Ensured infrastructure resilience in case of Pandemics

The reliable, robust and resilient operation of infrastructures is vital for the security, well-being and economic prosperity of people in Europe. They provide the basis for our daily lives, connect people to each other and guarantee different kinds of social and economic interactions. To be able to allow for such interactions, be it in transport, communications or services, infrastructures has grown more complex to keep up with the development of modern societies, while at the same time ensuring their resilience against disasters and the impacts of climate change and other factors that affect society e.g. demographic changes. Infrastructures operate and function in a rapidly evolving socio-technological and threat environment with increasingly interconnected networks highly reliant upon one another, which presents both risks and opportunities for their protection. They must be resilient towards different expected and unexpected events, emerging risks, be they natural or man-made, unintentional, accidental or with malicious intent.

The Security Union Strategy[[COM(2020) 605 final.]] identifies the protection of critical infrastructures as one of the main priorities for the EU and its Member States for the coming years. Specific reference is established to growing interconnectivity as well as emerging and complex threats: technological trends like the use of Artificial Intelligence and the rapid development of sophisticated unmanned vehicles, the impact of natural and man-made disasters, as well as major crisis scenarios like the COVID-19 pandemic and unexpected events. Infrastructure preparedness and protection is a technologically complex domain, affected by various global developments and thus needs to be supported by targeted security research. This Work Programme aims at supporting the protection of European infrastructures with relevant projects, enabling public and private actors to meet current and emerging challenges.

Technologically complex applications offer the possibility for better prevention and preparedness, can enable efficient response to different threats and faster recovery. But at the same time, they create new vulnerabilities. The potential damage resulting from their disruption can escalate rapidly and negatively affect wider parts of vital societal functions. For instance, this is the case of satellite-based positioning and timing systems, which provide a wealth of high quality Positioning, Navigation and Timing (PNT) services that are exploited by critical infrastructures such as transport and logistics, energy grids, drinking water network, dams, telecom networks or financial markets. Global Navigation Satellite System (GNSS) disruption or denial of services is recognised as an important economic and societal threat.

Infrastructures in the European Union are a high-value target for terrorist groups as well as agencies of third countries. With the Directive on identification and designation of European critical infrastructures and assessment of the need to improve their protection[[Directive (EU) 2008/114.]] the EU and its Member States have created a basis for a common approach towards protection. Under the umbrella of the new Security Union Strategy, the regulatory framework for critical infrastructure protection is currently under revision. The Proposal for additional measures on Critical Infrastructure Protection which is part of the European Commission work programme for 2020[[COM(2020) 440 final. ]] is also making use of the significant results that security research has produced over the last decade.

Especially in the cyber-domain, the risks have been constantly growing in recent years, with both more frequent and more sophisticated attacks. In addition, criminals, and state-sponsored entities are utilising different tools for carrying out cyber-attacks on infrastructures with the help of cyber-tools for personal or political gain (e.g. extortion, blackmailing). The EU has acknowledged the strong role of the cyber dimension in infrastructure protection, most notably in the Directive on security of network and information systems[[Directive (EU) 2016/1148.]] and its revision, proposed in December 2020 [[COM(2020) 823 final.]] . Large-scale data mining of cross-sectoral information should be supported by targeted research on appropriate AI techniques and infrastructure. For instance for mission-critical systems it is essential to be able to react quickly, efficiently, safely and secure to different and complex scenarios enabling effective and informed decision-making based on sufficient available and trustworthy data.

Physical attacks are less frequent, but cases in the EUs neighbourhood have shown the destructive potential of new technologies used for attacks such as Unmanned Aerial Vehicles (UAVs), which can also be used for intentional disruptions that pose danger to safe operations of infrastructures and create significant economic losses.

Hybrid threats are of particular relevance in the overall risk scenarios, since they are designed to target vulnerabilities and aim in many cases at disrupting infrastructure and its services, making use of different methods. Hybrid threats, techniques and means encompass a combination of physical and cyber-attacks or disruptions, diplomatic, military and political as well as economic means. The effects of cyber-instruments and disinformation are crucial elements of such malevolent strategies and create the need for comprehensive preparedness to avoid large scale disruptions. As such, both the Joint Framework on Countering Hybrid Threats (2016)[[JOIN/2016/018 final.]] and the Joint Communication on Increasing Resilience and Bolstering Capabilities to Address Hybrid Threats (2018)[[JOIN/2018/16 final.]] pay special attention to the role of infrastructures and state that research should provide better means to counter hybrid threats.

Europe is exposed to a wide range of natural hazards and the vulnerabilities of infrastructures need to be addressed also from that perspective. With certain disasters striking more frequently and more severely, as well as long-term challenges such as climate change, there is a need to deploy innovative solutions to ensure the continuous functioning of European infrastructures exposed to such natural extremes. Security research should in this regard support the regulatory and cooperation measures at European level, such as the Union Civil Protection Mechanism[[Decision No 1313/2013/EU on a Union Civil Protection Mechanism and subsequent amendments.]] and the new EU Adaptation Strategy. On the other hand, new infrastructures technologies themselves (for example energy production and storages, new materials, water protection, etc.) can pose a potential risks for society due to accidents. Therefore, the role of civil protection needs to be reflected in targeted research at the same level as it is the case for different security authorities.

