Space Technologies For European Non-dependence And Competitiveness
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-CL4-2023-SPACE-01-72
- Programme
- STRATEGIC AUTONOMY IN DEVELOPING, DEPLOYING AND USING GLOBAL SPACE-BASED INFRASTRUCTURES, SERVICES, APPLICATIONS AND DATA 2023
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- December 22, 2022
- Deadline
- March 28, 2023
- Deadline Model
- single-stage
- Budget
- €23,100,000
- Min Grant Amount
- €4,000,000
- Max Grant Amount
- €10,000,000
- Expected Number of Grants
- 4
- Keywords
- HORIZON-CL4-2023-SPACE-01-72HORIZON-CL4-2023-SPACE-01EEE Component technologies (Magnetic component incl.)EEE Components and QualityElectric PropulsionMaterials ProcessesSpaceSupporting Propulsion Technologies and Tools
Description
Expected Outcome:
Projects are expected to contribute to the following outcomes:
- To reduce the dependence on critical technologies and capabilities from outside EU for the EU space programme components (i.e. Galileo/EGNOS, Copernicus, Govsatcom and SSA) and other space applications;
- To develop or regain in the mid-term the European capacity to operate independently in space and enhancing competitiveness by developing products/technical capabilities reaching equivalent or superior performance level than critical technologies and capabilities from outside EU;
- To open new competition opportunities for European manufacturers by reducing dependency on export restricted technologies that are of strategic importance to future European space efforts;
To improve the overall European space technology landscape and if relevant complement and/or create synergy with activities of European and national programmes either in the space or non-space fields.
Scope:
Research and innovation to mature critical space technologies that currently have dependency issues for use in the EU space programme components and discussed within the frame of the European Commission-ESA-EDA Joint Task Force (JTF).
Technology areas:
- High speed DAC-ADC based on European Technology [Target TRL 6-7]
- Space qualified carbon fibre pre-impregnated material sources for launcher and satellite subsystems [Target TRL 8-9]
- Enhanced performance and space qualified detectors – IR range [Target TRL 7-8]
- Mid-power range electric propulsion thruster technology:
- Qualification of electrical propulsion thrusters and PPUs for power ranges up to 5kW [Target TRL 7-8]
- Mid-power range electric propulsion thruster technology:
- Development of new generation of thrusters based on non-dependent propellants (i.e. not Xe or Kr) [Target TRL 4-5]
- Replacement solutions for metallic lead (Pb) [Target TRL 7]
- High performance, cost effective multi - junction solar cells for space applications [Target TRL 5]
Context information and high-level requirements, including description of scope, initial and target TRLs, and, where applicable, references and information of related activities, are provided in the technical guidance document published on the Funding & Tenders Portal outlining all relevant information to the selected actions.
A proposal should address only one technology area, which must be clearly identified.
Technological spin in and/or bilateral collaborations should be enhanced between European non-space and space industries, including technology research institutes and academia.
To achieve the non-dependence objective, applicants should
- Describe in the proposal the technologies and/or technology processes to be used and show that they are free of any legal export restrictions or limitations, such as those established in the International Traffic in Arms Regulations (ITAR), Export Administration regulation (EAR) such as EAR99 or equivalent instruments applicable in other non-EU jurisdictions.
- Set up and describe in the proposal a suitable technology development process aiming at avoiding export restrictions of non-EU states and assess vulnerabilities of the supply chain.
- In the proposal, define specific tasks as part of the work plan, with the objective of:
- analyse and describe in detail the supply chain, each entity and its role in the supply chain, and if relevant identify critical dependencies from outside EU;
- develop the technical roadmap and business plan for commercialization, space mission insertion, including time to market indication, of the developed product.
In this topic the integration of the gender dimension (sex and gender analysis) in research and innovation content is not a mandatory requirement.
Unless otherwise agreed with the granting authority, beneficiaries must ensure that none of the entities that participate as affiliated entities, associated partners or subcontractors are established in countries which are not eligible countries or target countries set out in the call conditions.
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Activities are expected to achieve TRL 5-8 by the end of the project. However, the target TRL may be different from technology line to technology line – The reference TRL definition is the ISO 16290:2013 applicable to the space sector.
Destination & Scope
Eligibility & Conditions
General conditions
The page limit of the application is 75 pages.
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).
In order to achieve the expected outcomes, and safeguard the Union’s strategic assets, interests, autonomy, or security, and more particularly, for the reasons of EU strategic autonomy in space and the security and integrity of EU space assets, and in order to guarantee the protection of the strategic interests of the Union and its Member States, participation is limited to legal entities established in Member States, Norway and Iceland.
