Testing and implementation of research results fostering democracy and governance
HORIZON Coordination and Support Actions
Basic Information
- Identifier
- HORIZON-CL2-2024-DEMOCRACY-01-12
- Programme
- Past, present and future of democracies
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- October 4, 2023
- Deadline
- February 7, 2024
- Deadline Model
- single-stage
- Budget
- €6,000,000
- Min Grant Amount
- €2,000,000
- Max Grant Amount
- €3,000,000
- Expected Number of Grants
- 2
- Keywords
- New participatory democracy modelsSocietal EngagementSocial sciences and humanitiesPublic sector informationDemocratic innovationsocietal impactvaldiation of modelssolutions testingstakeholder engagementscience communicationHORIZON-CL2-2024-DEMOCRACY-01-12innovation uptake
Description
Projects should contribute to all of the following expected outcomes:
- Policymakers, practitioners and researchers have increased understanding of the validity of theoretical models, the possibilities to implement recommendations, toolkits, narratives and methodologies and other solutions for issues for democracy and governance stemming [in particular] from Horizon 2020 projects.
- Testing and uptake of research results on democracy and governance relevant for the future of democracy in the EU, involving stakeholders (non-science actors, including public bodies, NGOs, civil society organisations, policymakers, educational bodies, other potential end-users of the research results, etc.) to explore their readiness to implement the solutions developed in the previous research and innovation project, possibly adapting the solutions to the respective societal / administrative / political context based on the tests.
- Better informed decision-making on changes in democratic processes and governance, based on scientific, policy, legal, etc. conclusions from experiments with the results of such earlier projects in a practical / real life context, that allow to replicate the methods, recommendations for legislative changes, or translate the research results into innovations.
The aim is to bring to society the benefits from previously EU-funded research in the field of democracy and governance be it in Horizon 2020 or other relevant programmes (such as Citizens, Equality, Rights and Values Programme or the Global Europe Programme). The proposals have to build on the rich stock of actionable recommendations, knowledge, toolkits, educational material, and scientific methods etc. developed in particular by the over 300 Horizon 2020 projects on democracy and governance related issues. For proposals building on Global Europe research in particular, cooperation with third countries is encouraged.
Proposals have to credibly identify a targeted democracy and/or governance related issue that can be addressed by implementing existing research and innovation results. In addition, proposals should take those research and innovation results further through testing and experimenting in the relevant operational environment, and enhancing the potential take-up of innovative solutions by civil society, public institutions, including educational institutions, and policymakers at all governance levels, including in third countries. Potential instruments for this testing, such as twinning or the launch of open calls for pilots, are possible through financial support to third parties. Proposals suggesting financial support to third parties should lay out the selection criteria that will be used. In addition, proposals should demonstrate the need or interest for the solution they propose by involving end-users in the project design. Proposals should also provide a clear pathway to impact as well as a comprehensive risk assessment plan with different mitigation strategies.
Proposals should address issues in line with the European Democracy Action Plan or EU policy initiatives that emanated from this Action Plan.
Possibilities of coordination with related activities funded through in particular the Citizens, Equality, Rights and Values Programme or the Global Europe Programme should be analysed. Cooperation should be sought with the Network for innovative solutions for the future of democracy funded under HORIZON-CL2-2022-DEMOCRACY-02-01.
Proposals should involve end-users (including civil society organisations) and/or strategic partners who can foster the societal impact of the research and innovation results. Possible end-users and strategic partners could include for instance local or regional authorities, schools/universities, cultural institutions, civil society, foundations, political parties, trade unions, or youth organisations. Proposals should also involve practitioners and experts in science communication.
Besides fostering the societal impact of previous democracy and governance related research and innovation actions, proposals should explore and draw lessons on how the translation between research results in this field and policy actions takes place and what kinds of expertise is needed for achieving this. Proposals could also develop strategies to promote citizens activism and community engagement to build inclusive societies.
Proposals are also encouraged to collaborate with the JRC Competence Centre on Participatory and Deliberative Democracy,[1] particularly with respect to actions and initiatives directly contributing to the provisions of the European Democracy Action Plan for the promotion of democratic engagement and active participation beyond elections.
