Artificial Intelligence, Big Data And Democracy
HORIZON Research and Innovation Actions
Basic Information
- Identifier
- HORIZON-CL2-2022-DEMOCRACY-01-01
- Programme
- Reshaping democracies
- Programme Period
- 2021 - 2027
- Status
- Closed (31094503)
- Opening Date
- January 20, 2022
- Deadline
- April 20, 2022
- Deadline Model
- single-stage
- Budget
- €9,000,000
- Min Grant Amount
- €2,000,000
- Max Grant Amount
- €3,000,000
- Expected Number of Grants
- 3
- Keywords
- HORIZON-CL2-2022-DEMOCRACY-01-01HORIZON-CL2-2022-DEMOCRACY-01Artificial intelligenceGlobal and transnational governance, international law, human rightsPolitical systems and institutions, governance
Description
Expected Outcome:
Projects should contribute to at least two of the following expected outcomes:
- Protect fundamental rights and European values from possible threats stemming from unregulated use of artificial intelligence (AI) and big data applications.
- Explore the potential of AI and big data to reinforce fundamental rights and European values. Examine the effectiveness of monitoring and control protocols of established legislation and non-regulatory measures over AI and big data development and implementations.
- Introduction of values-based frameworks to inform data governance and regulate the use of AI and big data.
- Innovative uses of AI and big data to enhance citizen engagement and democracy.
Scope:
Big data and AI are shaping our societies at an unprecedented rate. We produce an ever-increasing amount of data revealing people’s attitudes, preferences, views and opinions. Public and private actors collect it and use it in multiple ways: e.g. companies “privatise” data to augment commercial returns while, on the other hand, state actors can use it for safety and security applications and the public sector to provide better, tailored services to citizens.
AI and big data open great opportunities in many fields of public interest: education, training, health, safety and security, public services, as well as for democratic processes and civic participation. However, both private and public uses contain some risks at the expense of citizens’ rights. These technologies, being at the forefront of datafication processes, pose new challenges both to core individual values such as privacy, freedom and equality, as well as to European collective values, such as fairness, security, inclusiveness, accountability and democratic control.
Proposals should analyse challenges and opportunities for society brought about by AI and big data. They should explore how to protect citizens from potential abuse enabled by these technologies both in the private and public domains. New and established regulations to control platforms using these technologies (beyond GDPR) should be examined. Strategies and policy recommendations on how to ensure that philosophical, legal and ethical values are embedded in the development of these technologies as outlined in the White Paper on Artificial Intelligence – a European approach to excellence and trust[1], are sought.
Examination should lead to solutions protecting from the possible negative impacts of these technologies on fundamental rights and democracy. Equally, it should lead to strategies that leverage them for enhancing civic participation and democracy.
Issues at stake include, inter alia: data ownership and/or inalienability; regulation of data flows; neutrality and explainability of algorithms and machine learning; value-centric, decentralised and/or open source designs for data processing platforms; counter-powers to dominant platforms; sensitive applications such as face recognition; etc.
Proposals are expected to address some of the following points: To build evidence, to review and to analyse threats to and opportunities for democracy, personal and collective European values stemming from AI and big data. This should involve a specific focus on gender issues and vulnerable populations, including persons with disabilities and people at risk of discrimination. They should propose ethical standards enforced through regulatory and governance frameworks. Supported with operational guidance, they should help protect citizens, uphold European values and ensure public trust in AI and the processing of big data. Innovative, inclusive and participative uses of AI and big data for civic engagement and democracy, including through experimental approaches, should be explored. Research is expected to design ways to educate European citizens about these technologies to enable informed civic participation in shaping them. Projects should build on existing results, findings and good practices, for instance those focused on Responsible Research and Innovation, and relevant projects supported under Horizon 2020’s Science with and for Society programme.
[1] https://ec.europa.eu/info/strategy/priorities-2019-2024/europe-fit-digital-age/excellence-trust-artificial-intelligence#documents
Destination & Scope
Democracies are more fragile and more vulnerable than in the past. The Freedom in the World Report (2020) shows that democracies across the globe are in crisis[1]. At the same time, various European surveys show declining levels of trust in the political institutions of democracy.[2] In terms of legitimacy, there are signs of a potential shift from governance based on expertise, multilateralism and consensual policymaking towards majoritarianism, unilateralism, nationalism, populism and polarization. Research on the past and present challenges and tensions in democracy can help to better understand and strengthen democracy, its resilience and stability. It will foster democracy’s further development with a view to enhancing representation, participation, openness, pluralism, tolerance, the effectiveness of public policy, non-discrimination, civic engagement, the protection of fundamental rights and the rule of law. These reflect the European Union’s values as defined in Article 2 of the EU Treaty[3].
