Decade”), sets a European approach for its digital transformation based on values and technological leadership.
In parallel, there is still a lack of systematic approaches to ensure a constructive role of culture in technology development in the spirit of methods to integrate non-technology innovation and social innovation.
Efforts will be pursued to help ensuring people are at the centre of the digital transformation, in line with our values and principles.
- European standards for industrial competitiveness
The Communication ‘Updating the 2020 Industrial strategy: towards a stronger Single Market for Europe’s recovery’ made clear that global leadership in technologies goes hand-in-hand with leadership in standard-setting and ensuring interoperability across the EU industrial ecosystems. EU industry needs European and international standards that underpin its twin digital and green transition. A minimal set of standards will also enable the creation of a soft layer for data sharing and exchange amongst EU industrial ecosystems and underpinning data spaces. Establishing global leadership in key priority standards such as cyber-security is also a critical matter for the competitiveness and resilience of EU industries. Global convergence on the same international standards helps reduce adaptation costs and strengthens EU and global value chains. Thus the topic of standards is an essential cross-cutting issue when it comes to the twin transition of the industrial ecosystems and making European industry more resilient.
Several digital decade targets for 2030 are addressed like tech up-take facilitated by interoperability standards, climate neutral highly secure edge notes and ethical principles for human-centred algorithms through international endorsed standards.
Standardisation can be an important factor for valorising EU R&I projects, allowing new technologies to enter into a more mature phase, favouring their applicability on a larger scale and hence promoting their uptake.
Bringing the research and innovation community early on into the standards-making process is key to identify the issues and priorities, share views on future developments and stakeholder needs, and to provide recommendations to the European Commission and European standardisation organisations for future standardisation needs. Putting standards into science is very important to anticipate and prepare the standards-development process in future areas.
- International cooperation
The proposed international coordination and support actions are aligned with the Commission’s international priorities. They will help build strong international digital partnerships, and promote a human-centred digital agenda. International cooperation will further a level playing field and reciprocity while delivering new solutions to digital challenges. The proposed actions will be involved in trade and industrial policy aspects by promoting European technologies in key international markets. They will also support digital dialogues with partner countries.
Cooperation will be prioritised with Japan, the Republic of Korea, and Singapore as part of our digital partnerships with countries in the Indo-Pacific region. The resulting project will foster links with relevant research institutions on R&I activities in the field of digital. It will also support the newly announced Trade and Technology Council with India.
Cooperation with countries in sub-Saharan Africa will stimulate R&I cooperation with the EU and promote EU values for a human-centric digital transformation. Cooperation between Africa and EU will expand on the existing outcomes of Africa-EU cooperation especially in the field of Innovation Hubs cooperation[[See in particular ICT 58 Call : https://ec.europa.eu/info/funding-tenders/opportunities/portal/screen/opportunities/topic-details/ict-58-2020]], sustainability of African digital ecosystems, reinforcement of the African private sector and contribution to Africa’s economic growth (including SDG attainment). It will also contribute to the overarching objectives of our continental partnership in full alignment with the principles of the Global Gateway.
Cooperation with Latin America will aim at exploiting the potential of the newly established BELLA network and implement the outcomes of EU-LAC dialogues in the context of digitalisation and R&I.
Additionally, international collaboration is encouraged or targeted in several thematic areas may also be addressed within the respective Joint Undertakings (Smart Networks and Services, EuroHPC, and Key Digital Technologies).
Expected impact
Proposals for topics under this Destination should set out a credible pathway to contributing to a human-centred and ethical development of digital and industrial technologies, and more specifically to one or several of the following impacts:
- Increased inclusiveness, by supporting a human-centred approach to technology development that is aligned with European social and ethical values (including gender and intersectional aspects), as well as sustainability;
- Sustainable, high-quality jobs by targeting skills mismatches, the need to empower workers, including those at risk of social exclusion, and ethical considerations relating to technological progress[[2019 CIGI-Ipsos Global Survey on Internet Security and Trust]].
Innovation Actions — Legal entities established in China are not eligible to participate in Innovation Actions in any capacity. Please refer to the Annex B of the General Annexes of this Work Programme for further details.
Eligibility & Conditions
General conditions
1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes
Proposal page limits and layout: described in Part B of the Application Form available in the Submission System
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
5. Evaluation and award:
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
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Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
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Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE RIA, IA)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
MGA
Additional documents:
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 7. Digital, Industry and Space
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
Following the 19/10/2023 topic/call update, the Commission has cancelled the 3 topics below that are included in Call HORIZON-CL4-2024-HUMAN-01 (A human-centred and ethical development of digital and industrial technologies) with planned opening date 15 November 2023 and Deadline date 19 March 2024.
1. HORIZON-CL4-2024-HUMAN-01-06: Explainable and Robust AI (AI Data and Robotics Partnership) (RIA), EUR 30.00 million
2. HORIZON-CL4-2024-HUMAN-01-07: Collaborative intelligence – combining the best of machine and human (AI Data and Robotics Partnership) (RIA), EUR 20.00 million
3. HORIZON-CL4-2024-HUMAN-01-61: Facilitate the engagement in global ICT standardisation development (CSA), EUR 6.00 million.
The Commission intends to cancel the 3 topics below that are included in Call HORIZON-CL4-2024-HUMAN-01 (A human-centred and ethical development of digital and industrial technologies) with planned opening date 15 November 2023 and Deadline date 19 March 2024.
A new Call that would be opened around April 2024 is also foreseen. Please note that the new call will only be published when an amendment to the Work Programme has been adopted by the European Commission. Only the adopted work programme will have legal value. The adoption of the amended WP will be announced on the F&T Portal. The Commission expressly disclaims liability for any future changes of the content of this call/topic.
- HORIZON-CL4-2024-HUMAN-01-06: Explainable and Robust AI (AI Data and Robotics Partnership) (RIA), EUR 30.00 million
- HORIZON-CL4-2024-HUMAN-01-07: Collaborative intelligence – combining the best of machine and human (AI Data and Robotics Partnership) (RIA), EUR 20.00 million
For AI, The Commission is also considering the need to introduce new AI topics under the new call. Discussions are still ongoing on such a possibility, including on potential topic(s) and their associated number and size of projects.
The possible new topic(s) under discussion would better support the policy needs emerging from the fast evolving trend on Artificial Intelligence.
Generative Artificial Intelligence and Foundational models could be an important part of such possible new topic(s), along with a possible new topic featuring elements of “Explainable and Robust AI“.
- HORIZON-CL4-2024-HUMAN-01-61: Facilitate the engagement in global ICT standardisation development (CSA), EUR 6.00 million.
This topic is postponed, unchanged, to the new call.