[1]https://knowledge4policy.ec.europa.eu/participatory-democracy_en
Destination & Scope
The invasion of Ukraine by Russia, which unfolds ominously while this work programme is prepared, has deep and extraordinary consequences on European security, international relations, as well as trust in democratic systems and in the media. However, it cannot be seen as an isolated event. It is part of an accelerated and ever intensifying movement of rejection and challenge of democracy and of the liberal international order. Indexes and reports measuring the overall situation of democracies in the world confirm their increased fragility and vulnerability over the last years: a process labelled as a “long democratic recession”, a shift in the nature of “autocratisation” or a “global expansion of authoritarian rule”, which quantitatively translates into the increase of the number of countries moving towards authoritarianism and the overall decline of the quality of democracies. [[ Cfr. the latest reports from Freedom House or the V-Dem Institute:
https://freedomhouse.org/report/freedom-world/2021/democracy-under-siege;
https://freedomhouse.org/report/freedom-world/2022/global-expansion-authoritarian-rule
http://www.v-dem.net/static/website/files/dr/dr_2021.pdf;
https://v-dem.net/media/publications/dr_2022.pdf]]
Interdisciplinary research on the past and present challenges to and facilitators of democracy can help to understand them better, with a view to strengthen their resilience and stability. It will also help to counter the shift from governance based on expertise, rules-based multilateralism and consensual policymaking towards majoritarianism, unilateralism, nationalism, populism and polarisation. It will foster democracy’s further development with a view to enhancing representation, participation, openness, pluralism, tolerance, the effectiveness of public policy, non-discrimination, civic engagement, the protection of fundamental rights and the rule of law. These reflect the European Union’s values as defined in Article 2 of the EU Treaty[[ Consolidated version of the Treaty on European Union, Title 1 “Common Provisions”, Article 2: “The Union is founded on the values of respect for human dignity, freedom, democracy, equality, the rule of law and respect for human rights, including the rights of persons belonging to minorities. These values are common to the Member States in a society in which pluralism, non-discrimination, tolerance, justice, solidarity and equality between women and men prevail”.]].
Expected impact:
Proposals for topics under this destination should set out a credible pathway to contributing to the following expected impacts of the Horizon Europe Strategic Plan:
- Democratic governance is reinvigorated by improving the accountability, transparency, effectiveness and trustworthiness of rule-of-law based institutions and policies and through the expansion of active and inclusive citizenship empowered by the safeguarding of fundamental rights.
The implementation of the research activities of the destination will assist in the re-invigoration and modernisation of democratic governance. The aim is to develop evidence-based innovations, policies and policy recommendations, as well as institutional frameworks that expand political participation, social dialogue, civic engagement, gender equality and inclusiveness. Activities will also contribute to enhancing the transparency, effectiveness, accountability and legitimacy of public policymaking. They will help improving trust in democratic institutions, safeguarding liberties and the rule of law and protecting democracy from multidimensional threats. Rich historical, cultural and philosophical perspectives, including a comparative dimension, will set the frame for soundly understanding present developments and help to map future pathways. In the medium to long term, the knowledge, data, scientifically robust recommendations and innovations generated will enhance decision-making on all aspects relevant to democratic governance. As the Destination aims directly at citizen engagement and at producing lasting change, it is of particular importance that the research and innovation actions promote the highest standards of transparency and openness. When applicable, it is encouraged to open up the process, criteria, methodologies and data to civil society in the course of the research.
Eligibility & Conditions
General conditions
1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes
Proposal page limits and layout: described in Part B of the Application Form available in the Submission System
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes
The Joint Research Centre (JRC) may participate as member of the consortium selected for funding.
Legal entities established in Algeria, Azerbaijan, Egypt, Jordan, Lebanon, Libya, Morocco, Palestine[[This designation is not to be construed as recognition of a State of Palestine and is without prejudice to the individual positions of the Member States on this issue]] and Syria may exceptionally participate in this Coordination and Support Action as a beneficiary (or affiliated entity).
The following additional eligibility criteria apply:
- The topic requires the active involvement, as beneficiaries, of at least two non-academic [end-user] organisations (for instance: local or regional or national government authorities, or any other relevant organisations) from at least two different EU Member States or Associated Countries. The proposals must draw on the results of research and innovation projects that were publicly funded (at EU or national level), and whose end date must be after 1st January 2023.
- The proposed actions must not duplicate or replace dissemination and exploitation activities that are part of the initial R&I projects. Proposed actions should go beyond such actions aiming at knowledge transfer and exchange.
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
5. Evaluation and award:
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Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
-
Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
The granting authority can fund a maximum of one project.
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Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Eligible costs will take the form of a lump sum as defined in the Decision of 7 July 2021 authorising the use of lump sum contributions under the Horizon Europe Programme – the Framework Programme for Research and Innovation (2021-2027) – and in actions under the Research and Training Programme of the European Atomic Energy Community (2021-2025). [[This decision is available on the Funding and Tenders Portal, in the reference documents section for Horizon Europe, under ‘Simplified costs decisions’ or through this link: https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/ls-decision_he_en.pdf]].
Beneficiaries may provide financial support to third parties.
The support to third parties can only be provided in the form of grants.