For the duly justified and exceptional reasons listed in the paragraph above, in order to guarantee the protection of the strategic interests of the Union and its Member States, entities established in an eligible country listed above, but which are directly or indirectly controlled by a non-eligible country or by a non-eligible country entity, may not participate in the action unless it can be demonstrated, by means of guarantees provided by their eligible country of establishment, that their participation to the action would not negatively impact the Union’s strategic, assets, interests, autonomy, or security. The guarantees shall in particular substantiate that, for the purpose of the action, measures are in place to ensure that:
a) control over the applicant legal entity is not exercised in a manner that restrains or restricts its ability to carry out the action and to deliver results, that imposes restrictions concerning its infrastructure, facilities, assets, resources, intellectual property or know-how needed for the purpose of the action, or that undermines its capabilities and standards necessary to carry out the action;
b) access by a non-eligible country or by a non-eligible country entity to to sensitive information relating to the action is prevented; and the employees or other persons involved in the action have a national security clearance issued by an eligible country, where appropriate;
c) ownership of the intellectual property arising from, and the results of, the action remain within the recipient during and after completion of the action, are not subject to control or restrictions by non-eligible countries or non-eligible country entity, and are not exported outside the eligible countries, nor is access to them from outside the eligible countries granted, without the approval of the eligible country in which the legal entity is established.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
To ensure a balanced portfolio covering all the areas described in the scope section, grants will be awarded to applications not only in order of ranking but at least also to one proposal that is the highest ranked within each area, provided that the applications attain all thresholds.
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
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Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
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Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
Eligible costs will take the form of a lump sum as defined in the Decision of 7 July 2021 authorising the use of lump sum contributions under the Horizon Europe Programme – the Framework Programme for Research and Innovation (2021-2027) – and in actions under the Research and Training Programme of the European Atomic Energy Community (2021-2025). [[This decision is available on the Funding and Tenders Portal, in the reference documents section for Horizon Europe, under ‘Simplified costs decisions’ or through this link: https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/ls-decision_he_en.pdf]].
Beneficiaries will be subject to the additional exploitation obligations: For a period of up to 4 years after the end of the project, access rights to the use of products and/or processes generated by the project shall be given to European entities, in compliance with the signed Grant Agreement and with no legal restrictions and limitations stemming from International Traffic in Arms Regulations (ITAR), EAR99 or equivalent instruments applicable in non-EU jurisdictions. Applicants must acknowledge and incorporate this obligation in the proposal and Annex I to the Grant Agreement.
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE RIA, IA)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
MGA
Call-specific instructions
Guidance: "Lump sums - what do I need to know?"
A compulsory questionnaire on the declaration of ownership and control is to be filled by all project participants as part of the application. All declarations must be assembled by the coordinator and uploaded in a single file in the portal submission system. For additional information on the assessment of ownership and control process and on the guarantees please consult the draft guidance for participation in restricted calls.
Technical Guidance Document
A Technical Guidance Document is provided to clarify technological expectations for each of the 7 technology areas covered by the topic.
Additional documents:
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 7. Digital, Industry and Space
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Frequently Asked Questions About Space Technologies For European Non-dependence And Competitiveness
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
An overview of the HORIZON-CL4-2023-SPACE-01 evaluation results (Flash Call Info) is now available under the link.
Call HORIZON-CL4-2023-SPACE-01 has closed on the 28/03/2023.
142 proposals have been submitted.
The breakdown per topic is:
• HORIZON-CL4-2023-SPACE-01-11: 11 proposals
• HORIZON-CL4-2023-SPACE-01-12: 38 proposals
• HORIZON-CL4-2023-SPACE-01-13: 1 proposal
• HORIZON-CL4-2023-SPACE-01-21: 1 proposal
• HORIZON-CL4-2023-SPACE-01-22: 17 proposals
• HORIZON-CL4-2023-SPACE-01-23: 4 proposals
• HORIZON-CL4-2023-SPACE-01-31: 4 proposals
• HORIZON-CL4-2023-SPACE-01-32: 5 proposals
• HORIZON-CL4-2023-SPACE-01-33: 0 proposals
• HORIZON-CL4-2023-SPACE-01-34: 3 proposals
• HORIZON-CL4-2023-SPACE-01-62: 7 proposals
• HORIZON-CL4-2023-SPACE-01-63: 1 proposal
• HORIZON-CL4-2023-SPACE-01-71: 37 proposals
• HORIZON-CL4-2023-SPACE-01-72: 13 proposals
Evaluation results are expected to be communicated in the 2nd half of July 2023.