Social innovations as enablers of security solutions and increased security perception
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-CL3-2022-SSRI-01-04
- Programme
- Strengthened Security Research and Innovation 2022
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- June 30, 2022
- Deadline
- November 23, 2022
- Deadline Model
- single-stage
- Budget
- €1,500,000
- Min Grant Amount
- €1,500,000
- Max Grant Amount
- €1,500,000
- Expected Number of Grants
- 1
- Keywords
- Detection technologyTrafficking in human beingsViolent radicalisationKnowledge transferCommand and ControlSocial innovationSocial InnovationSocial MediaDigital identityTransport sectorResponsible Research and Innovation (RRI)Social sciences and humanitiesProtection of sites where events take place (G8, cSocietal EngagementSecurityEnd-usersSocial aspects of trustTechnological innovation
Description
Projects’ results are expected to contribute to one or several of the following outcomes:
- Policy makers, security practitioners and researchers have increased understanding of the capabilities and capacities of local communities and citizens to contribute to developing security solutions;
- Policy makers, researchers and system developers increase the orientation of security solution development towards socially innovative and Responsible Research and Innovation approaches;
- The notions of ‘smart citizens’ and ‘smart local communities’ empowered by Responsible Research and Innovation and social innovation, where the general public co-control safety and security of their environments, are more widely adopted by decision makers;
- New benchmarks, standards or other quality criteria are established for developing security solutions through Responsible Research and Innovation[1];
- Increased collaboration across all parts of the quadruple helix (academia/research, public authorities, industry/SMEs, civil society/citizens/local communities) to develop innovations in line with the needs, values and expectations of society;
- Innovative, transferable and potentially scalable technological solutions co-created with citizens and local communities in social labs and innovation living hubs, and citizens empowered to act as generators, validators and end-users of the new horizontal technologies;
- Societal trust in security research products, their desired usefulness and social acceptability[2];
Citizens and local communities are insufficiently involved in the co-creation of socially innovative processes to develop security solutions and thus conceptions of what citizens and local communities know and think about security could be predominantly shaped by media coverage. This might result in bias in the assessment of the seriousness and probability of different security threats. Nevertheless, social acceptance of security technology depends on understanding citizens’ awareness of security problems and threats. Comprehensive discussion that involves citizens from all parts of society directly in co-design such as through Responsible Research and Innovation and social innovation, alongside other security technology actors, would integrate public concerns beyond incident-based interpretations of security threats, thereby increasing social acceptance of security technology and subjective feelings and perceptions of personal security in daily life. At the same time, industry would be in a position to identify new business opportunities in producing and delivering security products and services, which are in line with needs, values and expectations of citizens and local communities and support their well-being.
Social innovations[3] for increasing security and security perception can be manifold and the scope of application of social innovation is potentially wide-ranging and can address diverse aspects. For example, apps that help citizens to prevent, detect and respond with first responders in disaster and crisis situation and to access real-time information about adequate responses; the formation of networks of parents of children who are considered susceptible to extreme ideologies to establish early warning and early-intervention mechanisms. What these examples have in common is that they give citizens an active role in co-creation and produce a practical use value.
Giving more emphasis on a co-creation procedure from the design phase could also overcome the corresponding lack of knowledge about how socially innovative solutions can contribute to increased security and security perception. Although citizens and local communities can successfully support as co-designers and beneficiaries to replicate and upscale best practices as well as systemic and cross-sectorial solutions that combine technological, digital, social and nature-based innovation, existing knowledge of such contributions is limited. Therefore, proposals should develop a societal development plan that builds upon a people-centred approach and examines how social innovations on security are organised, how they work, how and why they are adopted or rejected, their direct and indirect benefits and costs, including in vulnerability assessments, how they sustain, and which interfaces with other more formal security agents are established.
Proposals should map and analyse a social innovation in one or more distinct social spheres, in areas such as:
(a) Security disturbance at large (pop-) cultural and sports events;
(b) Security and security behaviour in public places, public transport or mobility;
(c) Radicalisation, dis-integration in local communities and social media;
(d) Digital identity, data portability and data minimisation with an attribute based society in control;
(e) Safety and security in remote communication, command and control of operation in risk scenarios;
(f) Mobilisation on human trafficking;
(g) Automatic detections’ use.
Proposals should consider the social relevance of research, social marketing, transferability and scaling of such social innovations as this is an area where there is limited research and experimentation, which could help to spread the use of such solutions. They should also consider education, training and change individual behavioural and social practices by involving citizens and local communities as generators, validators and end-users of the new horizontal/advanced technologies.