The maximum amount to be granted to each third party is EUR 100,000 in order for selected projects to be of a scale ambitious enough to achieve the objectives of the action as outlined in the expected outcomes. The respective options of the Model Grant Agreement will be applied. Beneficiaries should refer to General Annex B of the Work Programme for further information and guidance.
Specific conditions
7. Specific conditions: described in the [specific topic of the Work Programme]
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE CSA)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE CSA)
MGA
Additional documents:
RAO decision authorising the use of lump sum funding
Set of slides on the specificities of lump sum funding
HE Main Work Programme 2023–2024 – 1. General Introduction
HE Main Work Programme 2023–2024 – 5. Culture, creativity and inclusive society
HE Main Work Programme 2023–2024 – 12. Missions
HE Main Work Programme 2023–2024 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Lump sum funding in Horizon Europe (detailed information related to lump sum funding)
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’).
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc.
European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
FLASH EVALUATION results
HORIZON-CL2-2024-DEMOCRACY-01
Published: 07/12/2022
Opened: 04/10/2023
Deadline: 07/02/2024
The total budget for the call was EUR 95.000.000.
The results of the evaluations per topic are as follows:
HORIZON-CL2-2024-DEMOCRACY-01-12
Budget for the topic: EUR 4.000.000
Number of proposals submitted (including proposals transferred from or to other calls): 3
Number of inadmissible proposals: 0
Number of ineligible proposals: 0
Number of above-threshold proposals: 2
Total budget requested for above-threshold proposals: EUR 7979492,47
Number of proposals retained for funding: 1
Number of proposals in the reserve list: 1
Funding threshold: 11,5
(Proposals with the same score were ranked according to the priority order procedure set out in the call conditions (see in the General Annexes to the Work Programme or specific arrangements in the specific call/topic conditions).
Ranking distribution:
Number of proposals with scores lower or equal to 15 and higher or equal to 14: 0
Number of proposals with scores lower than 14 and higher or equal to 13: 1
Number of proposals with scores lower than 13 and higher or equal to 10: 1
Summary of observer report:
The observe the evaluation process of the single stage calls:
• HORIZON-CL2-2024-HERITAGE-01
• HORIZON-CL2-2024-TRANSFORMATIONS-01
• HORIZON-CL2-2024-DEMOCRACY-01.
The same independent observer reviewed the evaluation of the three calls. This enabled the observer to follow the entire process, to identify strengths and areas for possible improvements specific to the single stage evaluation, and to compare procedures and practices of a fully online evaluation with online consensus independent observer was appointed by the European Research Executive Agency (REA) to
meetings and online discussions.
REA staff ensured that for the topics associated to these 3 calls, all actors involved were fully informed about the background guidance and legal documents, procedures and standards of quality. The organization and management were very challenging because of the large number of topics and proposals. Interdisciplinarity embedded in the call texts added layers to the overall complexity.
The overall evaluation process was executed in full compliance with the procedures, code of conduct, and guiding principles of fairness, transparency and equal treatment of proposals. The rules and guiding principles for the procedures concerning each evaluation step were known in advance to the applicants, the evaluators and all the persons involved in the evaluations. The briefing materials made available to the external experts were of the highest quality as they provided all the relevant information in a clear and comprehensive way. Experts were asked to declare any potential conflict of interest and to ensure confidentiality of all information. The evaluation process was robust. No preferential treatment of any proposal was observed by the observer or reported by any expert. The discussions were fair and consistent with open and detailed online deliberations covering all the criteria and sub criteria to ensure clarity of issues (both in remote discussion meetings and/or in written communications within the evaluation system) arising and providing impartial feedback to applicants. REA continues putting significant effort into assigning proposals to evaluation groups that cover all the key disciplines relevant to the topic and provides structured training to moderators on how to help experts bridge barriers between disciplines through informed discussions that leave sufficient space for each discipline.
We recently informed the applicants about the evaluation results for their proposals.
For questions, please contact the Research Enquiry Service.
PROPOSAL NUMBERS
The call HORIZON-CL2-2024-DEMOCRACY-01 has closed on 07.02.2024.
287 proposals have been submitted.
The breakdown per topic is:
- HORIZON-CL2-2024-DEMOCRACY-01-01: 29 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-02: 21 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-03: 8 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-04: 61 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-05: 25 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-06: 25 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-07: 34 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-08: 51 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-09: 12 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-10: 7 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-11: 11 proposals
- HORIZON-CL2-2024-DEMOCRACY-01-12: 3 proposals
Evaluation results are expected to be communicated in June 2024.
Lump sum funding related information, including a list of dedicated FAQs, is available on the Lump sum funding page of the Portal.