Closed

Facilitating strategic cooperation to ensure the provision of essential services

HORIZON Innovation Actions

Basic Information

Identifier
HORIZON-CL3-2023-INFRA-01-01
Programme
Resilient Infrastructure 2023
Programme Period
2021 - 2027
Status
Closed (31094503)
Opening Date
June 28, 2023
Deadline
November 22, 2023
Deadline Model
single-stage
Budget
€9,500,000
Min Grant Amount
€4,750,000
Max Grant Amount
€4,750,000
Expected Number of Grants
2
Keywords
HORIZON-CL3-2023-INFRA-01-01HORIZON-CL3-2023-INFRA-01Critical Infrastructure Protection (CIP)Critical infrastructure, emergency systems, security, safety engineeringDetection, identification and authenticationFight against crime and terrorismOperators of critical infrastructurePolicy and SupportProtection of public spacesSecuritySecurity AnalysisTerrorism

Description

Expected Outcome:

Projects’ results are expected to contribute to all of the following outcomes:

  • Tools for EU Member State authorities and operators for the assessment and anticipation of relevant risks to the provisions of essential services are identified;
  • The cooperation between authorities of EU Member States is facilitated by providing solutions for data exchange and joint cross-border risk assessments;
  • Simulation tools are developed for large-scale exercises to test the resilience of operators and of specific sectors, and related training courses are designed;
  • Measures by Member State authorities to facilitate risk assessments by operators are identified, including the assessment of dependencies on different sectors and cross-border interdependencies;
  • Provide common European guidance and support for the drafting of their resilience plans in order to meet all the provisions of the proposed CER-Directive: risk analysis, domino effects, cross-sector and cross-border analysis, standardised plans, educational and training tools;
  • An all-hazards framework is created to support Member States in ensuring improved concepts and instruments for the anticipation of risks to entities that provide essential services, resulting in an improved preparedness and response against disruptions of key sectors in the EU and enhanced resilience of the EU internal market.
Scope:

The EU Security Union Strategy for 2020-2025[1], Counter-Terrorism Agenda[2]. for the EU and the Cyber Security Strategy stress the importance of ensuring resilience in the face of various risks. The livelihoods of European citizens and the good functioning of the internal market depend on the reliable provision of services fundamental for societal or economic activities in many different sectors. Those services often are reliant upon one another, thus disruptions in one sector can generate severe and long-lasting effects on the provision of services in others.

Member States hold the primary responsibility in ensuring that operators who use critical infrastructures to deliver such services (hereafter: ‘operators’) comply with applicable rules and have the necessary support to ensure their own resilience and as part of a complex system of interdependencies. On EU-level, there has been a revision of certain legislation aiming at the minimum harmonisation of such rules, such as the directive on the resilience of critical entities (CER[3]) and the directive on measures for high common level of cybersecurity across the Union (NIS-2[4]). In combination with sectoral EU-legislation and policies on resilience (e.g. for a Network Code on sector-specific rules for cybersecurity aspects of cross-border electricity flows[5]), this provides a comprehensive framework that needs to be put in practice.

“Facilitating strategic cooperation” refers to the necessity for public authorities of the Member States to be able to exchange information, in a secure way, on the risk assessments of their critical entities as well as their resilience. “Critical entities” is the specific term used in the CER directive to designate those entities that will be identified by the Member States under the directive. Pursuant to the directive, in particular of its articles 1 and 5, the identity of the critical entities will be classified. In the performance of the project, project participants will interact directly with Member States authorities responsible for risk assessment and analysis of the vulnerabilities of their critical entities. Pursuant to the proposed directive, the confidentiality of the critical entities (and of their vulnerabilities) shall be ensured and protected.

Proposals under this topic should support the competent authorities of Member States to identify and develop the most suitable tools, solutions and strategies to ensure the resilience of key sectors and thus facilitate the implementation of [related/ future] EU legislation.

Applicants should focus on delivering solutions that can be used by the competent authorities of EU Member States, to support their task in overseeing the resilience of key sectors in line with relevant EU rules. Such solutions should enhance their ability for cooperation and communication, conducting large-scale risk assessments (including the cross-border dimension), developing best practices for exercises and dedicated complex training modules. The proposals should address the development of improved concepts and instruments for the anticipation and management of strategic risks, strengthening governance framework and enhancing coordination between different authorities.

It is recommended that proposals develop concrete tools to support all-hazard analysis by integrating domain specific risk assessment and allowing to manage interdependencies phenomena among different sectors and Member States. Possible examples are virtual reality tools, dashboards, complex training and serious gaming modules or other instruments to be used and that currently may not exist on such scale.

Proposals should aim to cover the largest possible number of sectors described in the respective Annexes of the directive on the resilience of critical entities (CER) and the directive on measures for high common level of cybersecurity across the Union (NIS-2). The inclusion of associations representing private or public operators in specific sectors, or across sectors on EU- or national level, is encouraged.