Proposals which have developed innovative ideas on societal resilience under the Destination Disaster-Resilient Society and which can transform them into social innovations for disaster crisis situations engaging citizens and local communities are not pre-empted to participate in this topic.
Consortia should give meaningful roles to all research and innovation actors, including security practitioners, system developers, the public sector, technology development organisations, civil society organisations[4], communication specialists on security research, researchers and Social Sciences and Humanities Experts from a variety of EU Member States and Associated Countries. In order to ensure a meaningful democratic oversight of the EU’s security research programme, projects and policies at national and European level, proposals should establish a multidisciplinary approach and have the appropriate balance of industry, representatives of citizens and local communities and social sciences and humanities experts.
This topic requires the effective contribution of SSH disciplines and the involvement of SSH experts, institutions as well as the inclusion of relevant SSH expertise, in order to produce meaningful and significant effects enhancing the societal impact of the related research activities.
As indicated in the introduction of this call, project proposals should foresee resources for clustering activities with other successful proposals in the same or other calls, to find synergies, and identify best practices, and to develop close working relationships with other Programmes (e.g. the Civil Society Empowerment Programme (CSEP-ISF), Science with and for Society (SwafS), the Digital Europe Programme).
The project should have a maximum estimated duration of 4 years.
Cross-cutting Priorities:Social Innovation
Societal Engagement
Social sciences and humanities
[1]Responsible research and innovation is a process for better aligning research and innovation with the values, needs and expectations of society. It implies close cooperation between all stakeholders in various strands comprising science education, definition of research agendas, access to research results and the application of new knowledge in full compliance with gender and ethics considerations. Outcome of the Council Meeting 3353rd Council meeting Competitiveness (Internal Market, Industry, Research and Space) Brussels, 4 and 5 December 2014, p. 13.
[2]Social acceptance is seen as the process by which innovation becomes embedded in everyday practices, that needs to be supported by good design and creative, inclusive design methods. It enables a focus on enhancing the acceptability of solutions. This may imply careful attention to usability and the context of appropriation as it may require wider systemic change and will often depend on stakeholder value chain mapping, and methods of collaborative design and responsible research and innovation to which reference is made.
[3]“Social innovation can be defined as innovations that are social both as to their means and in particular those which relate to the development and implementation of new ideas (concerning products, services and models), that simultaneously meet social needs and create new social collaborations, thereby benefiting society and boosting its capacity to act"; European Commission Bureau of European Policy Advisors, BEPA, 2011, p. 9
The co-legislators adopted the BEPA definition two years later in Regulation (EU) No 1296/2013 of the European Parliament and of the Council of 11 December 2013 on a European Union Programme for Employment and Social Innovation ("EaSI") and amending Decision No 283/2010/EU establishing a European Progress Microfinance Facility for employment and social inclusion, Article 2, paragraph 5.
[4]A civil society organisation can be defined: “any legal entity that is non-governmental, non-profit, not representing commercial interests and pursuing a common purpose in the public interest”. https://ec.europa.eu/research/participants/portal/desktop/en/support/reference_terms.html; Check also the study “Network Analysis of Civil Society Organisations’ participation in the EU Framework Programmes”, December 2016.
Destination & Scope
The EU-funded security research and innovation framework was launched with the Preparatory Action for Security Research[[COM(2004) 72]]. Since then, the programme has contributed substantially to knowledge and value creation in the field of internal security and to the consolidation of an ecosystem better equipped to capitalise on research and innovation to support the EU security priorities.
While the success of the programme has materialised in relevant scientific findings, maturation of promising technology areas, operational validation of innovative concepts or support to policy implementation, a key challenge remains in improving the uptake of innovation.
The extent to which innovative technologies developed thanks to EU R&I investment are industrialised and commercialised by EU industry, and later acquired and deployed by end-users, thus contributing to the development of security capabilities[[For the purpose of this work programme, the terms “Capability” should be understood as "the ability to pursue a particular policy priority or achieve a desired operational effect”. The term “capability” is often interchanged with the term “capacity”, but this should be avoided. “Capacity” could refer to an amount or volume of which one organisation could have enough or not. On the other hand, “capability” refers to an ability, an aptitude or a process that can be developed or improved in consonance with the ultimate objective of the organisation.]], could give a valuable measure of the impact achieved with the programme. However, there are factors inherent to the EU security ecosystem (often attributed to the market) that hinder the full achievement of this impact. These include market fragmentation, cultural barriers, analytical weaknesses, programming weaknesses, ethical, legal and societal considerations or lack of synergies between funding instruments, among others.