Expected impact:
Proposals for topics under this Destination should set out a credible pathway to contributing to the following expected impacts of the Horizon Europe Strategic Plan:
- Democratic governance is reinvigorated by improving the accountability, transparency, effectiveness and trustworthiness of rule-of-law based institutions and policies and through the expansion of active and inclusive citizenship empowered by the safeguarding of fundamental rights.
The implementation of the research activities of the destination will assist in the re-invigoration and modernisation of democratic governance. The aim is to develop evidence-based innovations, policies and policy recommendations, as well as institutional frameworks that expand political participation, social dialogue, civic engagement, gender equality and inclusiveness. Activities will also contribute to enhancing the transparency, effectiveness, accountability and legitimacy of public policy-making. They will help improving trust in democratic institutions, safeguarding liberties and the rule of law and protecting democracy from multidimensional threats. Rich historical, cultural and philosophical perspectives, including a comparative dimension, will set the frame for soundly understanding present developments and help to map future pathways. In the medium to long term, the knowledge, data, scientifically robust recommendations and innovations generated will enhance decision making on all aspects relevant to democratic governance. As the Destination aims directly at citizen engagement and at producing lasting change, it is of particular importance that the research and innovation actions promote the highest standards of transparency and openness. When applicable, it is encouraged to open up the process, criteria, methodologies and data to civil society in the course of the research.
[1] https://freedomhouse.org/report/freedom-world/2020/leaderless-struggle-democracy
[2] W. Merkel, Past, Present and Future of Democracy - Policy Review, 2019: https://op.europa.eu/en/publication-detail/-/publication/4bebf83d-60ba-11e9-b6eb-01aa75ed71a1/language-en/format-PDF/source-94807842
[3] Consolidated version of the Treaty on European Union, Title 1 “Common Provisions”, Article 2: “The Union is founded on the values of respect for human dignity, freedom, democracy, equality, the rule of law and respect for human rights, including the rights of persons belonging to minorities. These values are common to the Member States in a society in which pluralism, non-discrimination, tolerance, justice, solidarity and equality between women and men prevail”.
Eligibility & Conditions
General conditions
2. Eligible countries: described in Annex B of the Work Programme General Annexes
A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.
4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes
- Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes
- Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual
- Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes
6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes
Specific conditions
7. Specific conditions: described in the specific topic of the Work Programme
Documents
Call documents:
Standard application form — call-specific application form is available in the Submission System
Standard application form (HE RIA, IA)
Standard evaluation form — will be used with the necessary adaptations
Standard evaluation form (HE RIA, IA)
MGA
Additional documents:
HE Main Work Programme 2021–2022 – 1. General Introduction
HE Main Work Programme 2021–2022 – 5. Culture, creativity and inclusive society
HE Main Work Programme 2021–2022 – 12. Missions
HE Main Work Programme 2021–2022 – 13. General Annexes
HE Framework Programme and Rules for Participation Regulation 2021/695
HE Specific Programme Decision 2021/764
Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment
EU Grants AGA — Annotated Model Grant Agreement
Funding & Tenders Portal Online Manual
Frequently Asked Questions About Artificial Intelligence, Big Data And Democracy
Support & Resources
Online Manual is your guide on the procedures from proposal submission to managing your grant.
Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe.
Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management.
Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular.
Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding.
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European IPR Helpdesk assists you on intellectual property issues.
CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal.
The European Charter for Researchers and the Code of Conduct for their recruitment– consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers.
Partner Search Services help you find a partner organisation for your proposal.
Latest Updates
The Call HORIZON-CL2-2022-DEMOCRACY-01 (Reshaping democracies) has closed on the 20th April 2022.
241 proposals have been submitted.
The breakdown per topic is:
- HORIZON-CL2-2022-DEMOCRACY-01-01: 34 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-02: 50 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-03: 19 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-04: 51 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-05: 20 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-06: 14 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-07: 17 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-08: 12 proposals
- HORIZON-CL2-2022-DEMOCRACY-01-09: 24 proposals
Evaluation results are expected to be communicated in July 2022.