The COVID-19 crisis presents a challenge that is unprecedented in recent European history and it concerns infrastructures in two main dimensions. Pandemics are an extreme stress-test for the function of certain infrastructures (most notably: health, transport and supply-chains) by disrupting established procedures, threatening the function due to infection of workforces and massively scaling up the need for resources. In addition, infrastructures themselves can increase pandemic risk if unsuited to different mitigation measures and promoting virus transmission. This area will build on lessons learnt from the COVID-19 crisis. It will be for certain topics essential also to ensure synergies and coordination of actions with the Health Programme [[Regulation (EU) 2021/522 of the European Parliament and of the Council of 24 March 2021 establishing a Programme for the Union’s action in the field of health (‘EU4Health Programme’) for the period 2021-2027, and repealing Regulation (EU) No 282/2014.]].

Increased complexity in the area of infrastructure protection is not only related to the amplified role of the cyber dimension, but also by the mix of man-made and natural hazards and the growing interdependence. The development of European cities into smart cities has opened up a new domain in infrastructure protection, expanding the perspective beyond classical sectors of (critical) infrastructure since more complex, connected and vulnerable assets are deployed in urban areas. This consideration unveils the still fragile building blocks of smart cities’ technological features and underlines the need to put a stronger emphasis on broader societal challenges and needs. Security research can help to make use of the knowledge acquired in other sectors and to make it usable for local authorities to protect and empowers people and assets in cities and urban areas.

Furthermore, in order to accomplish the objectives of this Destination, additional eligibility conditions have been defined with regard to the active involvement of relevant security practitioners or end-users.

Proposals involving earth observation are encouraged to primarily make use of Copernicus data, services and technologies.

Expected impact

Proposals for topics under this Destination should set out a credible pathway to contributing to the following expected impact of the Horizon Europe Strategic Plan 2021-2024:“[…] resilience and autonomy of physical and digital infrastructures are enhanced and vital societal functions are ensured, thanks to more powerful prevention, preparedness and response, a better understanding of related human, societal and technological aspects, and the development of cutting-edge capabilities for […] infrastructure operators […]”

More specifically, proposals should contribute to the achievement of one or more of the following impacts:

• Ensured resilience of large-scale interconnected systems infrastructures in case of complex attacks, pandemics or natural and man-made disasters;
• Upgraded infrastructure protection systems enable rapid, effective, safe and secure response and without substantial human intervention to complex threats and challenges, and better assess risks ensuring resilience and strategic autonomy of European infrastructures;
• Resilient and secure smart cities are protected using the knowledge derived from the protection of critical infrastructures and systems that are characterised by growing complexity.

General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

The following additional eligibility conditions apply:

This topic requires the active involvement, as beneficiaries, of at least 1 operator of critical infrastructure, as well as of at least 1 organisation dealing with research on infectious diseases from 2 different EU Member States or Associated countries. For these participants, applicants must fill in the table “Eligibility information about practitioners” in the application form with all the requested information, following the template provided in the submission IT tool.

Some activities, resulting from this topic, may involve using classified background and/or producing of security sensitive results (EUCI and SEN). Please refer to the related provisions in section B Security — EU classified and sensitive information of the General Annexes.

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

5. Evaluation and award:

• Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

• Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

To ensure a balanced portfolio, grants will be awarded to applications not only in order of ranking but at least also to those that are the highest ranked within set topics, provided that the applications attain all thresholds.

• Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

Specific conditions

7. Specific conditions: described in the [specific topic of the Work Programme]

Documents

Call documents:

Standard application form — call-specific application form is available in the Submission System

Standard application form (HE RIA, IA)

Standard evaluation form — will be used with the necessary adaptations

Standard evaluation form (HE RIA, IA)

MGA

HE General MGA v1.0

Call-specific instructions

Eligibility information about practitioners as specified in the Work Programme 

Additional documents:

HE Main Work Programme 2021–2022 – 1. General Introduction

HE Main Work Programme 2021–2022 – 6. Civil Security for Society

HE Main Work Programme 2021–2022 – 13. General Annexes

HE Programme Guide

EU Financial Regulation

Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment

EU Grants AGA — Annotated Model Grant Agreement

Funding & Tenders Portal Online Manual

Funding & Tenders Portal Terms and Conditions

Funding & Tenders Portal Privacy Statement

Online Manual is your guide on the procedures from proposal submission to managing your grant.

Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.

Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.

Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.

Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.

IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.

European IPR Helpdesk assists you on intellectual property issues.

CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk –  the European Standards Organisations advise you how to tackle standardisation in your project proposal.  

The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.

Partner Search Services help you find a partner organisation for your proposal.