It is worth noting that such factors affect all the security domains addressed in Cluster 3; that there is not one predominant factor with sufficient leverage by itself to change the overall innovation uptake dynamics; and that they exhibit complex relationships among them which are difficult to disentangle. It should also be noted that the innovation uptake process starts before the R&I cycle is triggered, and it is not finalised with the successful termination of a research project. Therefore, the uptake challenge extends beyond the realm of R&I. However, from within R&I it is possible, if not to materialise the uptake in every case, at least to pave the way towards its materialisation.
To that aim, there is a need to create a favourable environment that is designed with the main purpose of increasing the impact of security R&I, that is visible and recognisable to those interested in contributing to this aim, and which provides bespoke tools that serve to tackle the factors that hinder innovation uptake.
The SSRI Destination has therefore been designed with this purpose to serve equally to all the expected impacts of Cluster 3. Research applied in this domain will contribute to increasing the impact of the work carried out in the EU security Research and Innovation ecosystem as a whole and to contribute to its core values, namely: i) Ensuring that security R&I maintains the focus on the potential final use of its outcomes; ii) Contributing to a forward-looking planning of EU security capabilities; iii) Ensuring the development of security technologies that are socially acceptable; iv) Paving the way to the industrialisation, commercialisation, acquisition and deployment of successful R&I outcomes; and v) Safeguarding the open strategic autonomy and technological sovereignty of the EU in critical security areas by contributing to a more competitive and resilient EU security technology and industrial base.
While the other Destinations of this Horizon Europe Cluster 3 Work Programme offer research and innovation activities to develop solutions to address specific security threats or capability needs, the SSRI Destination will contribute with instruments that will help bringing these and other developments closer to the market. Such instruments will help developers (including industry, research organisations and academia) to improve the valorisation of their research investment. They will also support buyers and users in materialising the uptake of innovation and further develop their security capabilities.
In addition, the SSRI Destination will offer an open environment to create knowledge and value through research in matters (including technology, but also social sciences and humanities) that are not exclusive of only one security area, but cross-cutting to the whole Cluster. This will contribute to reducing thematic fragmentation, bringing closer together the actors from different security domains, and expanding the market beyond traditional thematic silos.
Finally, SSRI will allow the allocation of resources to the development of tools and methods to reinforce the innovation cycle itself from a process standpoint, thus increasing its effectiveness, efficiency and impact. This Destination will contribute to the development of an analytical capacity tailored to the specific needs of security stakeholders for the materialisation of a structured long-term capability based planning of research and innovation for security.
In order to accomplish the objectives of this Destination, additional eligibility conditions have been defined with regard to the active involvement of relevant security practitioners or end-users.
Proposals for topics under this Destination should set out a credible pathway to contributing to the following impacts:
- A more effective and efficient evidence-based development of EU civil security capabilities built on a stronger, more systematic and analysis-intensive security research and innovation cycle;
- Increased industrialisation, commercialisation, adoption and deployment of successful outcomes of security research reinforces the competitiveness and resilience of EU security technology and industrial base and safeguards the security of supply of EU-products in critical security areas;
- R&I-enabled knowledge and value in cross-cutting matters reduces sector specific bias and breaks thematic silos that impede the proliferation of common security solutions.
Eligibility & Conditions
General conditions
1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes
Proposal page limits and layout: described in Part B of the Application Form available in the Submission System
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
5. Evaluation and award:
- Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
- Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
- Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Beneficiaries may provide financial support to third parties.
The support to third parties can only be provided in the form of prizes.
The maximum amount to be granted to each third party is EUR 60 000.
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE RIA, IA)
Standard application form (HE CSA)
Standard application form (HE PCP)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
Standard evaluation form (HE CSA)
Standard evaluation form (HE PCP PPI)
MGA
Call-specific instructions
Template for Security & eligibility conditions in Horizon Europe
Additional documents:
HE Main Work Programme 2021–2022 – 1. General Introduction
HE Main Work Programme 2021–2022 – 6. Civil Security for Society
HE Main Work Programme 2021–2022 – 13. General Annexes
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Funding & Tenders Portal Terms and Conditions
Funding & Tenders Portal Privacy Statement
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