In this topic the integration of the gender dimension (sex and gender analysis) in research and innovation content should be addressed only if relevant in relation to the objectives of the research effort.

Projects are expected to outline how results are fed into the work of relevant Commission expert groups – [for example the Critical Entities Resilience Group (CERG) and the NIS-2 Cooperation Group] – and to explore synergies with the actions undertaken by relevant EU agencies.

[1] COM(2020) 605 final.

[2] COM(2020) 795 final

[3] Directive (EU) 2022/2557 of the European Parliament and of the Council of 14 December 2022 on the resilience of critical entities and repealing Council Directive 2008/114/EC.

[4] Directive (EU) 2022/2555 of the European Parliament and of the Council of 14 December 2022 on measures for a high common level of cybersecurity across the Union, amending Regulation (EU) No 910/2014 and Directive (EU) 2018/1972, and repealing Directive (EU) 2016/1148 (NIS 2 Directive)

[5] Revised Network Code on Cybersecurity (NCCS)_1.pdf.

Destination & Scope

Proposals for topics under this Destination should set out a credible pathway to contributing to the following expected impact of the Horizon Europe Strategic Plan 2021-2024:“[…] resilience and autonomy of physical and digital infrastructures are enhanced and vital societal functions are ensured, thanks to more powerful prevention, preparedness and response, a better understanding of related human, societal and technological aspects, and the development of cutting-edge capabilities for […] infrastructure operators […]”

More specifically, proposals should contribute to the achievement of one or more of the following impacts:

  • Ensured resilience of large-scale interconnected systems infrastructures and the entities that operate them in in case of complex attacks, pandemics, natural and human-made disasters, or the impacts of climate change;
  • Upgraded systems for resilience of the operators and the protection of critical infrastructure to enable rapid, effective, safe and secure response and without substantial human intervention to complex threats and challenges, and better assess risks ensuring resilience and open strategic autonomy of European infrastructures;
  • Resilient and secure smart cities are protected using the knowledge derived from the protection of critical infrastructures and systems that are characterised by growing complexity.

The capabilities built by research and innovation in this Destination would clearly be relevant to be better prepared for potential future challenges to European internal security and crises as the ones in Ukraine in 2022.

Where possible and relevant, synergy-building and clustering initiatives with successful proposals in the same area should be considered, including the organisation of international conferences in close coordination with the Community for European Research and Innovation for Security (CERIS) activities and/or other international events.

Eligibility & Conditions

General conditions

General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

The following additional eligibility criteria apply:

This topic requires the active involvement, as beneficiaries, of at least 3 government authorities responsible for resilience on national level and / or for overseeing operators, from at least 3 different EU Member States. For these participants, applicants must fill in the table “Information about security practitioners” in the application form with all the requested information, following the template provided in the submission IT tool.

If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

In order to achieve the expected outcomes, and safeguard the Union’s strategic assets, interests, autonomy, or security, namely to protect and to preserve the confidentiality of risk assessments and of the vulnerabilities of critical entities of Member States, participation is limited to legal entities established in Member States only. Proposals including entities established in countries other than EU Member States will be ineligible.

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

  • Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

  • Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

  • Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

Eligible costs will take the form of a lump sum as defined in the Decision of 7 July 2021 authorising the use of lump sum contributions under the Horizon Europe Programme – the Framework Programme for Research and Innovation (2021-2027) – and in actions under the Research and Training Programme of the European Atomic Energy Community (2021-2025). [[This decision is available on the Funding and Tenders Portal, in the reference documents section for Horizon Europe, under ‘Simplified costs decisions’ or through this link: https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/ls-decision_he_en.pdf]].

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

 

Specific conditions

7. Specific conditions: described in the [specific topic of the Work Programme]

 

Support & Resources

Online Manual is your guide on the procedures from proposal submission to managing your grant.

Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.

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CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.  

The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.

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Latest Updates

Last Changed: November 29, 2023

A total of 26 proposals have been submitted in response to this call. The number of proposals for each topic is shown below including the indicative budget of the topics for 2023:

·   HORIZON-CL3-2023-INFRA-01-01: 5 proposals (indicative budget: 5 M€)

·   HORIZON-CL3-2023-INFRA-01-02: 21 proposals (indicative budget: 9.5 M€)

The evaluation of the proposals will start by mid-December and will be closed by mid-February 2024. Applicants will be informed on the outcome of the evaluations in mid-April 2024.

 
Last Changed: June 29, 2023
The submission session is now available for: HORIZON-CL3-2023-INFRA-01-01(HORIZON-IA), HORIZON-CL3-2023-INFRA-01-02(HORIZON-IA)
Facilitating strategic cooperation to ensure the provision of essential services | Grantalist